- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Stitch Fix (San Francisco, CA)
- … and Governance, you'll lead all aspects of Stitch Fix's public company securities reporting and corporate governance obligations. Reporting to the ... Director, Legal, Securities and Governance at Stitch Fix (View all...Chief Legal Officer, your responsibilities will include external reporting and disclosures, board and committee governance, as well… more
- Spire Energy (St. Louis, MO)
- Director, Associate General Counsel, Corporate Governance and Securities Apply now " Date: Jan 7, 2025 Location: Saint Louis, MO, US, 63101 Company: Spire Inc. ... Summary Spire is seeking a Director, Associate General Counsel, Corporate Governance and Securities to join our Legal team. This position will be available at the… more
- Citigroup (Tampa, FL)
- …facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** **Key Responsibilities & ... and highly organized with strong analytical skills + Knowledge of securities operations, transaction processing services and product requirements + Knowledge of… more
- JPMorgan Chase (Jersey City, NJ)
- …reporting , and maintaining robust controls and facilitating accurate regulatory reporting . Markets Securities Operations is responsible for settlement, ... As an Executive Director and member of senior leadership for Markets Securities Operations, you will be an integral member of the Markets Securities Operations… more
- Capital One (Mclean, VA)
- Director, Assistant General Counsel - Governance and Securities The Governance & Securities team is seeking an experienced attorney to join a dynamic group of ... you will lead and manage certain disclosure and governance functions, including ESG reporting . Additionally, you will provide support for a range of securities … more
- Citigroup (Tampa, FL)
- …to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex process problems ... which require an in-depth evaluation of basic securities processing procedures and industry standards + Process various hedge fund tasks, including calculating net… more
- S&P Global (New York, NY)
- …Secretary, and will lead a team of three attorneys, including securities , executive compensation, and benefits counsels. **Responsibilities and Impact:** The ... Associate General Counsel - Securities and Corporate Finance is responsible for supporting a...of the Board in connection with the Committee's financial reporting and oversight responsibilities. This role will also supervise… more
- Commerce Bank (Kansas City, MO)
- …line. Essential Functions + Demonstrate subject matter expert (SME) level knowledge of traded securities asset types as well as securities activities such as ... securities trading, securities settlement, free activity, and securities income + Process trade settlement activity associated with various functions within… more
- TD Bank (New York, NY)
- …regulatory advice on a wide range of issues including market access, trade reporting , consolidated audit trail, data and information management and retention, ... with a focus on fixed income institutional sales and trading and municipal securities regulation. The optimal candidate will be a subject matter expert on… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... hire a VP in Private Securitization for the Asset-Backed Securities Group within the Global Markets division at TD...Act as a resource for clients to prepare monthly reporting , document transaction mechanics, and determine funding capacity. +… more
- Citigroup (Jersey City, NJ)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or department in ... of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Develop and implement business initiatives,… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... industry practices and standards. Must be able to exchange information in a concise and logical way as well...Individual mapped to this job description is responsible for securities transaction processing execution + Typically related to … more
- JPMorgan Chase (New York, NY)
- …management. Elevate your career with JPMorgan Chase as a Vice President in the Securities Services Planning & Analysis (P&A) Team. In this dynamic role, you'll lead ... with key stakeholders. As a Vice President in the Securities Services P&A Team, you will support the ...to the digital transformation agenda, and drive key regulatory reporting . **Job Responsibilities:** + Manage end-to-end ownership of major… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $90,000 - $170,000 USD TD is committed to providing fair ... and infrastructure capabilities that support the Payments and Deposit Services of TD Securities . Our mission is 'To Deliver World Class Service' to all internal and… more
- Tradeweb (Jersey City, NJ)
- …The ideal candidate will have extensive knowledge of broker dealer operations, securities regulations, and financial reporting standards. You will be responsible ... Tradeweb is seeking a Senior Accountant\ Securities Brokerage to join our growing Finance &...software packages for general ledger. + Ability to handle information with high level of confidentiality + Advanced proficiency… more
- Commerce Bank (Kansas City, MO)
- …asset types + Complete set-up requirements, including the assignment of asset reporting and processing types, as well as market capitalization and investment style, ... which drives statement and client presentation reporting + Ensure that Set-Up is performed accurately to...+ Research and make informed decisions related to Worthless Securities + Monitor various pricing and asset set-up reports… more
- Citigroup (Jersey City, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... join us. We'll enable growth and progress together. **Role:** As a Securities Market Interface Engineering lead within Custody Technology, you will work together… more
- TD Bank (New York, NY)
- …covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business personnel for ... and resolution of potential issues. + Analyze and summarize information /documentation responsive to regulatory requests. + Communicate extensively (orally and… more
- Citigroup (New York, NY)
- …Working Capital Solutions, all of which are highly integrated. The second is Securities Services, our post-trade and issuer services business. Between our Treasury & ... Trade Solutions franchise and our Securities Services franchise, we serve approximately 19,000 clients around...protect Citi's brand and reputation. + Support on internal reporting and audit needs. + Staff events to manage… more