- Capgemini (New York, NY)
- …and build a more sustainable, more inclusive world. **Job Description:** **Job Title** : Securities practice Manager **Job Location :** NYC **Job Description ... business analysis of securities change initiatives is also critical. A Securities Practice Manager will initiate, plan, manage and drive initiatives that… more
- Carrier (Palm Beach Gardens, FL)
- …Director, Corporate Counsel serves as a legal counsel with respect to securities , corporate finance (including treasury support) and other general corporate matters. ... new challenges are critical to success in the role. **Key Responsibilities:** Securities Responsibilities: + Provide legal support and advice on public disclosure… more
- US Foods (Rosemont, IL)
- …Join Our Community of Food People! The Sr. Counsel Corporate and Securities will be responsible for leading the company's securities law ... and corporate governance functions, advising management on securities and public company-related matters. This position involves overseeing compliance with … more
- Citigroup (Jersey City, NJ)
- …results oriented. + Strong awareness of both external and internal best practice perspectives, maintaining a balanced and fresh viewpoint. + Demonstrated ability to ... goals. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- TD Bank (New York, NY)
- …and other corporate advisory matters to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing in Capital Markets, you will play ... international issuers. + Advise on compliance matters related to securities laws and regulations. Collaborate closely with internal stakeholders,...of the position, the incumbent must be qualified to practice law in NY State with a minimum of… more
- TD Bank (New York, NY)
- …advice to the business. **Qualifications/Competencies/Accreditation:** + The incumbent must be qualified to practice law in NY State with between 5 to 10 years of ... of the position, the incumbent must be qualified to practice law in NY State with a minimum of...new regulations and regulatory compliance **Who We Are** TD Securities offers a wide range of capital markets products… more
- Carnival Cruise Line (Miami, FL)
- …(JD) from accredited US law school, with a strong academic background. + License to practice law. + 3-5 years of in house or law firm experience as a corporate ... at the employee's discretion. + Vacation Time - All full-time employees at the manager and below level start with 14 days/year; director and above level start with… more
- Raymond James Financial, Inc. (Greenville, SC)
- …supervision, manages the overall growth of the Branch or Financial Advisor's practice . Uses extensive knowledge and skills obtained through education and experience ... complex issues, provide client service and manage projects. Directs the practice 's day-to-day operational functions, ensuring compliance with firm and regulatory… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...the SMBC Global Markets business unit. The Credit Intake Manager will be part of the Client Lifecycle team… more
- S&P Global (Boulder, CO)
- …12 **The** **Role:** Associate Director, US Public Finance - **Cross Analytic Practice Expertise (CAPE)** **The Location:** (flexible) Chicago, IL / Dallas, TX / ... related to credits, as assigned by a more senior manager . CAPE is a unique team, given its cross...for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- Capital One (New York, NY)
- …Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to the ... as necessary. The broker dealers being supported include Capital One Securities , Inc., KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers"… more
- KPMG (New York, NY)
- **Business Title:** Manager , Capital Solutions **Requisition Number:** 119344 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New York ... **Description:** KPMG Advisory practice is currently our fastest growing practice ....a career in Advisory. KPMG is currently seeking a Manager , Capital Solutions to join our Capital Solutions group… more
- TD Bank (Greenville, SC)
- …**Job Description:** The Commercial Credit Underwriter II position supports the Large Group Practice / High TGE portion of the Healthcare Practice Solutions ... essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Citigroup (Jacksonville, FL)
- …is responsible for establishing, maintaining, and supervising compliance with applicable securities laws and regulations to prevent and detect violations thereof. As ... Reg S, Reg D, Reg W, Reg 9, Cross Border Activities (non-US securities regulatory regimes), Servicemembers Civil Relief Act (SCRA), FINRA 2090 (Know Your Customer),… more
- JPMorgan Chase (Plano, TX)
- If you are a project manager with operations, testing, and indirect tax- Value Added Tax (VAT) and VAT-like taxes- experience, join our team of Project Managers. You ... practices for support of indirect tax application against invoiced fees for Securities Services clients globally. With highly supportive leadership and programs to… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- KPMG (Chicago, IL)
- **Business Title:** Manager , Asset Managment Technology **Requisition Number:** 118541 - 32 **Function:** Tax Services **Area of Interest:** **State:** IL **City:** ... are, join our team. KPMG is currently seeking a Manager , Asset Management to join our Business Tax Services...delivery for a platform module to enable the tax practice 's products and services + Provide input to product… more
- Deloitte (Boston, MA)
- …any of these questions, you should consider a career in Deloitte's Business Tax Services practice ! What You'll Do As a Tax Manager within the Financial Services ... following accreditations obtained: + Licensed CPA in state of practice /primary office if eligible to sit for the CPA...Big 4 or large CPA firm experience + Banking, securities and/or capital markets experience The wage range for… more