- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** This Finance Control Oversight (FCO) Vice President (VP) role will support the review ... well as assist with the completion of testing requirements for the Risk and Control Self-Assessment (RCSA) process across the finance functions. The position is… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist...strategic advice and guidance to front office and relevant control functions regarding (i) public and private offerings of… more
- MUFG (Irving, TX)
- …escalation of client or control issues to the Global Head of AML Advisory . + May assist with the creation and development of relevant global AML training ... s/he will report to the Global Head of AML Advisory . As an AML/FCC subject matter expert on payments...engages with relevant operations teams to support their AML risk -management efforts, providing subject matter expertise on in-scope products… more
- MUFG (Irving, TX)
- …escalation of client or control issues to the Global Head of AML Advisory . + Coordinates risk re-evaluation and reviews of client relationships globally in ... in Securities, s/he is responsible for advising the Global Head of AML Advisory and relevant first-line business leaders on strategies to identify and manage the… more
- Raymond James Financial, Inc. (New York, NY)
- …information and decisions. Take responsibility for developing and delivering the organization's risk management and/or risk control policies and procedures. ... Lead the development of policies, procedures, and related guidelines for a significant area of responsibility, ensuring compliance with external requirements and integration with the broader corporate policy framework. Represent the organization or institution… more
- Morgan Stanley (Purchase, NY)
- …negative news processes, among others, for Morgan Stanley. *Responsibilities:* The Assistant Vice President, Risk and Controls is responsible for assisting in ... of applicable MS' policies, standards, and procedures. *The Assistant Vice President, Risk and Controls will:* *...* Lead implementation for project deliverables for Financial Crimes Risk and Control assessments (RCSAs) under the… more
- Morgan Stanley (Purchase, NY)
- …its workforce (M/F/Disability/Vet). **Job:** **Operational Risk * **Title:** *US Banks Operational Risk Vice President - Dedicated Business Risk Coverage ... Ensure the Business Risk Program includes elements to identify measure, monitor, control , and report on the current and emerging risks and mitigating control … more
- Morgan Stanley (Miami, FL)
- …annuities, insurance, retirement, and trust services. The WM and US Banks Financial Crimes Risk Assistant Vice President (AVP) is part of Wealth Management and ... sponsored benefit programs. * o #LI-AJ1 **Job:** **Wealth Management* **Title:** *Assistant Vice President: Anti-money Laundering Risk - Enhanced Due Diligence *… more
- Morgan Stanley (Miami, FL)
- …the audit and testing processes and approaches. * Should be familiar with the risk and control framework at a financial institution. *Required Qualifications:* * ... advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending, deposits...3 years of risk management, compliance, control , and/or audit experience… more
- Morgan Stanley (Miami, FL)
- …for existing Banking & Lending client relationships. * Actively identify, measure, control and remediate money laundering and reputational risk issues with ... Stanley sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * Vice President: Anti-money Laundering Risk - Enhanced Due Diligence… more
- JPMorgan Chase (Wilmington, DE)
- …about challenging the status quo and striving to be best in class. As a Card Risk Governance and Exam Readiness Vice President in Risk Management and ... + Provide leadership in Card risk governance activities and the Card Risk change management governance process including the advisory groups and committees,… more
- JPMorgan Chase (Newark, DE)
- …in accordance with firm-wide operational risk programs + Lead and provide independent risk and control advisory support and risk challenge, inclusive ... risk . The team focuses on four areas: Risk Identification & Assessment, Control Design &...effective evaluation of processes, risks and controls. As a Control Manager - Vice President within HR… more
- Bloomberg (New York, NY)
- …First Line of Defense (FLOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) training efforts + Successfully challenge FLOD on ... and Compliance, Finance, Operational Resilience, and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to… more
- JPMorgan Chase (Brooklyn, NY)
- …and middle-market corporations to financial institutions and governments. It provides advisory , full-service capital raising, and credit and risk management ... with control policies, standards and procedures - eg P&L and Risk minimum standards, Product Control accountability standards, Income attribution (GMRA) and… more
- BlackRock (New York, NY)
- …practice, who will be involved in various aspects of the Audit group's risk assessment, assurance and advisory activities, including audit planning and ... legal and compliance. BlackRock Internal Audit is seeking a Vice President in New York City for its Business...systems + Build and maintain collaborative relationships with all risk and control functions + Interact with… more
- Heritage Financial Credit Union (Middletown, NY)
- …Audit (IA) department provides independent assessments of the credit union's governance, risk management and internal control environment for key stakeholders ... end-to-end process documents around internal controls- including narratives, flowcharts, and risk / control matrices. + Ensures audit functions are performed using… more
- Morgan Stanley (Baltimore, MD)
- …persons (PEP) screening, customer activity reviews and the Enterprise Customer Risk Ranking (ECRR) program. _*Position Description*_ We're looking for an experienced ... the Head of Screening Controls and stakeholders in KYC and Sanctions Advisory execute on the Program's business-as-usual sanctions obligations as well as manage… more
- Morgan Stanley (Purchase, NY)
- …* Create and provide reporting on issues and action plans to relevant risk and control committees . Assess and escalate potential completion risks ... financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending, deposits and cash… more
- Santander US (New York, NY)
- …and Abilities:** + Knowledge of the FINRA Gateway + Practical knowledge of key business control areas (Audit & Risk Review, Risk Management, Finance, Human ... Central Compliance, Vice President- Corporate & Investment Banking Country: United...VP Monitors activities to minimize the company's exposure to risk . Activities may include data analysis, risk … more
- BAE Systems (Fort Wayne, IN)
- …experience. + Leverage technology across a portfolio to support execution. + Exemplary Risk & Opportunity management skills. ** Vice President and General Manager ... Avionics Solutions (CAS) business area is seeking its next Vice President and General Manager to lead the strategic...we are the agile driver in game-changing power and control solutions that enable our customers to create a… more