- Fidelity TalentSource LLC (Boston, MA)
- …investment strategies and provide guidance on compliance issuesEnsure compliance with internal requirements, external regulations, and futures exchange ... general business or economics) preferredAt least 5 years of experience providing compliance guidance and regulatory support for futures monitoring including… more
- Global Communities (Silver Spring, MD)
- …development and financial inclusion to save lives, advance equity and secure strong futures . We support communities at the forefront of their own development in more ... community. The Sr. Manager, Talent Acquisition (TA) is a thought leader, advisor and catalyst for various recruitment activities across the organization. They will… more
- Capital One (New Orleans, LA)
- …of experience testing or compliance monitoring + 3+ years of experience as a compliance advisor in a compliance department + Proficient in Google Suite ... make Capital One a great company. Job Description: The Compliance Tester II ( Senior Associate) performs a...(D&I), Family and Medical Leave Act (FMLA), Overtime, Commodity Futures Trading Commission (CFTC), National Futures Association… more
- Citigroup (Houston, TX)
- The VP of Commodities Middle Office is a senior management level position responsible for managing the Middle Office team in Houston, as well as working to globally ... Front Office Sales and Trading and act as an advisor or coach to new or junior staff +...Reconcile exchange positions between trade capture system and the Futures Clearing Merchant. + Assist in the monitoring processes… more
- Publicis Groupe (New York, NY)
- …a Product Manager at Publicis Sapient, you act as your clients' trusted advisor in leading the overall vision, strategy, roadmap, and prioritization for a specific ... Oil Trading & scheduling + Indepth knowledge of various derivatives instruments ( Futures /swaps/options etc.) covering US and Europe markets + Pipeline & cargo… more
- Citigroup (Getzville, NY)
- …dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures , Listed Derivs, FXPB) where Citi has a significant growth program to ... range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction with our… more
- Citigroup (Jersey City, NJ)
- …dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures , Listed Derivs, FXPB) where Citi has a significant growth program to ... range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction with our… more
- Global Communities (Silver Spring, MD)
- …compensation, and recognition + At all times function as a strategic business advisor to senior management regarding key organizational and management issues ... inclusion to save lives, advance equity and secure strong futures . We support communities at the forefront of their...of leaders and employees. As a member of the senior executive team, the incumbent contributes to the business… more
- Duke Energy (Lake Mary, FL)
- …or can possibly be under the general direction of a Project Director or Senior PM. The Project Manager II (PM-II) position is responsible for the management, or ... department level within the Company as well as some Senior Management and/or External Agencies. The PM-II serves as...commercial or industrial design engineering, and is an expert advisor in specific product areas. Individual will be accountable… more
- Global Communities (Silver Spring, MD)
- …development and financial inclusion to save lives, advance equity and secure strong futures . We support communities at the forefront of their own development in more ... Management & Organizational Development team. This position partners with senior HR leadership to aid in the development and...and standard operating procedures (SOPs) + Serve as an advisor on best practices in recruitment and monitor trends… more
- MUFG (Jersey City, NJ)
- …more details. In this role you will focus on internal and external compliance requirements, activities, and deliverables to ensure that Operations & Technology meets ... equivalent or related field + Familiarity with US regulatory, compliance , and governance with a focus on banking and...+ Support management to generate various metrics/ reports for senior management and board level committees + Maintain standard… more
- MUFG (Tempe, AZ)
- …your manager. Whether balancing the needs of multiple stakeholders or supporting more senior colleagues on strategic projects, you will advance your reputation as a ... trusted advisor , applying experience, sound judgment, and a risk mindset...of experience in Risk Reporting in the areas of Compliance and Operation Risk + 8-10 years of experience… more
- Publicis Groupe (Miami, FL)
- …Business Transformation within the **Energy Vertical.** You will partner with senior client executives and ultimately be accountable for the overall strategic ... to improve flow, quality, and value realization + Act as a trusted strategic advisor to clients to transform their business by guiding internal leaders and external … more
- MUFG (Jersey City, NJ)
- …and QA support: + Support management to generate various metrics/ reports for senior management and board level committees + Maintain standard IM templates + Provide ... the following: + Support management to generate various metrics reports for senior management and board level committees + Maintain standard issues management (IM)… more
- Morgan Stanley (Palo Alto, CA)
- …Experience:* * At least 4 or more years of experience as a Financial Advisor (with satisfactory production and compliance record), or comparable product area or ... morale, and business ethics and practices, as well as compliance with all Federal, State, and Local laws and...3 registrations (Series 31 acceptable if Branch conducts managed futures business only) * Other licenses as required for… more
- Morgan Stanley (Fargo, ND)
- …experience . At least 5 or more years of experience as a Financial Advisor (with satisfactory production and compliance record) or comparable branch management ... personnel management and morale, business ethics and practices, and compliance with all Federal, State, and Local laws and...3 registrations (Series 31 acceptable if branch conducts managed futures business only) . Other licenses as required for… more
- Morgan Stanley (Peachtree City, GA)
- …experience . At least 5 or more years of experience as a Financial Advisor (with satisfactory production and compliance record), or equivalent branch management ... fiscal management, personnel management and morale, business ethics and practices, and compliance with all Federal, State, and Local laws and regulations. The… more
- Equitable (Raleigh, NC)
- …fostering relationships with existing experienced financial professionals + Ensuring compliance oversight and supervision + Exemplifies the successful financial ... to help others plan for and protect their financial futures + Team player who possesses excellent interpersonal skills...being a Certified Financial Planner, to a junior or senior partner in a firm model, to employee and… more
- MUFG (New York, NY)
- …recovery strategies; ensure effective recovery plans are in place and in compliance with the firm's overall resiliency strategies for effective continuity of ... in line with tolerances for disruption + Act as a trusted advisor to business divisions for business resilience, providing appropriate guidance, business simulations… more
- MUFG (Jersey City, NJ)
- …past experience, and a risk mindset, you will serve as a trusted advisor who routinely solves complex business problems and delivers against milestones. In the ... assessing, improving and communicating recovery environment requirements to MUBK 's senior management and technology groups. As DR Manager, work closely with… more
