- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Tax Reporting Division of Wealth and Investment Management. Tax ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- JPMorgan Chase (Plano, TX)
- …more agile and versatile in reaching your career potential. As a Transformation Senior Associate - Securities Billing Operations in the Securities ... of a global business, we invite you to join our Securities Services Operations Transformation Team. Here, you'll play a pivotal role in revolutionizing… more
- JPMorgan Chase (Jersey City, NJ)
- Join the dynamic Securities Services Operations Transformation (SSOT) team, a global powerhouse within the Corporate Investment Bank (CIB)! We're on the hunt for ... a visionary Associate to become part of our vibrant and diverse...Artificial Intelligence, Automation, and Data Analytics revolution across the Securities Services landscape. Be at the forefront of innovation… more
- JPMorgan Chase (New York, NY)
- …best-in-class suite of end-to-end capabilities for our clients. **Job Summary:** As an Associate in Securities Services Sales, you will support the Latin America ... JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office,...Work effectively with internal partners across product, service, and operations to deliver best-in-class service to our existing clients.… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …Overview:** This position supports the Corporate Secretary in the day-to-day operations and functions of the Corporate Secretary's office, working closely with ... include supporting the Corporate Secretary in: + providing advice regarding securities law disclosure/compliance, including Annual Reports on Form 10-K, Quarterly… more
- JPMorgan Chase (New York, NY)
- …integrated and best-in-class suite of end-to end capabilities for our clients. As an Associate in Securities Services Sales, you will serve as a Sales & ... JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office,...Working effectively with internal partners across product, service and operations to deliver a best in class service to… more
- Commerce Bank (Kansas City, MO)
- …the compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide range of ... IRA Pricing Review + Research and make informed decisions related to Worthless Securities + Monitor various pricing and asset set-up reports to ensure accuracy and… more
- TD Bank (New York, NY)
- …and other corporate advisory matters to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing in Capital Markets, you will play ... and international issuers. + Advise on compliance matters related to securities laws and regulations. Collaborate closely with internal stakeholders, including… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... to clients around the world, actively assessing and managing risk, trading securities , and planning and executing transactions in the fast-changing markets. As the… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Morgan Stanley (Purchase, NY)
- …significant market positions in each of its business segments- Institutional Securities , Wealth Management, and Investment Management. Morgan Stanley, through its ... customers, including corporations, governments, financial institutions, and individuals. Institutional Securities provides a variety of products and services to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …business operational workflow. + Orients and trains new team members of team operations , logistics, and systems that support the ECM business workflow. + Maintains ... expertise. + Fundamental investment concepts, practices and procedures used the securities industry. **Skill in** + Strong organizational and time management… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Thrivent Financial (White Bear Lake, MN)
- …researching and communicating inquiries regarding their accounts and supports the daily operations of the practice, including, but not limited to: utilizing Thrivent ... relations, identifying and helping improve operational effectiveness and efficiency, supports securities and insurance related tasks and other misc. tasks as… more
- City National Bank (New York, NY)
- *CLIENT SERVICE ASSOCIATE SENIOR CNS* *WHAT IS THE OPPORTUNITY?* This is a hybrid service role that will support select investment account related activities as well ... space. Serve as a registered representative for City National Securities (CNS). Process equity, option, fixed income, and mutual...products and services. Works with clients to assist in operations areas. Works directly with clients in handling all… more
- MUFG (Tempe, AZ)
- …team will provide more details. **Job Summary:** The Finance Systems Operations position requires advanced administration and personal computer skills with ... must not only understand our business partners' strategies, processes, policies, and operations , but also proactively engage and respond to environmental shifts. A… more
- KeyBank (Brooklyn, OH)
- …as operations , legal, finance, audit or accounting within the securities /banking industry. + Strong understanding of various regulatory requirements related to ... 4900 Tiedeman Road - Brooklyn, Ohio 44144-2302 The KIS Surveillance Compliance Associate reports directly to the KIS Senior Compliance Manager for Risk Management… more
- Arena Investors LP (New York, NY)
- Quaestor is looking to expand the Trade Operations Team through the addition of a summer intern. In this role, this individual will be exposed to each step in the ... new sales and trading coverage for the firm's corporate securities team * Set up new accounts and entities...firm's fund administrator * Work closely with the firm's Operations team to monitor cash inflows and outflows from… more