- Prime Healthcare (Riverdale, GA)
- …to facility. #LI-DF2 Connect With Us! (https://careers-primehealthcare.icims.com/jobs/195243/ risk -and- compliance - officer - registered ... please contact Human Resources. Know Your Rights: https://www.eeoc.gov/sites/default/files/2022-10/EEOC\_KnowYourRights\_screen\_reader\_10\_20.pdf Responsibilities Risk and Compliance Officer : Responsible… more
- City National Bank (Charlotte, NC)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... * COMPLIANCE OFFICER * WHAT IS THE OPPORTUNITY?...ensures business continuity. What you will do * Reviews/challenges compliance risk assessments, analyzing the Bank's … more
- SMBC (New York, NY)
- …the broker dealer's compliance risk , and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...the Firm. + Plays a key role in the Compliance risk assessment exercise. **Qualifications and Skills**… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... and covers the TDS US businesses. This Senior Compliance Officer will also support other aspects...from scoping to final report issuance. + Assist with Risk Assessment process for each registered and… more
- TD Bank (New York, NY)
- …order to support its strong risk culture and strategic approach to managing regulatory compliance risk . This is a newly created role on the TD Securities US ... + 3 or more years of experience with a registered US broker dealer or regulator. + Knowledge of...to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk .… more
- SMBC (Jersey City, NJ)
- …of large and complex financial institutions, and their functions, including Risk Management, Compliance , Legal and Operations. + Strong organization ... competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team as a Subject Matter… more
- Trexquant Investment (Stamford, CT)
- …professionals pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, overseeing ... where technology, finance, and regulatory oversight converge. Responsibilities + Lead compliance oversight for our SEC- registered investment adviser for private… more
- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... focusing on accuracy and efficiency. . 7 - 10 years of regulatory compliance experience at a SEC- registered investment adviser (primarily private credit… more
- Kennebec Savings Bank (Augusta, ME)
- …and foreclosure and implement operating changes as necessary to ensure continued Bank compliance . Report to the Chief Loan Officer and/or Senior Residential ... Collections Officer Augusta, ME (http://maps.google.com/maps?q=Augusta+ME+USA+04330) Description POSITION SUMMARY:This position is responsible for the ongoing… more
- City and County of San Francisco (San Francisco, CA)
- …Pool for other City departments on projects involving investment services. Governance, Compliance & Risk Management + Ensure investments comply with federal, ... position shall serve at the pleasure of the Appointing Officer . Our Mission The Office of the Treasurer &...advisors, and financial consultants to ensure transparency and regulatory compliance . + Present investment recommendations and risk … more
- City National Bank (Columbus, OH)
- …the customer and all parties in the transaction, and notification to the senior loan officer of all progress and/or risk items.Must be in good standing under ... *EXTERNAL LOAN OFFICER ASSISTANT- MORTGAGE BANKING* WHAT IS THE OPPORTUNITY?...Licensing Act of 2008" (Safe Act) and must be registered /licensed with the "Nationwide Mortgage Licensing System and Registry";… more
- Berkshire Bank (Boston, MA)
- …Department: Private Banking Eastern MA Reports to: SVP, Private Banking Financial Center Officer Status: Exempt/ Officer Grade: 11 Pay Range: $66,699 - $141,734 ... Office Square Purpose/Objective: Assists the SVP, Private Banking Financial Center Officer with growing the Bank/Office by managing client relationships, office… more
- PNC (Raleigh, NC)
- …action plans. Reviews and reports on assessments of AML and Sanctions compliance risk and internal controls, as appropriate. Monitors regulatory developments ... and oversight of the KYC Program. As the KYC Officer , you will be responsible for maintaining and establishing...business. Ensures the timely completion of AML and Sanctions compliance reports and customer risk profiles. May… more
- Vanderbilt University Medical Center (Nashville, TN)
- …Executive Search Team is conducting a national search for an Associate Nursing Officer , Neurosciences - Outpatient. The Associate Nursing Officer shall provide ... mission, credo, and vision of VUMC. The Associate Nursing Officer in partnership with the Associate Operating Officer...PCC. + Lead activities related to performance, improvement, and risk management programs in order to establish and meet… more
- Vanderbilt University Medical Center (Nashville, TN)
- …Executive Search Team is conducting a national search for an Associate Nursing Officer - Neuroscience. The Associate Nursing Officer - Neuroscience shall provide ... mission, credo, and vision of VUMC. The Associate Operating Officer , will have strategic and operating authority for large...PCC. * Lead activities related to performance, improvement, and risk management programs in order to establish and meet… more
- Sacramento Behavioral Healthcare Hospital (Santa Rosa, CA)
- …co-occurring psychiatric and substance abuse conditions. POSITION TITLE: Chief Nursing Officer PAY RANGE: $175,000-$200,000 ANNUALLY REPORTS TO: Chief Executive ... Officer DESCRIPTION OF POSITION: Organizes and administers areas of...procedures are available to assist the staff and minimize risk factors. + Performs all aspects of patient care… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Job Summary** SMBC is seeking a Credit Officer with strong credit and quantitative skills to analyze the credit risk ... in North and Latin America. As part of SMBC's 2LoD, the Credit Officer 's main responsibility entails the review of credit applications submitted by the front… more
- MyFlorida (Lakeland, FL)
- Asst Aviation Operations Officer /Pilot Date: Mar 10, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... No: 843301 Agency: Military Affairs Working Title: Asst Aviation Operations Officer /Pilot Pay Plan: Career Service Position Number: 62000494 Salary: Up to… more
- Air National Guard Units (Kingsley Field, OR)
- Summary This National Guard position is for a SECURITY OFFICER , Position Description Number D2968000 and is part of the Oregon National Guard 173rd Fighter Wing, ... National Guard. Responsibilities As a SECURITY OFFICER , GS-0080-13, this position is located in the Air National Guard (ANG) Security Forces Squadron. The primary… more
- Prime Healthcare (Ontario, CA)
- …If you wish to contribute to the Prime Healthcare legacy within a Chief Nursing Officer capacity for a hospital within our family of acute care hospitals(or one of ... California Applicants: https://www.primehealthcare.com/wp-content/uploads/2024/04/Notice-at-Collection-and-Privacy-Policy-for-California-Job-Applicants.pdf Responsibilities The Chief Nursing Officer provides strategic leadership as the senior… more