- Citigroup (Jersey City, NJ)
- …remediation across the global Markets Operations function, the candidate will act as a senior Risk Lead for the Organisation, responsible for ensuring we have ... Effective design and implementation of broader Ops Control Solutions Risk Metrics strategy and oversight + Strategy...Processing (STP) rates **Story Telling:** + Help drive comprehensive risk KPIs/Metrics for senior executive consumption -… more
- M&T Bank (Wilmington, DE)
- …Products, Fiduciary Compliance Risk and how a Second Line Compliance Risk oversight department functions is key. Effective communication and collaboration ... and evolving business products and services from a fiduciary and regulatory compliance risk perspective + Perform testing oversight , including the review of… more
- Federal Reserve System (Boston, MA)
- …globally systemic financial institution under Federal Reserve supervisory authority. The Senior Risk Specialist is a highly competent technical practitioner, ... program management. The position and job description posted is for a Senior Risk Specialist; however, candidates will be placed into an appropriate… more
- USAA (Charlotte, NC)
- …a part of what makes us so special! **The Opportunity** As a dedicated **Business Risk and Controls Advisor Senior ,** you will work with the Shared Services ... Third Party Governance, or quality governance. + Performs ongoing supervision and oversight of business controls and...planning, execution, and implementation phases for effective and timely risk remediation. + Advises senior management on… more
- Charles Schwab (Lone Tree, CO)
- …"challenge the status quo" and transform the finance industry together. The Transaction Risk Oversight and Monitoring (TROM) is a department within the Financial ... The Sr. Manager is responsible for working with the Senior Team Manager in reviewing, maintaining, and enhancing our...documentation pertaining to the performance in adherence to internal risk oversight guidelines. The Sr. Manager will… more
- Federal Reserve System (Minneapolis, MN)
- …and oversight as it relates to firm-wide Operational IT/Cybersecurity risk management, and Internal Audit practices against established Reserve Bank guidance and ... direction, and feedback to assisting examiners. + Ensures effective supervision of a risk area(s) specific to...in a financial services or other relevant specialty. + Senior Examiner: Substantial related experience (6 years) in financial… more
- Banc of California (Santa Ana, CA)
- …regulations, wherein the company operates. **Responsibilities** + Proactively assists in the oversight of a proactive Fraud Risk Management Program using data ... and/or changing risk and related control opportunities and enhancements to senior management. + Performs Key Risk Indicator (KRI) and Key Performance… more
- Citigroup (Irving, TX)
- **Operational Risk Senior Analyst - Tech, AVP** O&T is tightly integrated with Citi's businesses and plays a central role in driving value for the firm as well ... oversight may include (not limited to) technology operational risk , risk for example. + Evaluates the...ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy.… more
- Bank of America (Jacksonville, FL)
- …of Bank of America. The Merrill Advisory Development Program (ADP) Oversight Supervision Principal IV role manages diverse administrative, operational, ... supervisory, and regulatory oversight functions within a supervision group for...and collaborate with various line of business partners and senior supervision leadership on multiple processes or… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Business Execution Consultant Apprentice to join its Wealth and Investment Management (WIM) Fraud Risk team. ... Fraud Risk team ensures WIM's compliance with the enterprise Fraud Risk Management Policy and Required Absence Policy through governance of methods to identify… more
- City of New York (New York, NY)
- …steward of the resources of plan beneficiaries and the City of New York. The Senior Risk Officer will assist in analysis and provide recommendations on portfolio ... the portfolio and manager level across asset classes, The Senior Risk Officer will independently identify and... infrastructure. This position will report to the Chief Risk Officer (CRO). Under the supervision of… more
- Citigroup (Jacksonville, FL)
- …+ Governance and oversight may include (not limited to) technology operational risk , risk for example. + Establishes and maintains a robust control ... The Operational Risk Sr Manager accomplishes results through the management...ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy.… more
- Citigroup (Irving, TX)
- …Provides governance and oversight may include (not limited to) technology operational risk , risk for example. + Evaluates the control environment by ensuring ... The Operational Risk Sr Analyst is a seasoned professional role....ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy.… more
- Charles Schwab (Lone Tree, CO)
- …the status quo" and transform the finance industry together. The Transaction Risk Interdiction & Detection (TRIAD) is a department within the Financial Crimes ... Risk Management Enterprise. Our charter is to protect our...closely with our model product owners, Schwab Model Review Oversight organization, Internal Audit teams, and our business stakeholders… more
- Fannie Mae (Reston, VA)
- …economic capital, and stress testing. *THE IMPACT YOU WILL MAKE* The Enterprise Model Risk - Quantitative Modeling - Senior Associate role will offer you the ... Description As a valued colleague on our team, you will, under limited supervision , conduct theoretical and empirical research with public and proprietary data in… more
- Jacobs (Houston, TX)
- …Provide status report to senior management as requested + Perform any other oversight tasks assigned by the System Manager + Perform other duties as required As ... a Software Functional Manager or Spacecraft Software Insight / Oversight Engineer to join the team. _We are actively...control, configuration management, and issue tracking + Experience in risk assessment and implementation of risk reducing… more
- NatWest Markets (Stamford, CT)
- US Operations Oversight & Advisory Closing date for applications: 29/08/2024 Stamford,United States Permanent Full Time \#R-00236551 Share: ... (https://jobs.natwestgroup.com/jobs/14598440-us-operations- oversight -and-advisory/apply?tm\_src=0) Our people work differently depending on their jobs and needs.… more
- Citigroup (Tampa, FL)
- …associated with Policy adherence ad well as drive EUC agenda progress. The Business Risk Officer- Wealth EUC Governance and Oversight is a strategic professional ... SOX, Aus) + Responsible for managing and supporting multiple risk and control programs for the organization including defining...ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … oversight , escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the firm ... and marketing materials, content and publications to detect possible policy violations and risk matters to escalate to the appropriate supervision officer to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … oversight , escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the firm ... registered persons prior to affiliating with/joining Raymond James. The Senior Advisor of this team will work in partnership...multiple projects and tasks; work independently with minimal direct supervision . * Analyze risk to ensure that… more