- Morgan Stanley (South Jordan, UT)
- …and issuer counsel/corporate clients on SEC rules and operational considerations. The Restricted Securities Associate will interact with multiple internal ... to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Restricted Securities Associate * **Location:** *Utah-South… more
- Truist (Atlanta, GA)
- …to take an active role in helping our clients achieve their goals. **Summer Associate Program Overview:** The Truist Securities Summer Associate Program will ... for US permanent residence.)** To learn more about Truist Securities ' Associate positions, please visit the Student...also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As… more
- Truist (New York, NY)
- …E-3, or sponsorship for US permanent residence.)** To learn more about Truist Securities ' Associate positions, please visit the Student Programs section of our ... **Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service corporate and investment banking arm of Truist… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... the quality of the tasks/services provided. Impact of the job holder is restricted to own team. **Responsibilities:** + Individual mapped to this job description is… more
- Western Digital (Irvine, CA)
- …**ESSENTIAL DUTIES AND RESPONSIBILITIES:** + Advises on a broad range of securities laws and corporate governance matters. + Assists in the preparation and ... review of securities filings (annual, quarterly and current reports, proxy statements,...our annual Long-Term Incentive (LTI) program, which consists of restricted stock units (RSUs) or cash equivalents, pursuant to… more
- Truist (Greenville, NC)
- …degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities ... to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts. 7. Effective time management skills. 8.… more
- Truist (New York, NY)
- …job description:** As part of the Capital Markets division within Truist Securities , Inc., the Asset Securitization Group (ASG) provides structured debt capital ... with the originations team, syndicate desk and sales team to structure asset-backed securities (ABS) that are placed with institutional investors in the new issue… more
- Truist (Houston, TX)
- …finance or equivalent experience and related training. 3. Experience in the securities industry and/or a sales assistant role. 4. Knowledge of securities ... to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts. 8. Effective time management skills. 9.… more
- Citigroup (Miami, FL)
- The Client Services Associate is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing processes ... the tasks/services provided. Impact of the job holder is restricted to own team. **Responsibilities:** + High proficiency of...update monthly + Provide high level of support to Securities Specialists including but not limited to, client market… more
- Truist (New York, NY)
- …job description:** As part of the Capital Markets division within Truist Securities , Inc., the Asset Securitization Group (ASG) provides structured debt capital ... team, syndicate desk and sales team to place asset-backed securities (ABS) with institutional investors in the new issue...also be eligible for Truist's defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As… more
- Morgan Stanley (Alpharetta, GA)
- …global financial services firm providing a wide range of investment banking, securities , wealth management and investment management services. With offices in more ... multiple corporate clients using the Shareworks platform * Administer Stock Options, Restricted Stock Awards, and Performance Awards * Assist clients with the… more
- Morgan Stanley (Purchase, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... *DEPARTMENT PROFILE:* Executive Financial Services ("EFS") supports transactions involving restricted or control stock, often-involving Rule 144 Affiliates and… more
- Truist (Naples, FL)
- …including addressing escalated issues not resolved by the Client/Branch Service Associate . 2. Meet regularly with Complex Directors to ensure appropriate and ... Bachelor's degree or equivalent experience and related training. 8. Knowledge of securities markets and brokerage accounts. 9. Knowledge of the features and… more
- Robert Half Legal (New York, NY)
- …enterprise-wide compliance efforts, including policies and procedures, corporate filings, securities restricted list, privacy and enterprise-wide compliance ... Description Our client, a pension fund, is seeking a Privacy & Compliance Associate to join their NYC based team. The Privacy and Compliance Specialist is… more