- Edward Jones (St. Louis, MO)
- …risk consultation and risk assessment. **What You'll Do:** The Risk Manager - Investment Advisory partners with leaders in the Wealth Management ... Advice & Solutions (WMAS) division to manage the risks associated with the Investment Advisory products and services. Effectively controls the risks associated… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …reviews which can include - advisory account appropriateness, fiduciary and investment advisory reviews, IAR meetings with clients, and analysis of a ... supervisory issues. Uses advanced knowledge and skills in securities and investment advisory regulations obtained through education, experience, specialized… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge and skills obtained through education and experience to ensure compliance of investment advisory business practices with Advisers Act, state laws, and ... with the Control Room on daily monitoring. * Interprets data and analyzes investment advisory activities identified via various data systems and reporting.… more
- TD Bank (New York, NY)
- …our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice President will ... management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity Capital Markets....team are in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- Deloitte (Jersey City, NJ)
- Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services ... III LCR and NSFR, FR 2052a, SR 10-1 Interagency Advisory on Interest Rate Risk , BCBS 368...Transaction Banking, Wholesale Banking, Cards & Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets +… more
- Deloitte (Charlotte, NC)
- …with Microsoft Office products, particularly Microsoft PowerPoint, Excel, and Visio About Deloitte Risk and Financial Advisory Deloitte Risk and Financial ... investment advice and management, financial planning, asset protection, risk transfer services, customized securities-backed credit and lending, and tax services… more
- Wells Fargo (San Diego County, CA)
- **About this role:** Wells Fargo is seeking a Financial Advisory Senior Branch Manager - Non-Producing in Wealth and Investment Management as part of Wells ... individual contributors or managers in roles with moderate complexity and risk in Financial Advisory functional area + Manage the branch profit and loss… more
- Robert Half (New York, NY)
- JOB REQUISITION New York Technology Audit & Advisory (Financial Services) Senior Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong ... You: Protiviti is looking for a Technology Audit & Advisory Senior Manager to join our growing...Manager , you'll partner with our clients to manage risk associated with their use of technology . You'll… more
- Citigroup (Jacksonville, FL)
- The Wealth Solutions Advisory Manager provides full leadership and supervisory responsibility. Provides operational/service leadership and direction to team(s). ... to all regulatory rules and guideless for compliance and risk management. Work affects an entire area, which eventually...direction of daily tasks and responsibilities. The Wealth Solutions Advisory Manager will be responsible for insuring… more
- Robert Half (Dallas, TX)
- …Where We Need You: The Healthcare Practice is seeking a Healthcare Technology Audit & Advisory Manager to join our growing team. What You Can Expect: Managers ... JOB REQUISITION Dallas Technology Audit and Advisory (Healthcare) Manager LOCATION DALLAS ADDITIONAL...Protiviti in the market. Managers in Technology Audit & Advisory work with clients to assess, identify risk… more
- Citigroup (Tampa, FL)
- The IPB Wealth Solutions Advisory Manager accomplishes results through the management of professional team(s) and department(s). Integrates subject matter and ... for all hiring decisions, disciplinary actions and terminations. The IPB Wealth Solutions Advisory Manager will be responsible for insuring firm initiatives and… more
- Robert Half (San Francisco, CA)
- JOB REQUISITION San Francisco Technology Audit & Advisory Manager LOCATION SAN FRANCISCO ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The Protiviti ... You: Protiviti is looking for a Technology Audit & Advisory Manager to join our growing team...areas of evolving technology. Managers in Technology Audit & Advisory work with clients to assess, identify risk… more
- Manulife (Boston, MA)
- …to 8 years of audit, risk management, operations, or equivalent investment -related business or advisory /consulting experience + University degree required + ... planning, directing, and completing high-quality, professional, cost-effective, beneficial, and risk -based internal audits and advisory engagements for retail… more
- Charles Schwab (Lone Tree, CO)
- …Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized ... or CFA(R) investment professionals. **Managing change** - The Senior Regional Manager will establish strategies and design plans to ensure that asset and service… more
- T. Rowe Price (Owings Mills, MD)
- …North America Institutional team, providing legal advice and guidance on various institutional investment advisory matters in support of a variety of business ... make a difference. We are a premier asset manager focused on delivering global investment management...numerous internal teams. Reviews presented business issues related to investment advisory activities, conducts legal research and… more
- HUB International (Gardner, MA)
- …owned global insurance broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth ... America. We currently have an opportunity for an **Account Manager ** on our **Client Advisory Team.** The selected employee will be responsible for servicing… more
- HUB International (South Hadley, MA)
- …owned global insurance broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth ... regional culture. We currently have an opportunity for an **Account Manager - Client Advisory Team** . The selected employee will be responsible for servicing… more
- Citigroup (New York, NY)
- …single and multi-asset class products. CIM is currently seeking an experienced Portfolio Manager to join our team of investment professionals. The candidate will ... related to both investment management and client service functions. The portfolio manager will be located with the US Fixed Income team in New York City,… more
- Enterprise Bank & Trust (Clayton, MO)
- …portfolios for client relationships. + Serves as investment team contact for investment planning and investment advisory issues, in each case ... Banker, Trust Officer and Administrator. Such issues will typically include investment risk tolerance assessment, asset allocation analysis, investment… more
- Bank of America (Towson, MD)
- Investment Manager Specialist Towson, Maryland **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... with current market assumptions by participating in CIO and manager updates and reviewing reports and allocation updates +...skills with the ability to identify trends and implement investment strategies to increase growth and mitigate risk… more