- Citigroup (Irving, TX)
- The Senior Auditor is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... of new products to the end-to-end customer experience. + **Strong knowledge of wealth management , broker dealer, investment adviser functions preferred** . +… more
- ManpowerGroup (New York, NY)
- At Jefferson Wells, we are searching for an Internal Auditor for Wealth Management and Trust is responsible for evaluating and enhancing the effectiveness of ... , and internal control processes within a financial institution's wealth management and trust operations. This role...causes, and recommendations for improvement. + Present findings to senior management and, where applicable, to the… more
- Citigroup (Jacksonville, FL)
- The Senior Auditor is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... assurance and influence audit scope + Develop effective line management relationships to ensure strong understanding of the business...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately… more
- City National Bank (Los Angeles, CA)
- * AUDITOR II- WEALTH * WHAT IS THE OPPORTUNITY?...areas where audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager in the ... audit findings and the conclusions drawn. * Keeps the Senior Auditor and/or Audit Manager abreast of...Supports and or participates in audit exit meeting with management . * Ensures written reports are properly prepared and… more
- University of Pennsylvania (Philadelphia, PA)
- …and communicating value-added outcomes to the Board of Trustees and senior management . Duties: The Senior Internal Auditor is responsible for planning ... professional development opportunities, supportive work and family benefits, a wealth of health and wellness programs and resources, and... Internal Auditor Job Profile Title Internal Auditor Senior Job Description Summary The … more
- IGT (MA)
- Senior IT Internal Auditor Location: Providence, RI, US, 02903CT Statewide, CT, USMA Statewide, MA, US Requisition ID: 16102 IGT (NYSE:IGT) is a global leader in ... and Gaming Machines to Sports Betting and Digital. Leveraging a wealth of compelling content, substantial investment in innovation, player insights, operational… more
- Neuberger Berman (New York, NY)
- …to large institutional investors. This includes separately managed institutional accounts, private wealth management services, 40 Act Mutual Funds, UCITS Funds, ... lines and support functions spanning equity, fixed income, private wealth management and alternatives asset classes. You...reports with findings and recommendations for control enhancements to senior management + Track action plans and… more
- First Horizon Bank (Memphis, TN)
- …of the Lead Auditor and is expected, with support of more senior auditors, to identify controls, assess processes, perform control testing, and document work ... Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management , retail brokerage, capital markets, fixed… more
- Truist (Charlotte, NC)
- …audit plan spanning the Wealth business, including advisory, brokerage/investment management , lending, fiduciary and trust. Senior Directors may lead other ... Audit Committee and Executive Management . Through well-developed relationships with Senior Management and ongoing business monitoring activities, the … more
- House of Blues (Houston, TX)
- …sounds like you then please read on! THE ROLE We are currently recruiting for a dynamic Senior IT Internal Auditor (I) who will work as an integral part of our ... our company. Working closely with both junior and other senior members of the team, this person will evaluate...planning of an audit, timely on-site or remote fieldwork management , reviewing workpapers to a high standard, writing and… more
- Customs and Border Protection (New York, NY)
- …A certificate as a Certified Public Accountant or a Certified Internal Auditor , obtained through written examination (provide certification); OR 3. Completion of the ... to manage agency level operational and administrative matters; Serving as a senior advisor and technical expert of auditing programmatic operations Developing and… more
- House of Blues (Houston, TX)
- …sounds like you then please read on! THE ROLE We are currently recruiting for a dynamic Senior IT Internal Auditor (I) who will work as an integral part of our ... comprised of four market leaders: Ticketmaster.com, Live Nation Concerts, Front Line Management Group and Live Nation Network. Ticketmaster.com is the global event… more
- Live Nation (Houston, TX)
- …please read on! THE ROLE We are currently recruiting for a dynamic Staff Internal Auditor who will work as an integral part of our Americas Internal Audit team. ... issues affecting our company. Working closely with the more senior members of the team, this person will evaluate...+ Help the team to develop and foster Local Management relationships . + Participate in peer and upward… more
- Capital One (Mclean, VA)
- …one or more areas of compliance, such as consumer, Anti-Money Laundering (AML), brokerage, wealth management , or trust + 10+ years of experience in Business ... Audit Senior Manager- Risk Management Capital One's...-in-charge + At least one year experience of people management **Preferred Qualifications:** + Certified Internal Auditor … more
- Capital One (Charlotte, NC)
- …one or more areas of compliance, such as consumer, Anti-Money Laundering (AML), brokerage, wealth management , or trust.** + **1+ years of experience with data ... Senior Audit Manager, Financial Crimes Compliance (Hybrid) **Capital...**Establish and build working relationships with internal and external management ** + **Perform BSA/AML, and Fraud risk assessments of… more
- Scotiabank (Houston, TX)
- …confirm that line management /product owner will take corrective action. Escalate to Senior Management and Audit Management as necessary for material ... and Internal Audit (US & Toronto) and escalate to Senior Management and Audit Management ...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and… more
- Cherry Bekaert (Nashville, TN)
- …and accounting advisory, digital solutions, cybersecurity, tax, benefits consulting, and wealth management . For more details, visit cbh.com/disclosure. Cherry ... (https://www.cbh.com/services/advisory/risk-accounting-advisory/risk-advisory/) practice, we have an excellent opportunity for a ** Senior Associate (Financial/Operations)** to join our team providing internal… more
- First Horizon Bank (Memphis, TN)
- …operations setting or growing financial institution. **Certifications:** + Certified Risk Management Professional (CRMP), Certified Internal Auditor (CIA) or ... Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management , retail brokerage, capital markets, fixed… more
- Plante Moran (Southfield, MI)
- …difference. On the surface, we're one of the nation's largest audit, tax, consulting, and wealth management firms. But dig a little deeper, and you'll see what ... Senior Manager SEC/PCAOB + Location: United States, Michigan,...on SEC issuer audit engagements o Assist with the management of the firm's internal inspection program for SEC… more
- City National Bank (Charlotte, NC)
- …Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with a financial institution ... such as a broker/dealer and/or registered investment adviser. * For Wealth Management Compliance roles, experience working within a Compliance Investment … more