- Bloomberg (New York, NY)
- …else. It's up to you to make it happen. What's the role? As the Risk and Compliance Training Officer on the Bloomberg Risk and Compliance Shared ... Compliance Employee Training initiatives. Collaborating closely with the Head of Risk and Compliance Training , the Chief Risk Office, the Legal & … more
- Sycuan (El Cajon, CA)
- Compliance Officer and Risk Manager Tribal, 2 Kwaaypaay Court, El Cajon, California, United States of America Req #14704 Monday, December 23, 2024 The ... be part of the Sycuan family. Job Purpose: The Compliance Officer & Risk Manager...+ Ensure staff achieve peak productivity and performance. Ensures training and adherence of clinic staff to policies, procedures,… more
- ManpowerGroup (Holyoke, MA)
- ** Risk Oversight - Compliance Officer ** Our...of modules and work with Line of Business to recommend training to the Compliance Officer . + ... admired community bank in Western Massachusetts, is seeking a Risk Oversight - Compliance Officer ...the Bank's CRA and Fair Lending programs, complaint management, compliance training . Subject matter expert in overseeing… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely with the Ratings ... Data Organization to provide advice and guidance related to risk , regulatory and compliance . The role will...reviews as required. + Assist in the development of compliance training and ongoing communications that promote… more
- Citigroup (Tampa, FL)
- Serves as a compliance conduct risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... for Citi ICRM. + Development and administration of Conduct Risk training and communications across the Enterprise....Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (Wilmington, DE)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for coordinating with ... of new products. + Assisting in the development and administration of Compliance training for the supported function/business/product. + Researching any new… more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (Tampa, FL)
- …AML Compliance Officer will also assist to ensure policy compliance , management of operational risk , regulatory adherence, and the institution of best ... The VP, AML Compliance Officer is responsible for oversight...corporate guidance into effective leadership behaviors specific to AML Risk and Control related activities including Audit/Issues Management, and… more
- Morgan Stanley (Miami, FL)
- …as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance ... Description - External *POSITION SUMMARY:* *__* The Risk Officer is responsible for a... is responsible for a wide variety of supervisory, compliance , and risk functions. In conjunction with… more
- Morgan Stanley (Deerfield, IL)
- …as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance ... *POSITION SUMMARY:* *__* The Risk Officer is responsible for a wide variety of supervisory, compliance , and risk functions. In conjunction with the… more
- Citigroup (Jacksonville, FL)
- …Credit Risk Officer Program function** drives best-in-class credit risk officer frameworks, training , policies, assessments, and periodic ... Citi Commercial Bank (CCB), Citi Private Bank (CPB), Independent Risk Management, Independent Compliance Risk ...Officer Program governs all aspects of the Credit Risk Officer journey beginning with training… more
- Citigroup (New York, NY)
- …accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+ ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset.../ economics; An MBA, CFA preferred and formal Credit Training is a plus **Development Values** + Risk… more
- UNC Health Care (Rocky Mount, NC)
- …oversight entails employee training sessions, investigation and response to compliance , privacy or risk -related inquiries received from any employees, ... a lasting impact on our community's health and wellbeing. **Summary:** The ** Compliance /Privacy and Risk Management Manager** is responsible for development and… more
- American Express (New York, NY)
- … Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a ... the way together. The Global Risk & Compliance...Governance Organization is looking for a US Consumer Services Risk Officer to lead a diverse team of… more
- Citigroup (Tampa, FL)
- …a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help ... The Business Risk and Control Senior Officer I...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …County. Continuing along its highly successful growth trajectory, SFFedCU is seeking a Chief Risk Officer who is ready to make a difference to this transforming, ... and locally based credit union. Position Summary The Chief Risk Officer (CRO) is the senior executive...compliance teams to maintain up-to-date policies, procedures and training programs. Provide regular updates and reports on BSA… more
- Morgan Stanley (Purchase, NY)
- …Morgan Stanley is seeking a Vice President to serve as the Financial Crimes Risk Officer for our Workplace and Digital sectors, specifically overseeing the ... #LI-AJ1 **Job:** **Wealth Management* **Title:** *WorkPlace and Digital Financial Crimes Risk Officer * **Location:** *New York-Purchase* **Requisition ID:**… more
- Citigroup (Schaumburg, IL)
- …a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help ... The USPB Business Risk and Control Sr Officer I...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (Wilmington, DE)
- The Fraud Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... the overall performance and effectiveness of the sub-function/job family. The Fraud Risk Officer (Supplier Manager) will have responsibility to manage third… more