- JPMorgan Chase (Plano, TX)
- …the box, challenging the status quo and striving to be best-in- class. As an Investment Bank Credit Risk Administration Executive Director within the ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at...Investment Bank and Wholesale Credit Risk team, you… more
- Enterprise Bank & Trust (Clayton, MO)
- …+ Comprehensive understanding of asset allocation, investment trading, security research, investment selection, risk management and economic research. + ... managers and trust associates to manage investment portfolios of Enterprise Bank & Trust in a risk -controlled manner. **Essential Duties and… more
- City National Bank (Los Angeles, CA)
- … Management Governance, provide ongoing oversight of City National Bank 's (CNB's) Retail Non-Deposit Investment Products (the "RNDIP") program and ... ** INVESTMENT MANAGEMENT GOVERNANCE OFFICE BUSINESS MANAGER**...self-identified issues. + Analyze, evaluate and periodically review current risk management practices relating to RNDIP and… more
- City National Bank (Los Angeles, CA)
- ** INVESTMENT MANAGEMENT GOVERNANCE OFFICE BUSINESS ANALYST** **WHAT IS THE OPPORTUNITY?** Working within the Wealth Management division, you will be part of ... City National's lines of business with a strong focus on integrated and streamlined investment management governance programs. **What you will do** + Build and… more
- Bank of America (New York, NY)
- …corporate banking coverage and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA. The candidate ... investment banking, corporate banking, leasing etc) (tier 1 investment bank preferred) + Minimum 8-10 years...+ Audit Planning + Internal Audit Review + Issue Management + Risk Management +… more
- Bank of America (Towson, MD)
- …Advisors (FAs) team, such as defining an FA's or FA team's overall investment management philosophy through portfolio analysis and performing business ... Investment Manager Specialist Towson, Maryland **Job Description:** At Bank of America, we are guided by a common... Investment Office (CIO) philosophy, proprietary planning, and investment management tools + Monitors, analyzes, and… more
- Bank of America (New York, NY)
- …internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) business (eg ... Audit Supervisor - Global Corporate and Investment Banking New York, New York **Job Description:**...and leasing. The team is also responsible for credit risk management and global payment services audits… more
- Citigroup (Beverly Hills, CA)
- …and serves 40% of the world's billionaires and their families. **Responsibilities:** + Investment Counselors joining Citi Private Bank will be distinguished and ... institutional markets solutions, etc. + Partner with Bankers to prospect for new investment business + Appropriately assess risk when business decisions are… more
- City National Bank (Los Angeles, CA)
- …client investment portfolios and rebalance alignment of asset allocation with client's investment objects and risk tolerance. + Review the assets in each ... experience in direct investment sales required. + Minimum 3 years of investment , securities and/or portfolio management experience required + Minimum 3 years… more
- City National Bank (Los Angeles, CA)
- …process to ensure the attainment of CRA while ensuring CNB credit quality and risk management guidelines are maintained. This may be accomplished through active ... efforts and referrals from existing customers and line colleagues.'Participates in the investment management process by providing underwriting expertise to line… more
- Citigroup (Washington, DC)
- …comprehensive understanding of the fundamentals of portfolio construction, asset allocation and risk management . The position requires broad understanding of the ... and development, platform and process enhancement, content delivery, regulatory compliance, risk and control, revenue and expense management .These functions are… more
- M&T Bank (Wilmington, DE)
- **Overview:** Provides comprehensive investment management services to Wealth Advisory Services clients. Operates within a professional team environment ... Responsibilities:** Integral to the position is the ability to communicate internally with Bank management and executives and externally with clients and their… more
- Bank of America (Fort Worth, TX)
- … Causation Analysis Client Management Policies, Procedures, and Guidelines Risk Management Trading **Shift:** 1st shift (United States of America) ... - Merrill Premium Fort Worth, Texas **Job Description:** At Bank of America, we are guided by a common...financial markets, policies, procedures, and processes to the client's investment needs. Job expectations include owning the management… more
- M&T Bank (Radnor, PA)
- **Overview:** Provides comprehensive investment management services to Wealth Advisory Services clients. Operates within a professional team environment ... Responsibilities:** Integral to the position is the ability to communicate internally with Bank management and executives and externally with clients, and their… more
- US Bank (Minneapolis, MN)
- …Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance risk oversight and credible challenge from the second ... Wealth, Corporate, Commercial and Institutional Banking program to ensure activities relating to investment of US Bank Wealth fiduciary client assets are in… more
- M&T Bank (Radnor, PA)
- … risk to the organization. Additional responsibilities include managing investment reporting data services vendor relationships, project management and ... committee meetings between the Retirement Advisory team and various Risk teams to understand the investment process,...mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management . Promote… more
- PNC (Washington, DC)
- …the introduction and expansion of financial services to the client. + Executes risk management practices through the adherence to PNC's policies and procedures. ... to contribute to the company's success. As a Senior Investment Advisor within the PNC Private Bank ...to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must… more
- Bank of America (Fort Worth, TX)
- …team environment by promoting an effective sales and service strategy and risk management process + Prioritizes employee development by providing effective ... Investment Account Fulfillment Team Manager Fort Worth, Texas **Job Description:** At Bank of America, we are guided by a common purpose to help make financial… more
- Citizens (Johnston, RI)
- …for the front-, middle-, and back-office products and services, including the investment management and due diligence risk governance processes. ... activities between Risk , Compliance, and brokerage and Investment management Supervision. Experience in developing Private...40 Act programs. At Citizens, we're more than a bank and as a part of our team you're… more
- Fifth Third Bank, NA (Sarasota, FL)
- …in banking at Fifth Third Bank . GENERAL FUNCTION: The Licensed Investment Support Specialist II provides office management support for registered securities ... representatives (eg, Investment Executives, or Wealth Management Advisors). Responsible and accountable for risk ...drive a positive customer experience. While operating within the Bank 's risk appetite, achieves results by consistently… more