- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Advisory Manager Liaison and Reconciliation Team within Wealth ... managers for Wells Fargo brokerage and wealth services. The Associate will work as a liaison and perform system...tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical… more
- UMB Bank (Kansas City, MO)
- The Securities Services Operations Associate Senior is a part of the Trust Operations team that assists with the processing of incoming and outgoing ... provides trading support for our mutual fund and trust customers. These Securities Services Operations Associate Seniors each have a specific and impactful… more
- JPMorgan Chase (Brooklyn, NY)
- …the project management of new and incremental client business to the Securities Services organization within JPMorgan's Corporate Investment Bank. As a Client ... for the project management of new and incremental client business to the Securities Services organization. You will cover a diverse client base and work with… more
- Citigroup (Getzville, NY)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is… more
- BlackRock (New York, NY)
- …quantitative techniques and sophisticated models to improve the performance of its Securities Lending business. **Why is your role important?** We are actively ... teammate to join our Americas Equity Trading team within Securities Lending based in New York. With a focus...in support of trading activities and liaise with trading operations . + Work with internal e-Trading and Trading Research… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role **Job Description:** At TD Securities , the CIB Credit function is an integral part of the full suite of ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- Citigroup (Jersey City, NJ)
- …+ User acceptance testing + Trade lifecycle processing **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... The Securities & Derivatives Sr Supervisor is an intermediate...trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of… more
- Citigroup (Tampa, FL)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... We are seeking an Analyst within the Markets Operations Organization supporting our OTC Middle Office Clearing business. This is an intermediate level role… more
- Citigroup (New York, NY)
- The Credit Underwriting Associate - AVP is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques ... experience + Degree in Quantitative Fields such as Economics, Engineering, Operations Research, Business Finance, or Mathematics. + Previous experience in credit… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- DA Davidson Companies (Great Falls, MT)
- Job Descriptions: Summary/Function:The Operations Associate maintains client account information including cost basis updates, support of performance reporting ... client statements and confirms.* Achieve a basic knowledge of securities and security master. Level 2* Assist in the...and privileges of employment. Please contact us to request accommodation. Keyword: Operations Associate From: DA Davidson… more
- Thrivent Financial (Appleton, WI)
- …researching and communicating inquiries regarding their accounts and supports the daily operations of the practice, including, but not limited to: answering the ... Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned.… more
- Morgan Stanley (Purchase, NY)
- …significant market positions in each of its business segments- Institutional Securities , Wealth Management, and Investment Management. Morgan Stanley, through its ... customers, including corporations, governments, financial institutions, and individuals. Institutional Securities provides a variety of products and services to… more
- M&T Bank (Amherst, NY)
- …wires, ACH and checks. The payments are collected for client holdings of securities such as stocks, bonds and collateralized mortgage obligations. The position is ... requires a basic to mid-level knowledge and understanding of the various securities types and their processing characteristics to ensure proper payment processing.… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** TD Securities is a member of TD Bank Group and a subsidiary of The Toronto-Dominion ... of Toronto, Canada, a top 10 financial services company in North America. TD Securities provides a wide range of capital market products and services to corporate,… more
- Broadridge Financial Solutions (Newark, NJ)
- …deliverables for various clients. Analyst will be involved in cash and securities balancing, depository, banking, and firm account reconciliations as well as in ... limited to, client on boarding, periodic security counts, and internal/external audit requests. Associate will interface with clients and thus will have a focus on… more
- Citigroup (Getzville, NY)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include… more
- Arena Investors LP (Jacksonville, FL)
- …looking to expand the Operations Team through the addition of a loan associate to focus on internal loan administration. In this role, this individual will be ... + 3-5 years of direct experience in loan administration and/or agency at a securities or investment firm. + Excellent Microsoft Excel (VBA a plus) and writing… more
- Broadridge Financial Solutions (Newark, NJ)
- …come join the Broadridge team. Broadridge is Hiring! Broadridge BPO provides securities brokerage and dealership services to our end clients with back-office ... as Corporate Action Processing.We are looking for an experienced Voluntary Reorg Junior Associate to join our Corporate Action's team where you will have the… more