- SMBC (New York, NY)
- …required timelines, with appropriate updates to policies, procedures, and controls . + Risk and Control Self- Assessment (RCSA): Oversee the RCSA process ... benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing ,...and Regulatory Change Management. Additionally, the position oversees the Risk and Control Self- Assessment (RCSA)… more
- Principal Financial Group (Des Moines, IA)
- …16, Schedule 13G/D, 13H, etc. + Ensure connectivity between compliance- risk assessment , policies and procedures, testing , controls , issue management, ... of compliance program framework, policy and procedure development and implementation, compliance- risk assessment , testing methodologies, and issue… more
- SMBC (Phoenix, AZ)
- …desired and Credit Card experience a plus + Experience with executing operations risk assessment / testing methodologies evaluating the adequacy and efficiency ... & RESPONSIBILITIES:** + Leads and provides expert guidance on assessment of processes and controls across the...management team (incl. new product development) through identification of risk & control considerations, as well as… more
- MUFG (Tempe, AZ)
- …+ Expert in program management with a focus on executing information security risk assessment / testing methodologies, evaluating the adequacy and efficiency ... across various levels within the organization, Audit & IT Controls teams, internal risk committees, and external...emerging risk , internal operational trends, and external risk events for potential impact to control … more
- JPMorgan Chase (Tampa, FL)
- … across JP Morgan Wealth Management businesses. Your role will involve advisory, monitoring/ testing , risk assessment & oversight, and policies & ... and skills** + 5+ years previous investment product marketing experience as compliance/legal, control , risk or supervisory professional at a major law firm,… more
- Citigroup (Irving, TX)
- … issues with transparency. **Qualifications:** + 5-8 years of experience in a audit, risk assessment , testing or compliance role within financial services ... region in accordance with CTA Plan. + Performs compliance controls testing , transactional testing , or...functions. + Recommends appropriate and pragmatic appropriate solutions to risk and control issues. + Applies knowledge… more
- Navy Federal Credit Union (Vienna, VA)
- …and reports to support management activities + Supports the execution of front-line controls , self-assurance, RCSAs, independent risk testing , and audit ... assists provide expertise in with the administration of specialized risk assessment and testing lifecycles...Now, PowerBI) + Expert knowledge of operational and regulatory risk control concepts and practices + Proven… more
- Texas Health Action (San Antonio, TX)
- …you would do: + Provide culturally competent, anonymous and confidential HIV and STI testing , risk assessment , and deliver results. + Educate individuals and ... Read more about THA here: http://texashealthaction.org. Texas Health Action is seeking a Testing Specialist to join the Outreach & Testing team in providing… more
- Bank of America (Newark, DE)
- …Skills** + Knowledge of the Risk Program with an emphasis on monitoring, testing and risk assessment + Knowledge of governance and reporting practices ... effectiveness of Global Markets Risk and Financial Risk processes and controls to ensure compliance...process, risk , Single Process Inventory, and FLU/CF Risk and Control Self- Assessment related… more
- JPMorgan Chase (New York, NY)
- …institution + Knowledge and experience in Compliance, as well as familiarity with monitoring, testing , and risk assessment + Strong knowledge of managed ... controls and training + Conduct on-going challenge to business risk assessment , administer monitoring, maintain Compliance policies, provide marketing and… more
- Citigroup (Irving, TX)
- …Risk Metrics + Compliance Escalations and Emerging Risks + Monitoring and Testing + Risk and Controls Assessment / RCSAs and MCA + Policy Governance + ... Citi's Compliance Risk Policies and measuring compliance risk through a robust control framework and... Risk and Compliance training + Compliance Risk Assessment + Metrics Strategy + Compliance… more
- KPMG (Dallas, TX)
- …architecture + Facilitate demonstrations of GRC platform functionality such as: policy management, risk assessment , controls testing , issues management, ... **Business Title:** Manager, GRC Risk Transformation **Requisition Number:** 115845 - 87 **Function:**...circumstances, clients also may require proof of vaccination or testing (eg, to go to the client site). KPMG… more
- Intuit (San Diego, CA)
- …line with a dynamic and evolving business environment. This leader will work through risk assessment , design of internal controls over financial reporting ... Controllership, Assurance, and Operations (CAO) organization as a Financial Risk and Controls Leader. We are looking...+ Excellent analytical and organizational skills, time prioritization and risk assessment . + Applies a testing… more
- Wells Fargo (Charlotte, NC)
- …financial crimes risk and related reviews such as Risk and Control Self- Assessment (RCSA) testing to independently evaluate the adequacy and ... Crimes Independent Testing and Validation (IT&V) Targeted Risk and Control Evaluation (TRACE) team within...accredited university/college in relevant discipline (eg business). + Independent risk and controls testing , Audit,… more
- Wells Fargo (West Des Moines, IA)
- …financial crimes risk and related reviews such as Risk and Control Self- Assessment (RCSA) testing to independently evaluate the adequacy and ... work experience, training, military experience, education **Desired Qualifications:** + Independent risk and controls testing , Audit, regulatory and… more
- MUFG (New York, NY)
- …standards. (COBIT, NIST 800-53, FFIEC etc.) + Manage the execution of front line controls self-assurance and risk assessment activities (ad hoc controls ... functions, and capabilities + Participate in the development, design, and implementation of control testing and risk monitoring programs + Collaborate with… more
- MUFG (Tempe, AZ)
- …+ 3-5 years' experience with RCSA frameworks including KRIs, risk to control mapping, and control testing . + Preferred: Professional certifications such ... management, including experience executing risk assessments, testing and evaluating processes and controls +...+ Experience with executing technology and or information security risk assessment / testing methodologies evaluating the… more
- Citigroup (Jersey City, NJ)
- …, controls design, controls testing . + Strong understanding of risk assessment processes. + Advanced skills in MS Excel and MS PowerPoint and MS ... control effectiveness. Accountable for timely and complete controls testing results and advice regarding the...appropriate and pragmatic solutions to risk and control issues. + Develop control testing… more
- City National Bank (Los Angeles, CA)
- …and scheduled credit review activities. **What you will do** + Credit Risk EvaluationPerforms individual credit assessment / testing of individual Wholesale ... FIRST LINE OF DEFENSE** **WHAT IS THE OPPORTUNITY?** Provides comprehensive credit risk assessment of an assigned portfolio's credit quality, credit processes,… more
- Deloitte (Jersey City, NJ)
- …include process improvement, operating model design and implementation, risk assessment and management, and controls testing engagements across ... markets organization or broker-dealer, including execution and oversight processes, risk assessment , reporting, controls , testing , and data analytics +… more