- JPMorgan Chase (Atlanta, GA)
- …upholding operational excellence, driving innovation in risk management. As a Tech Risk & Controls Lead in Global Technology, Tech Risks and Controls, you ... to the successful management of technology-aligned aspects of Governance, Risk , and Compliance in line with the...firm standards, regulatory requirements, and industry best practices + Lead all aspects of our SOX program… more
- Needham Bank (Wellesley, MA)
- Job Descriptions: Under the direction of the Lead ERM Analyst, the Risk & (Sarbanes-Oxley Act) SOX Analyst will be a dynamic position that will support ... Risk , SOX , and Internal Audit activities,...and SOX metrics to Management and coordinate internal Risk & Compliance monthly MIS packages. + Assist… more
- Advanced Energy (Denver, CO)
- IT Sox Compliance Lead **ABOUT...in public accounting or large company IT audit, IT risk consulting and/or leading SOX program support/execution; ... its global customers and is headquartered in Denver, Colorado. **POSITION SUMMARY:** The Lead IT SOX Compliance is responsible for managing the SOX IT… more
- Zions Bancorporation (Salt Lake City, UT)
- …automated controls reliance approach. + Perform risk identification and assessments for SOX compliance related to routine processes + Maintain and improve ... into Zions Capital Markets. We are currently seeking a SOX Compliance Officer to join our team....field. + 4 to 6 years of relevant accounting, SOX risk assessment, automation, testing and internal… more
- Capital One (Mclean, VA)
- Risk Manager, SOX Advisory Team If you're looking for a fast paced, dynamic and innovative firm founded on a culture of diversity and inclusion that can provide ... environment inclusive of relevant information security controls. Responsibilities include: + Lead multiple customer stakeholders through our robust risk … more
- Warner Bros. Discovery (Knoxville, TN)
- …the SOX program + Provide guidance and training to key stakeholders on SOX compliance , internal control best practices, and WBD processes + Develop new ... a leadership role in shaping the roadmap and strategy of our Sarbanes-Oxley ( SOX ) Compliance Program. This role will also support advisory projects, leveraging… more
- Vanguard (Chesterbrook, PA)
- …mission is to maintain the best-in-class SOX program designed to achieve SOX compliance for Vanguard, while supporting business teams in the optimization of ... the completeness, sufficiency, and appropriateness of control- risk relationships (ie, risk mitigation). + Collaborating with SOX GO COR colleagues, Internal… more
- Comerica (Frisco, TX)
- SOX Financial Controls Lead The Enterprise...risk and key controls. * Assists with the SOX scoping, identification of risks and controls, and the ... facilitating group wide training to interested and impacted stakeholders to ensure compliance with the SOX program office policies/procedures and regulatory… more
- Meta (San Francisco, CA)
- …- Global Head of SOX , where you will lead Meta's global SOX Compliance Program overseeing risk and materiality assessments, control design reviews, ... a strategic thinker with a passion for internal controls, risk management, and compliance and has a...on continuous improvement, increased innovation, and efficient operations 2. Lead the Company's SOX compliance … more
- Charles Schwab (Lone Tree, CO)
- …prepare and review, and this position reports to a Team Manager, BP Audits and SOX Compliance . This is an individual contributor role. This position is located ... the status quo" and transform the finance industry together. The Sarbanes-Oxley Compliance Office (SCO) performs risk assessment, scoping, testing, concluding,… more
- Entergy (New Orleans, LA)
- …to manage and continuously improve use of Entergy's governance, risk , and compliance platform. + Manage the quarterly SOX certification program. + Develop, ... assurance to management regarding the effectiveness of the control environment. + Prepare SOX compliance reports for senior management and the Audit Committee… more
- ManpowerGroup (Chicago, IL)
- … testing, internal audit, or risk management. + Strong understanding of SOX compliance , internal controls, and risk assessment methodologies. + Excellent ... + Assess and document the effectiveness of internal controls in alignment with SOX compliance requirements. + Identify control gaps, potential risks, and provide… more
- Mizuho Corporate Bank (New York, NY)
- …Process Level controls. + Update / prepare all SOX documents (Narratives, Risk and Control matrices) in compliance with established guidelines. + Identify, ... there are adequate controls in place to mitigate the risk of material misstatement of the firm's Financial Statements,...execute other initiatives. You will report directly to the SOX Lead within the Mizuho Americas Finance… more
- Truist (Charlotte, NC)
- …+ Serve as a Subject Matter Expert (SME) for technology risk and compliance for SOC1 and SOX impacting processes and initiatives. + Interface with business ... with the business on current and emerging technologies and impact on SOX compliance . Required Qualifications: The requirements listed below are representative… more
- Intuit (Mountain View, CA)
- …individual contributor manager (managing 3rd party resources in a co-sourced model) you will lead SOX IT audits. You will work with the Engineering, IT, Security ... functions of this fast-paced, rapidly changing business, and directly with key stakeholders to drive SOX compliance . You have a strong background in IT SOX … more
- Capital One (Richmond, VA)
- …We are seeking a self-motivated Accounting Manager interested in becoming part of our SOX team. Responsibilities include: + Lead one or more lines of business ... Accounting Manager, SOX Advisory Team Capital One's Sarbanes-Oxley ( SOX...+ Develop a high level of knowledge around reporting compliance , risk management, and evolving industry changes… more
- AAA Northern California, Nevada & Utah (Walnut Creek, CA)
- …reporting. Essential Duties + Take ownership for executing overall audit programs, including SOX risk assessment, audit planning & scoping. + Perform process ... accounting firm and/or publicly-traded company + Strong understanding of internal controls, SOX compliance , COSO, and internal auditing standards + Internal… more
- Intuit (Mountain View, CA)
- …Core responsibilities include: + Manage and direct the work streams related to IT SOX compliance and application controls. + Provide technical support in the ... audits, operational process reviews, system implementation reviews, application and other IT-related risk areas. Create and lead ad-hoc analyses of financial and… more
- Elevance Health (Columbus, OH)
- …+ Experience working in a complex IT/IS environment. + Experience with Governance, Risk and Compliance (GRC) systems (eg, Workiva WDesk, Highbond, Audit Board, ... **Internal Auditor Sr. - SOX & SOC1** **Location:** Elevance Health supports a...audits, internal control assessments, strategy reviews, special projects, and risk assessment activities for the enterprise, across all lines… more
- GE Aerospace (Evendale, OH)
- …and assess the effectiveness of the processes and controls (Tests of Design) + Lead scoping and risk assessment of assigned business processes + Develop, update ... but include a subset of the following: + Execute SOX program including: + Leading walkthroughs of business cycles,...to mitigate identified deficiencies and improve control environment + Lead various policy compliance project including account… more