- GE Vernova (Atlanta, GA)
- …the Compliance Operations Leader for GE Vernova Power businesses. In your role as Senior Compliance Monitoring Officer , you will apply a risk-based ... approach, develop and conduct compliance monitoring activity utilizing data analytics, identify and understand relevant policies and procedures, provide an… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of Capital Markets business units such as electronic ... issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with… more
- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Stryker (Portage, MI)
- …benefits. (https://d25zu39ynyitwy.cloudfront.net/oms/000000/document/2024/6/SMVZW\_USStrykerEmployeebenefits/USStrykerEmployeebenefits.pdf) The Senior Compliance ... program of the Instruments business with a high level of independence. The Senior Compliance Officer is responsible for developing the Compliance… more
- JPMorgan Chase (Tampa, FL)
- …the status quo and striving to be best-in-class. As a Monitoring /Testing Senior Associate in the Global Compliance , Conduct, & Operational Risk (CCOR) ... data analytics on large datasets and regular engagement with senior stakeholders across the firm. This is an exciting...of controls executed by the lines of business through Monitoring and Testing activities to validate compliance … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...compliance issue management, new product/business review, complaint handling, compliance monitoring and reporting, compliance … more
- State of Minnesota (St. Paul, MN)
- …Title: Housing Development Programs Compliance Analyst** **Job Class: Housing Development Officer Senior ** **Agency: Housing Finance Agency** + **Job ID** : ... someone experienced in vendor management, quality control or program monitoring to perform program compliance audits of...control or program monitoring to perform program compliance audits of various grant programs offered in the… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...Primary focus of role is on day-to-day advisory and monitoring , although roles also contribute to strategic planning within… more
- City National Bank (Los Angeles, CA)
- ** COMPLIANCE OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned ... areas of the compliance program including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... support, monitoring and reporting on Citi's interactions with its regulators,...regulators. + Establishing and developing effective relationships within Citigroup senior management, front line, second line (including independent risk,… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Aug 22, 2024 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description This position requires providing ... update of policies and procedures. The issues management processes include the monitoring , analysis and documentation of issues, which are defined as deficient… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance … more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on the Fixed Income ... Trading Compliance Team is the Business Aligned Compliance Officer (BACO) for the Structured Products...making sound risk decisions. There is emphasis on proactive monitoring , governance, risk identification and escalation, as well as… more
- Citigroup (Tampa, FL)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance … more
- City of New York (New York, NY)
- …to audits. Provides reports on accountability/ compliance to the Chief Program Officer and the senior stakeholders. Makes recommendations based on these ... Program Officer , with wide latitude for independent judgment and decision-making, the Senior Advisor to the Chief Program Officer and Director of Strategic… more
- International Rescue Committee (New York, NY)
- Requisition ID: req54607 Job Title: Quality Assurance & Monitoring Officer , HSPRS Sector: Monitoring & Evaluation Employment Category: Fixed Term Employment ... the community (Post Release Services). The Quality Assurance and Monitoring Officer is a full-time position that...guidelines. + Other duties as assigned. + Alongside the Senior Program Officer of Quality Assurance and… more
- MyFlorida (Fort Pierce, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70013770 Date: Aug 23, 2024 The State Personnel System is an E-Verify employer. For more information click on our ... 836125 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70013770 Pay Plan: Career...relating to the intake officer , court liaison officer , trainer and electronic monitoring device installer.… more
- Sacramento County (Sacramento, CA)
- …Cure notice + Federal, state, and local rules and regulations interpretation + Legal compliance monitoring + Public records requests + Purchase order award + ... Senior Contract Services Officer Print (https://www.governmentjobs.com/careers/sacramento/jobs/newprint/3577509)...phase of the hiring process, please contact our Disability Compliance Office at ###@saccounty.gov or ###, CA Relay 711… more
- Lutheran Immigration and Refugee Service (Baltimore, MD)
- …a mission-driven organization, then we have the opportunity for you! Reporting to the Senior Program Officer for Quality Assurance, the Program Officer for ... Monitoring and Evaluation - Foster Care conducts onsite monitoring visits for all program sites at least one...and accompanying case managers on visits to clients for compliance with all ORR policies and procedures. + Evaluate… more
- Bloomberg (New York, NY)
- …up to you to make it happen. What's the role? Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the ... by our award-winning pro bono program. The Data Privacy Compliance team works closely with our Legal counterparts, business...and continue to enhance the protocol for the intake, monitoring and tracking of requests + Lead the Data… more