- CFG Bank (Baltimore, MD)
- …CFG BANK HAS ESTABLISHED POLICIES AND PROCEDURES TO FULFILL THE REQUIREMENTS OF THE BANK SECRECY ACT ( BSA ), USA PATRIOT ACT (CUSTOMER ... of technical accounting matters to interested parties including the audit committee, external auditors, and regulators as appropriate or...MANDATORY TRAINING TO COMPLY WITH THE REQUIREMENTS OF THE BANK 'S BSA , USA PATRIOT ACT … more
- US Bank (Dallas, TX)
- …outside the office location for the other days._ The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Function - Other is a management ... Administration Audit Director. This role supports the Audit Director and Senior Audit ...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- Bank of America (Wilmington, DE)
- Senior Audit Manager - ( BSA /AML including Sanctions) Charlotte, North Carolina;Newark, Delaware; East Hartford, Connecticut; Boston, Massachusetts; ... matter expertise in US financial crime regulations including the Bank Secrecy Act /Anti-Money Laundering, Sanctions...(eg, OFAC) + Support the execution of the annual BSA independent audit as well as regulatory… more
- Bank of America (New York, NY)
- IT Audit Senior Audit Manager -.../AML, Economic Sanctions, or Fraud risk management programs, regulations ( Bank Secrecy Act , OFAC, etc.), ... - Global Technology Audit Team, the Senior Audit Manager will oversee...large financial institution. + Minimum 10 years of IT audit experience evaluating systems that support BSA /AML,… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA /AML...Wilmington, Delaware; New York, New York **Job Description:** At Bank of America, we are guided by a common ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA /AML and Sanctions audit plans, assessing issues for impact, assigning… more
- Capital One (Plano, TX)
- Plano 3 (31063), United States of America, Plano, Texas DART Senior Audit Manager . FCC/Compliance Audit (Hybrid) **Capital One's Audit function is a ... growth and professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Sr. Manager interested in becoming part of our Dynamic… more
- Bank of America (New York, NY)
- Senior Audit Manager - AML Data Quality Charlotte, North Carolina;Wilmington, Delaware; New York, New York; Plano, Texas **Job Description:** At Bank of ... financial crime regulations and regulatory landscape. Strong understanding ofBank Secrecy Act /Anti-Money Laundering, Sanctions (eg, OFAC) regulatory requirements… more
- City National Bank (Jersey City, NJ)
- ** MANAGER OF AUDIT SR- BSA /AML** **WHAT IS THE OPPORTUNITY?** The Senior Audit Manager will lead a team of auditors to assess the design and ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC… more
- City National Bank (Jersey City, NJ)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... AUDIT I** **WHAT IS THE OPPORTUNITY?** The Audit Manager I position is a leadership...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- City National Bank (Los Angeles, CA)
- …(CAMS) Certification **Skills and Knowledge** + Working knowledge of banking operations and Bank Secrecy Act /Office of Foreign Assets Control regulations + ... **WHAT IS THE OPPORTUNITY?** Under the direction of the BSA Risk Manager , this colleague is responsible...Knowledge and understanding of federal regulations pertaining to the Bank Secrecy Act and Office… more
- Bank of America (Atlanta, GA)
- …etc. + Subject matter expertise in US financial crime regulations including the Bank Secrecy Act /Anti-Money Laundering, Sanctions (eg, OFAC) + Assess ... the execution of the annual BSA audit work as well as regulatory...internal policies. - Minimum 5 years of experience conducting Bank Secrecy Act /Anti-Money Laundering… more
- M&T Bank (Clanton, AL)
- …Capital Planning, CECL, Scorecards, Assets Under Management ("AUM"), Bank Secrecy Act /Anti Money Laundering (" BSA /AML"), Marketing, Artificial ... **Overview:** Responsible for managing the validations of the Bank 's Quantitative models in support of both economic and regulatory requirements. Includes the… more
- Zero Hash (IL)
- …federal and state laws, regulations and guidance, including those related to Anti-Money Laundering (ie, Bank Secrecy Act , USA PATRIOT Act , etc.), as well ... risk management program to execute the company's CIP/CDD/EDD, Platform Audit , and Customer Protection Disclosure review functions. This role...and escalations for the Chief AML Officer and AML Manager as they relate to AML initiatives, AML/ BSA… more
- PNC (Pittsburgh, PA)
- …management. May lead or oversee direct or indirect execution of activities to comply with the Bank Secrecy Act , AML, USA PATRIOT ACT and Sanctions ... looking to hire a Third-Party Risk AML Advisor within PNC's Enterprise BSA /AML & Sanctions organization in Independent Risk Management. The incumbent will provide… more
- Intuit (Los Angeles, CA)
- …then come join our team! The AML Program Governance Manager will report to the Bank Secrecy Act ( BSA ) / AML Compliance Officer for Intuit and ... Minimum of two (2) years of experience engaging with audit and examiners. + Bachelor's or advanced degree in...Financial Crime Prevention. This position will be filled at Manager or Senior Manager based… more
- Wells Fargo (Minneapolis, MN)
- …+ Knowledge of Financial Crimes laws, rules and regulations related to Anti-Money Laundering (AML), Bank Secrecy Act ( BSA ), Know Your Customer (KYC), ... with the ability to lead through influence. + Experience writing reports for senior leadership audience level. + Experience in Audit , Compliance, Risk and… more
- Walmart (Bentonville, AR)
- …Ethics - Quality Assurance role is critical to ensure that Walmart satisfies its Bank Secrecy Act ( BSA )/Anti-Money Laundering (AML) regulatory ... of cases and Suspicious Activity Reports (SARs). **About the position ** The Manager , Specialty Compliance and Ethics - Quality Assurance role will conduct quality… more
- Navy Federal Credit Union (Pensacola, FL)
- …are paid within the salary range, based on your experience, location and market position Bank Secrecy Act : Remains cognizant of and adheres to Navy Federal ... policies and procedures, and regulations pertaining to the Bank Secrecy Act . REQNUMBER: 20389-OTHLOC-100004137495270 more
- Navy Federal Credit Union (San Diego, CA)
- …are paid within the salary range, based on your experience, location and market position Bank Secrecy Act : Remains cognizant of and adheres to Navy Federal ... standards, and procedures to ensure effective quality control and audit procedures. Ensure operational risk programs align with strategic...policies and procedures, and regulations pertaining to the Bank Secrecy Act . REQNUMBER:… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...at-all from Day One. **Job Description** Credit Risk Review Senior Managers oversee the completion of credit risk reviews… more
