- Prime Healthcare (Riverdale, GA)
- …to facility. #LI-DF2 Connect With Us! (https://careers-primehealthcare.icims.com/jobs/171181/ risk -and- compliance - officer - registered ... please contact Human Resources. Know Your Rights: https://www.eeoc.gov/sites/default/files/2022-10/EEOC\_KnowYourRights\_screen\_reader\_10\_20.pdf Responsibilities Risk and Compliance Officer : Responsible… more
- HUB International (Columbus, OH)
- …will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to ... responsible for aiding in the development and maintenance of compliance policies and procedures for all Hub-affiliated registered...will also aid in the coordination of regulatory and compliance initiatives, conduct periodic and annual risk … more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this...Group's Americas Division, inclusive of US broker dealer and registered swap dealer; SMBC Group's wholesale and retail banking… more
- Bureau of Alcohol, Tobacco, Firearms, and Explosives (Washington, DC)
- …1. Experience creating, staffing, implementing, and effectively maintaining a proactive internal compliance and risk assessment program for a law enforcement or ... Experience managing an internal inspection program focused on policy compliance and risk management and providing senior...December 31, 1959, you must certify that you have registered with the Selective Service System, or are exempt… more
- CIBC (Chicago, IL)
- …Statement, US Compliance works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and brand, while helping CIBC ... Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing,...Annual Compliance Plan; + **Conducting** US PWM's Compliance risk assessment; + **Establishing and maintaining**… more
- Zions Bancorporation (Salt Lake City, UT)
- …talent; we bring the opportunity. We are currently seeking an Investment Compliance Officer within the Market, Liquidity, Wealth Risk & Compliance Team. ... Dealer, Capital Markets and Public Finance groups. Responsibilities: A Risk & Compliance Officer within...+ Oversee Branch Audit Program including onsite audits of registered branch locations + Political contributions, restricted lists and… more
- Wellington (Boston, MA)
- …where necessary. The Compliance Officer will be a member of the Legal, Compliance & Risk Group and will report to the Head of Investment Platform ... with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's ...training, where appropriate + Collaborating with EMEA and APAC compliance colleagues and the broader Enterprise Risk … more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... will create and maintain a Compliance Policies and Procedures for all Americas ... compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also… more
- SMBC (Jersey City, NJ)
- … Department Americas Division ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment banking ... its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance...related compliance , conduct, regulatory compliance , reputation, strategic, and technology risk . The… more
- Sutter Health (Emeryville, CA)
- …to address risk . Has oversight of the investigation and remediation of high- risk compliance issues within their market/network/system service line or team of ... ethics and compliance officer . Coordinates with ethics & ...leads market/network/system service line task forces designed to reduce compliance related risk . Serves as expert on… more
- Internal Revenue Service (Washington, DC)
- …to read the entire announcement before submitting their applications. The Deputy Chief Tax Compliance Officer for Strategy and Analytics serves as an advisor to ... the Chief Tax Compliance Officer (CTCO), to achieve the mission...identifies new return selection vehicles, and improves enforcement and risk identification through the efficacious use of data analytics… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... registered investment adviser, ensuring activities are conducted in compliance with applicable regulatory requirements. This includes global policies, standards,… more
- Customs and Border Protection (Sterling, VA)
- …of terror. Assessing links to derogatory information to determine high risk associations and eligibility for Trusted Traveler membership. Performing layered ... enforcement activities (preprimary/ risk assessment, primary and secondary inspection, outbound, registration, exit...for this position Males born after 12/31/1959 must be registered with Selective Service Primary US residency for at… more
- SMBC (Jersey City, NJ)
- …collaboration with Issue owners - closed. This role will report into the Head of Compliance Reporting, Risk & Controls and manage a small team of 2-3 people. ... employees. **Role Description** This role will manage and oversee all Compliance -related issues (ie, Internal Audit, Compliance , self-identified and Regulatory),… more
- The County of Los Angeles (Los Angeles, CA)
- ANIMAL CONTROL OFFICER I Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/4604252) Apply ANIMAL CONTROL OFFICER I Salary $47,961.84 - ... caring service. JOIN OUR TEAM AS AN ANIMAL CONTROL OFFICER I! As an Animal Control Officer ...and/or legal notices; enforce licensing laws. + Assist a Registered Veterinary Technician by prepping and restraining animals for… more
- Air National Guard Units (Milwaukee, WI)
- Summary This National Guard position is for a SECURITY OFFICER -Title 32, Position Description Number D2968000 and is part of the WI 128 SFS, Wisconsin Air National ... Guard. Responsibilities As a SECURITY OFFICER -Title 32, GS-0080-13, you will serve as the Senior...1-4 assets. Develops, implements, and reviews organizational policies, ensuring compliance with DoD, AF, ANG, and State regulations, interpreting,… more
- Consumer Product Safety Commission (Bethesda, MD)
- …assess product compliance with various regulatory standards and assess the risk to consumers when products do not meet those standards. Your responsibilities ... Responsibilities This position is located in the Office of Compliance (EXC), Division of Regulatory Enforcement (CRE). The Division...December 31, 1959 you must certify that you have registered with the Selective Service System, or are exempt… more
- Olympus Corporation of the Americas (Westborough, MA)
- …by law). They may also be mandated to represent the Privacy or entire Governance, Risk & Compliance function (which Privacy belongs to) as a Business Partner for ... Americas region including but not limited to monitoring program compliance , supporting and advising on daily operations of the...the Privacy organization. + Acts as regional Data Protection Officer ( registered for the regional headquarters and… more
- Access Dubuque (Dubuque, IA)
- Security Officer | FT | Evenings **MercyOne** 1 Positions ID: TRHEUS00537121MERCYO Posted On 09/18/2024 **Job Overview** **Employment Type:** Full time **Shift:** ... Evening Shift **Description:** **POSITION PURPOSE:** The Security Officer will take an active role in the Security Management Program which provides for the safety… more
- Pretrial Services Agency (Washington, DC)
- …and System Support (DESS) is recruiting for a Supervisory Pretrial Services Officer who independently supervises operational functions associated with the full range ... (See the Requirement Section) Responsibilities As a Supervisory Pretrial Services Officer , you will: 1. Supervise diagnostic processes and assessment of persons… more