- Charles Schwab (Westlake, TX)
- …and practices building client trust and safeguard the integrity of the Firm. The Senior Manager will join an engaging and dynamic team supporting our business ... partners. This role will be responsible for providing compliance advice and guidance to Charles Schwab Investment... compliance advice and guidance to Charles Schwab Investment Management, Inc. (CSIM), also known as Schwab Asset… more
- Charles Schwab (Westlake, TX)
- …to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and Investment Adviser programs. Though this is an ... to achieve and/or monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations to enhance and refine… more
- Deloitte (Boise, ID)
- …solid understanding of Subchapter K, partnership allocation methodologies, and the tax compliance process for investment partnerships, we have an exciting ... opportunity for you as a Senior Tax Manager on our growing team!...you will utilize your prior experience to provide tax compliance and consulting services to investment management… more
- Deloitte (Columbus, OH)
- …Recruiting for this role ends on June 1, 2025 What you'll do As a Tax Senior Manager in our Private Wealth Tax practice, you will perform high-level reviews of ... knowledge across multiple areas of taxation? Do you excel at delivering compliance and consulting services to individual clients and their trusts, estates, family… more
- Truist (Charlotte, NC)
- …and proactively identifying, mitigating, and managing risks within Corporate and Investment Banking - Investment Banking Coverage, Capital Markets Origination ... and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational, Reputation and Strategic Risks. 6. Strong leadership and… more
- Commonwealth of Pennsylvania (PA)
- Senior Investment Professional, PSERS Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4551077) Apply Senior Investment ... Philadelphia, Baltimore, and Washington DC DESCRIPTION OF WORK The Senior Investment Professional for Investment ...support other aspects within the Operations group, PSERS Chief Compliance Officer, and Investment Compliance … more
- Ascension Health (St. Louis, MO)
- …**POSITION SUMMARY:** The Senior Accountant reports to the Director, Investment Operations, and supports the Manager , Investment Operations, ... of online access to recordkeeping system for the portfolios. Preparation of foreign compliance and registration for investment managers. + Responsible for trade… more
- USAA (Plano, TX)
- … teams. Responsible for supporting functions that encompass asset allocation, manager selection, investment governance, and investment operations. ... Provides investment insight and advice to senior leaders to influence line-of-business and enterprise capital, liquidity,...and use of software and quantitative tools used in investment management to drive governance, compliance , risk… more
- Randstad US (Boston, MA)
- senior investment content writer - etfs. + boston , massachusetts (remote) + posted february 27, 2024 **job details** summary + $37.75 - $41.75 per hour + ... We are currently seeking a highly skilled and experienced Senior Investment Content Writer specializing in ETFs...Compliance review systems. If you are a seasoned investment content writer with a passion for educating investors… more
- MassMutual (Boston, MA)
- …and compliance framework to senior management. **The Team** The Investment Compliance Team partners with various stakeholders across MassMutual to assess ... ** Compliance Analyst, Investment Compliance **...Compliance Team + Focused one-on-one meetings with your manager + Access to mentorship opportunities + Networking opportunities… more
- T. Rowe Price (Baltimore, MD)
- …contribute, learn, and make a difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services ... and grow your career with us. PRIMARY PURPOSE OF THE POSITION This Portfolio Investment Analyst (PIA) resides within the Investment and Trading Solutions. The… more
- Nuveen Investments (Charlotte, NC)
- …incentive plans, or other non-annual incentive plans). **Company Overview** Nuveen, the investment manager of TIAA, offers a comprehensive range of ... Investment Accounting Management - Real Estate Investment...and participate in various industry working groups to ensure compliance . + Network with senior personnel and… more
- Deloitte (Stamford, CT)
- …Private Equity and Investment Management practice. What You'll Do As a Manager , you will work within an engagement team and draw on experience in accounting ... thinker with first-hand knowledge of the private equity and investment management industries? Do phrases like "cross border ...your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying… more
- US Bank (Minneapolis, MN)
- …is also responsible for partnering with US Bank's Wealth Management and Investment Services businesses and other Risk/ Compliance /Audit (RCA) professionals to ... our growing team of audit professionals supporting the Wealth Management and Investment Services team. This role will support development and implementation of an… more
- Massachusetts Institute of Technology (Cambridge, MA)
- Manager , Investment and Gift Accounting + Job Number: 24078 + Functional Area: Finance/Accounting + Department: Office of the Vice President for Finance + School ... Available: No + Schedule: Email a Friend Save Save Apply Now Job Description MANAGER OF INVESTMENT AND GIFT ACCOUNTING, Office of the Vice President for… more
- Charles Schwab (Lone Tree, CO)
- …team, as a Senior Manager , responsible for conducting risk-based compliance testing within our affiliated investment advisory programs and mutual funds. ... to achieve and/or monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations to enhance and refine… more
- Robert Half Finance & Accounting (Dallas, TX)
- Description We are offering an exciting opportunity for a Fund Accounting Manager in the Real Estate & Property industry based out of Dallas, Texas. As part of our ... swaps. * Read, understand, and implement partnership and JV agreements, investment documents, entity structures, loan agreements, and interest rate swap agreements.… more
- Atlantic Health System (NJ)
- …+ Utilizing the custodial compliance platform, monitor compliance of investment portfolios for established investment manager guidelines. + Perform ... The Senior Accountant II, Investment Portfolio Operations...funding events and redemptions. + Assess the accuracy of investment manager fees against agreed upon … more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor ... KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Investment Banking Program Associate as part of Corporate & Investment Banking. Learn more about our career areas ... and lines of business at wellsfargojobs.com. **Financial Institutions Investment Banking Coverage** This position is a 1st or...during which they gain exposure to key executives and senior bankers. The Associate provides these services as part… more