- Charles Schwab (Westlake, TX)
- …/Asset Management enterprise team is seeking a Senior Auditor ( Senior Specialist). The Broker - Dealer /Asset Management team provides internal audit ... Manager in the Broker - Dealer /Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for the independent and… more
- Citigroup (Irving, TX)
- The Senior Auditor is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... to the end-to-end customer experience. + **Strong knowledge of wealth management, broker dealer , investment adviser functions preferred** . + **Ideal candidate… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff ... IADA leadership with interacting with supervisory authorities, audit committees, and senior audit leadership including metrics reporting to such parties. +… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level...role focusing on coordinating the assurance coverage of the Broker Dealer - Citi Global Markets Inc. This ... and manage a budget. + Manage coverage of US broker dealer entity (CGMI) by working collaboratively...Coordinating with Head of Internal Audit and Markets Chief Auditor for presentation of key management information related to… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading ... end-to-end audit process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establish direction for staff on more… more