- DLA Piper (Seattle, WA)
- …seeking a securities lawyer with 6+ years of experience managing structured securities offerings for our Investment Funds Group. We are looking for ... are applying **Experience** + Minimum 6 years of experience managing structured securities offerings. + Direct and applicable AmLaw 100 law firm experience… more
- TD Bank (New York, NY)
- …have strong leadership and organizational skills. **Depth & Scope:** + Manages other Senior Counsel , Counsel , Associate Counsel and/or paralegal staff, ... matters to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing in...laws and regulations. Collaborate closely with internal stakeholders, including investment bankers, product groups and compliance as well as… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- Investment Counsel Recruitment # 241030-3814VR-001 Location Hartford, CT Date Opened 11/18/2024 4:00:00 PM Salary $100,000.00 - $130,000.00/year Job Type Open to ... (https://www.ott.ct.gov/index.html) residents and businesses. We are recruiting for an Investment Counsel (https://www.jobapscloud.com/CT/specs/classspecdisplay.asp?ClassNumber=3814VR&LinkSpec=RecruitNum2&R1=&R3=) to support the Pension… more
- Morgan Stanley (South Jordan, UT)
- …counsel /corporate clients on SEC rules and operational considerations. The Restricted Securities Associate will interact with multiple internal partners and ... diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *Restricted Securities Associate * **Location:** *Utah-South Jordan* **Requisition ID:**… more
- T. Rowe Price (Owings Mills, MD)
- …difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today ... career with us. ABOUT THE POSITION As Managing Legal Counsel for US Collective Funds, you will lead a...issues and legal questions posed by business units and investment staff with respect to matters related to the… more
- Neuberger Berman (New York, NY)
- **Summary:** The Associate General Counsel - Private Wealth will play an integral role within Neuberger Berman's Legal & Compliance Department, specifically with ... business, including the Investment Advisers Act, FINRA rules, Investment Company Act, Securities Act, and ERISA, and serve as the lead attorney and… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …include supporting the Corporate Secretary in: + providing advice regarding securities law disclosure/compliance, including Annual Reports on Form 10-K, Quarterly ... preparing for the annual meeting of stockholders. + providing securities law advice and compliance guidance for earnings releases,...legacy at the same time. And through the organization's investment in BD University, you will continually level up… more
- SMBC (New York, NY)
- … will work within the Legal Department and report to the Managing Director, Associate General Counsel . **Role Objectives** + Provide US bank regulatory advice to ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Citigroup (Miami, FL)
- The Inv Sales Service Senior Analyst also known as the Investment Support Associate is a seasoned professional role. Applies in-depth disciplinary knowledge, ... in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and… more
- Citigroup (San Francisco, CA)
- …directly affected by the performance of the individual. **Responsibilities:** + The role of the Investment Associate is to provide a wide variety of service and ... The Investment Assoc Sr Analyst is a seasoned professional...project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of… more
- Citigroup (New York, NY)
- …worth of $25mm and serves 40% of the world's billionaires and their families. + The Investment Support Associate Team Lead role is to provide a wide variety of ... The Investment Support Team Lead role is a strategic...on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the… more
- Thrivent Financial (Albert Lea, MN)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Internal Revenue Service (Washington, DC)
- …rates most favorably, and to hear from employees themselves. Responsibilities The Associate Chief Counsel (Financial Institutions and Products) has jurisdiction ... legal and technical consultant to the Branch Chief, Deputy Associate Chief Counsel , Associate Chief...trusts, regulated investment companies, real estate mortgage investment conduits, dealers, traders in securities , insurance… more
- Dorsey & Whitney LLP (Seattle, WA)
- Tax Associate (#896) Dorsey & Whitney LLP seeks a tax associate to join the Tax, Trusts & Estates group in our Seattle office. This associate will work on a ... range of transactional tax matters including structuring and forming business and investment entities, advising on tax issues in domestic and cross-border mergers,… more
- DuPont (Wilmington, DE)
- …companies. This strategic move will create focused businesses with distinct investment profiles. We believe the proposed separations will create opportunities for ... Industrial - Vespel(R) R&D group - is seeking an ** Associate Investigator** to join our Team, located at the...DuPont's Board of Directors, receipt of tax opinion from counsel , the filing and effectiveness of Form 10 registration… more
- Morgan Stanley (Purchase, NY)
- …is a leading global financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. ... legend removals for restricted stock. EFS conducts due diligence with Issuer counsel prior to the transaction, negotiates and implements 10b5-1 contracts (including… more
- Morgan Stanley (New York, NY)
- …is a leading global financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. ... the Direct Lender Financing FSL group is looking for experienced Analyst to Associate level candidates to join the team. *Position Description:* The FID Secured… more
- DuPont (Midland, MI)
- …companies. This strategic move will create focused businesses with distinct investment profiles. We believe the proposed separations will create opportunities for ... 2+ years of experience in Manufacturing Environment (required). + An associate 's or technical degree, chemical process certificate, relevant military experience, or… more
- DuPont (Copley, OH)
- …companies. This strategic move will create focused businesses with distinct investment profiles. We believe the proposed separations will create opportunities for ... safe and efficient operation The following are preferred: + Associate degree or higher + Other technical or manufacturing...DuPont's Board of Directors, receipt of tax opinion from counsel , the filing and effectiveness of Form 10 registration… more