- Fidelity Investments (Jersey City, NJ)
- Job Description:Fidelity Digital Assets℠ is dedicated to building products and services that help institutions adopt digital assets and innovate within the ... to design and manage electronic trading products such as agency trading algorithms, smart order routing , crossing engine...Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act… more
- PNC (Pittsburgh, PA)
- …mortgage-backed securities . The Company also trades in US government and agency securities , mortgage-backed securities , asset-backed securities , ... acts as an agent for affiliates of PNC and others in certain securities transactions and provides corporate finance services , including arranging loan… more
- Citigroup (New York, NY)
- …fund administration, ETF services , performance measurement and risk analytics, agency securities lending, collateral management, transfer agency , ... is not a question of if, but when. Citi Securities Services supports the world's leading asset...* Support various aspects of the Securities Services business including Sales Coverage and Client Service… more
- Bloomberg (Skillman, NJ)
- …Agency Collateralized Mortgage Obligations (CMO), Residential Mortgage Backed Securities (RMBS), Collateralized Loan Obligations (CLO) and Commercial Mortgage ... managed corporate loan portfolios, credit card debt, and even music royalties) into securities that are structured to meet nearly any investor appetite. Our team… more
- JPMorgan Chase (New York, NY)
- JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office, Data & Analytics, Collateral Management, Liquidity and Agency Lending under ... end capabilities for our clients. As an Associate in Securities Services Sales, you will serve as...opportunities. + Working effectively with internal partners across product, service and operations to deliver a best in class… more
- Wells Fargo (Salt Lake City, UT)
- …onboarding team to open new accounts and ensure the firm's trust and agency account administration while providing best-in-class trust services experience for ... **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Trust Account...partners regarding investment management issues + Review and setup agency , custody, IRA and trust accounts to ensure compliance… more
- Citigroup (Tampa, FL)
- **Facts:** Issuer Services Ops Tampa Hub perform the contractual obligation activities for more than 300 contracts for the following countries: Panama, Colombia, ... on the daily basis. **General Description:** * Independently administer and manage LATAM Agency & Trust Operational activities end - to - end, including the process… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Finance Counsel** **Job Class: Housing Finance Agency Executive** ** Agency : Housing Finance Agency ** + **Job ID** : 83752 + **Location** : ... : 01/30/2025 + **Closing Date** : 02/20/2025 + **Hiring Agency /Seniority Unit** : Housing Finance Agency /...play a critical role in developing policies, providing essential services , and working to improve the well-being and quality… more
- State of Montana (Helena, MT)
- …Insurance (CSI) has an exciting opportunity available for a *Paralegal 2* in our Securities Division. To learn more about the Agency and this position, please ... Montana Securities Act and works under the direction of the Deputy Securities Commissioner and agency attorneys on important issues affecting the … more
- State of Montana (Helena, MT)
- …(CSI) has an exciting opportunity available for a part-time*Compliance Technician*in the Securities Division!**To learn more about the Agency , the Securities ... bad actors by regulating two of the state's largest industries- securities and insurance. We strive to foster a thriving...have an interest in providing meaningful and responsive customer service to the public and agency staff,… more
- JPMorgan Chase (New York, NY)
- …incidents in the region and be prepared to assist in the Securities Services response and communicate the Essential Service impacts. + Exercise judgment for ... ideal candidate should have a solid understanding of the Securities Services business to effectively lead responses...understanding of one or more areas within Custody, Fund Services or Transfer Agency . + Build strong… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and investment banking, treasury management, as well as research ... and advisory services to clients around the world. #bmocapitalmarkets The VP...must first have a valid, written and fully executed agency agreement contract for service to submit… more
- Capital One (Plano, TX)
- Sr. Manager- Agency Asset Manager III The Senior Manager will play a vital role within the Agency Asset Management - Risk Mitigation team managing an assigned ... on progress and strategy to ensure compliance with all loan documents and Agency requirements + Monitor monetary and non-monetary defaults and take swift action to… more
- Citigroup (Tampa, FL)
- Citi Agency Lending is part of the overall Securities Services Business unit. The ASL Business facilitates the temporary transfer of securities from a ... cash), enabling beneficial owners to generate incremental income on their portfolio securities . The services provided include: trade execution, trade settlement,… more
- Edward Jones (St. Louis, MO)
- …Strong preference for prior regulatory experience working at FINRA, SEC, or a State securities agency + Requires JD (or foreign equivalent) with license to ... and the firm and have a subject matter expertise in financial services regulation. The position requires strong collaboration, an aptitude for continual learning,… more
- SMBC (New York, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- JPMorgan Chase (New York, NY)
- Securities Services Sales in the Americas is...for selling Agency Securities Lending, Agency Financing and Collateral Management services to a ... products + Develop structured prospect calling program, in coordination with broader Securities Services , Prime Services Sales team and other client coverage… more
- MyFlorida (Tallahassee, FL)
- …professional examination, regulatory or compliance work experience relating to securities dealers, investment advisers, financial institutions, financial services ... accommodation, as defined by the Americans with Disabilities Act, must notify the agency hiring authority and/or People First Service Center (###). Notification… more
- SMBC (New York, NY)
- …with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards, and consumer finance. The ... in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client… more
- Thrivent Financial (White Bear Lake, MN)
- …are the two lead financial advisors that own the business. They have combined service of 33 years of direct financial services industry experience. We take ... The Wellspring Advisor Group is an independent financial services practice of Thrivent Financial. Nick Rasmussen and...A++ (Superior) rating from AM Best, a credit rating agency ; this is the highest of the agency… more
