• Sales and Trading Audit

    SMBC (New York, NY)
    …lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... more
    SMBC (01/28/25)
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  • Director , Futures Sales

    Citigroup (New York, NY)
    …key stakeholders to develop a steady franchise. **Responsibilities:** + Coordinate with Rates Trading , Futures Sales Trading and other key stakeholders to ... more
    Citigroup (01/31/25)
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  • Director , US Cybersecurity…

    Scotiabank (New York, NY)
    Director , US Cybersecurity and Infrastructure Audit **Requisition ID:** 203015 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown ... more
    Scotiabank (01/15/25)
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  • Manager, US Internal Control and Global Wholesale…

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... more
    Scotiabank (11/30/24)
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  • Trader, Director /VP, East Coast Gas,…

    Citigroup (Houston, TX)
    …for building, developing and managing the risk of an eastern physical natural gas trading portfolio, in coordination with the Natural Gas Trading team. The ... more
    Citigroup (01/16/25)
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  • Director , Equity Derivatives Sales

    Citigroup (New York, NY)
    The Director , Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, ... more
    Citigroup (01/10/25)
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  • Director , Equities Compliance

    BMO Financial Group (New York, NY)
    …will provide advice to the line of business including but not limited to sales , trading , and algorithmic development teams regarding rules and regulations. You ... more
    BMO Financial Group (01/15/25)
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  • Director Corporate Controller

    Wawa, Inc. (IA)
    …and Back Offices, Payroll, Accounts Payable, Accounts Receivable, Inventory Control and Sales Audit . **Principal Duties:** + Oversee the direction and management ... more
    Wawa, Inc. (01/09/25)
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  • Director , Tprm, US Internal Control

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... more
    Scotiabank (01/29/25)
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  • Senior Compliance Officer - Public Side Advisory…

    SMBC (New York, NY)
    …identify and provide training and conduct monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities ... more
    SMBC (11/27/24)
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  • Global Head of Brokerage Services - Futures…

    Citigroup (Tampa, FL)
    …and maintained between Markets Operations and all stakeholders. This includes Market Sales , Trading , Banking, Compliance, Legal, Finance, Human Resources and ... more
    Citigroup (01/10/25)
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  • Equities Supervisory Risk and Control Senior…

    Citigroup (New York, NY)
    Equities Supervisory Risk and Control position supports a trading and sales environment in relation to US Regulatory Rules as defined by FINRA and the SEC. The ... more
    Citigroup (01/31/25)
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  • Corporate Compliance Internal Auditor - Financial…

    Mizuho Corporate Bank (New York, NY)
    …value-added assurance and advisory services.Coordinate with or assist other IADA Audit Groups, as needed.Assist the Vice President/ Director with maintaining ... more
    Mizuho Corporate Bank (01/22/25)
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  • Manager, Investment Management Compliance

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... more
    Scotiabank (01/15/25)
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  • Rebate Associate, Commercial Contracts

    Takeda Pharmaceuticals (Boston, MA)
    …standard reporting and other metrics as required. Support all compliance and audit reviews. + Coordinate resources to support for cross-functional projects and ... more
    Takeda Pharmaceuticals (11/28/24)
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  • Senior Analyst, Accounting - Portfolio Operations…

    Nuveen Investments (Minneapolis, MN)
    …as primary contact for trade-related issues between custodian and Winslow Capital Trading Desk, and serve as a cross-functional back-up. The Senior Analyst, ... more
    Nuveen Investments (01/23/25)
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  • Senior Manager, US Credit Risk

    Scotiabank (Houston, TX)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... more
    Scotiabank (01/29/25)
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