- New York life (Uniondale, NY)
- …insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You ... will be required to hold securities licenses and FINRA registrations and...can offer investment products. Phase 2: Your transition to Associate Partner After meeting specific requirements during the first… more
- Morgan Stanley (South Jordan, UT)
- …counsel/corporate clients on SEC rules and operational considerations. The Restricted Securities Associate will interact with multiple internal partners and ... diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *Restricted Securities Associate * **Location:** *Utah-South Jordan* **Requisition ID:**… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Tax Reporting Division of Wealth and Investment Management. Tax ... and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The associate will process backup withholding on client accounts without… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... + Individual mapped to this job description is responsible for securities transaction processing execution + Typically related to Securities … more
- JPMorgan Chase (Plano, TX)
- …agile and versatile in reaching your career potential. As a Transformation Senior Associate - Securities Billing Operations in the Securities Services ... the profitability of a global business, we invite you to join our Securities Services Operations Transformation Team. Here, you'll play a pivotal role in… more
- Wells Fargo (New York, NY)
- …exceed the risk tolerance of the company. Wells Fargo Bank NA seeks a ** Securities Quantitative Analytics Associate ** in New York, NY. **Job Role and ... Responsibility:** Responsible for the implementation of pricing and risk analytics in C++ or Java. Code testing and debugging. Communicate and collaborate with traders, risk managers, quantitative researchers and technologists. Daily use of C++ and Java IDE's… more
- JPMorgan Chase (New York, NY)
- …best-in-class suite of end-to-end capabilities for our clients. **Job Summary:** As an Associate in Securities Services Sales, you will support the Latin America ... JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office,...team, which covers new Securities Services and Prime Financial Services business and organic… more
- JPMorgan Chase (New York, NY)
- …integrated and best-in-class suite of end-to end capabilities for our clients. As an Associate in Securities Services Sales, you will serve as a Sales & ... JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office,...Client Executive for the Securities Services businesses focused on our Asset Owner segment,… more
- DLA Piper (Miami, FL)
- …see what we can achieve. Together. **Summary** DLA Piper is seeking a securities lawyer with 6+ years of experience managing structured securities offerings ... are applying **Experience** + Minimum 6 years of experience managing structured securities offerings. + Direct and applicable AmLaw 100 law firm experience… more
- DLA Piper (Raleigh, NC)
- …Let's see what we can achieve. Together. **Summary** DLA Piper is seeking a junior associate to join our Investment Funds group with a focus on public REIT capital ... transactions, and/or advising public companies on disclosure, corporate governance, and securities law matters. Specific experience in the REIT industry is… more
- Evolv Technology (Waltham, MA)
- Associate General Counsel, Securities , Corporate and M&A Are you a skilled corporate attorney ready to take ownership of securities compliance and corporate ... impact. In that mission, Evolv is seeking a full time Associate General Counsel (AGC), Corporate, Securities , and M&A to join our legal team, reporting to the… more
- S&P Global (New York, NY)
- …, executive compensation, and benefits counsels. **Responsibilities and Impact:** The Associate General Counsel - Securities and Corporate Finance is ... key role in the Company's governance and disclosure process. The Associate General Counsel - Securities and Corporate Finance will work in a dynamic, fast-paced,… more
- JPMorgan Chase (Jersey City, NJ)
- …of IR Ops services to clients across AIS. As a Alternative Investment Services Associate you will gain diverse experience as you work with through the alternative ... fund life-cycle for our hedge fund clients! This role will work on a team of highly dedicated individuals to ensure accurate and timely processing of all Fund and Investor level activity. **Job responsibilities** + Processing of all Fund and Investor level… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …include supporting the Corporate Secretary in: + providing advice regarding securities law disclosure/compliance, including Annual Reports on Form 10-K, Quarterly ... statement and preparing for the annual meeting of stockholders. + providing securities law advice and compliance guidance for earnings releases, investor materials,… more
- JPMorgan Chase (Boston, MA)
- As an Associate in JP Morgan Alternative Fund Services, you will be part of a dynamic team that administers over $950 billion in assets globally. You will maintain ... the books and records of Hedge/Hybrid and Private Equity funds, review fund governing documents, prepare and review periodic Net Asset Valuations, and coordinate with various internal and external stakeholders. This role provides an opportunity to enhance your… more
- Carnival Cruise Line (Miami, FL)
- …+ A Juris Doctor (JD) from accredited US law school, with a strong academic background. + License to practice law. + 3-5 years of in house or law firm experience as a ... corporate attorney, with significant experience representing US public companies, and experience with UK public companies a plus. + Ability to work well independently as well as cooperatively and efficiently with internal colleagues and outside legal advisors.… more
- Spire Energy (St. Louis, MO)
- Director, Associate General Counsel, Corporate Governance and Securities Apply now " Date: Jan 7, 2025 Location: Saint Louis, MO, US, 63101 Company: Spire Inc. ... employee feels welcome, respected, and valued. Summary Spire is seeking a Director, Associate General Counsel, Corporate Governance and Securities to join our… more
- BlackRock (New York, NY)
- **About this role** **What team will you be on?** Securities Lending generate alpha for clients across scientific, fundamental and index products. We partner with ... techniques and sophisticated models to improve performance of its Securities Lending business and is a global leader in...We are seeking a quantitative researcher to join the Securities Lending electronic trading team in the New York… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for either an Associate or Fixed Income Trader to join our Principal Global Fixed Income team. In this position, you'll play a key ... performance through trading, including day-to-day buying and selling of securities for portfolios/client accounts primarily covering Agency Mortgage Backed … more
- NiSource (Merrillville, IN)
- …Position** + Associate 's Degree in paralegal studies + Experience in securities and corporate matters + Experience in governance rules and requirements + Related ... **Board, Securities and Corporate Liaison** + We are open...Certified Paralegal certificate from an ABA qualified program or Associate 's degree in paralegal studies Upon Hire **Work Authorization**… more
