- TD Bank (New York, NY)
- … Regulatory & Supervisory Management proactively supports the TD Securities Global Markets' businesses to achieve: sustainable business strategies; effective and ... and regulatory requirements. The Global Markets Venue Management (GMVM) Associate specifically supports the GMVM Director in the remediation of identified risks… more
- Citigroup (Tampa, FL)
- …Pension Funds, Public Funds, Sovereign Wealth Funds, and Central Banks. The Securities & Derivatives Associate Analyst is a developing professional role. ... Citi Agency Lending is part of the overall Securities Services Business unit. The ASL Business facilitates the temporary transfer of securities from a lender to… more
- JPMorgan Chase (Plano, TX)
- As a Securities Services Technology Business Manager - Senior Associate within the Business Management team, you will be responsible for optimizing business ... business risks. You will manage all financial matters within the Securities Services Technology team, including financial reporting , workforce management,… more
- Jackson National Life Insurance Company (Lansing, MI)
- …to ensure that the Company is operating in compliance with regulations and that regulatory reporting requirements are met. + Research and compile information on ... to internal departments on general and complex legal issues with a focus on regulatory changes within securities laws. The Sr. Attorney is responsible for… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Principal Financial Group (Des Moines, IA)
- …SEC Yields for assigned funds, prepare/review data required for various regulatory reporting requirements, provide internal/external business partners with data ... provider including semi-annual/annual financial statements preparation, tailored shareholder reports, reporting related to regulatory requirements, survey company… more
- Principal Financial Group (Des Moines, IA)
- …analyze SEC Yields for assigned funds, prepare data required for various regulatory reporting , provide internal/external business partners with data as-needed. + ... a group of assigned mutual funds including: semi-annual/annual financial statement preparation, reporting related to regulatory requirements, and oversight of … more
- MUFG (Tempe, AZ)
- …banking products & financial statements and/or strong knowledge of accounting principles. Regulatory reporting experience is a plus. + Proficient in Microsoft ... and credit analysis is a plus + Experience with regulatory reporting software (eg Adenza's Axiom, Vermeg's...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- SMBC (Jersey City, NJ)
- …& options, currency futures, treasury futures & options, etc. The Regulatory Trade Reporting team is looking to hire an associate to be responsible for the ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... to clients around the world, actively assessing and managing risk, trading securities , and planning and executing transactions in the fast-changing markets. As the… more
- M&T Bank (Wilmington, DE)
- …processes; research solutions that enhance the control environment. + Ensure regulatory deadlines and department guidelines are met for operational processing to ... customer relationships. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more
- Morgan Stanley (New York, NY)
- …* Setting of trading limits and defining appropriate limit structure governance * Regulatory reporting governance * Conducting risk reviews of sales and trading ... the front-office processes is also preferred, particularly: o Electronic Trading Governance o Regulatory requirements o Regulatory Reporting * Experience in… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $125,000 - $165,000 USD TD is committed to providing fair ... more specific details for this role **Job Description:** TD Securities offers a wide range of capital markets products...day. **Job Overview:** TD Cowen is looking for an Associate to join its Consumer - Hardlines Equity Research… more
- Morgan Stanley (Baltimore, MD)
- …will give you the experience and exposure with financial products, financial statements, and regulatory reporting to fulfil your own ambitions. Reach out to our ... Revenue substantiation, Profit & Loss (P&L) calculation, P&L Attribution (Greeks), Regulatory Reporting , CCAR, Reconciliations, Financial Products such as… more
- Citigroup (Jersey City, NJ)
- …and trade capture + Reconciliations + Trade break investigation and resolution + Regulatory reporting + Client solutions + New market and product development ... The Securities & Derivatives Sr Supervisor is an intermediate...behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively… more
- PNC (New York, NY)
- …for an experienced portfolio management and balance sheet analytics director. As an Associate Director in ALM Investments - Portfolio Management, you will be based ... to fixed-income portfolio analytics and attribution, forecasting and analysis of securities and swap net interest income, portfolio stress testing, as well… more
- SMBC (New York, NY)
- … as well supporting settlement, trade support, and internal as well as regulatory reporting . The position requires an in-depth understanding of the new ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Stanford University (Stanford, CA)
- Performance & Fund Accounting Associate **Stanford Management Company, Stanford, California, United States** Finance Post Date Sep 17, 2024 Requisition # 104614 ... **Performance & Fund Accounting Associate ** Stanford Management Company (SMC), the University's investment office,invests the Merged Pool, which includes… more
- MUFG (New York, NY)
- …or on the capital market side distributing and trading Asset Backed Securities (ABS) and Collateralized Loan Obligation (CLO) transactions. The candidate will be ... the creation and delivery of various control, financial, accounting, and reporting for SPG. **Responsibilities:** + Creation of daily/weekly portfolio reports… more
- MUFG (New York, NY)
- …and investment, commercial, and consumer banking, as well as transaction banking, securities , wealth management, and more. Our 13,000 colleagues in the Americas are ... risk matters including liquidity management, assumption development, forecasting and reporting . The incumbent will support enhancing the liquidity management across… more