- Tris Pharma (Monmouth Junction, NJ)
- …the Vice President/Clinical Development, and collaborating directly with the Chief Development Officer (CDO), President and other member of Senior Leadership, ... experienced MD with expertise in the Pain therapeutic area to serve as Senior or Executive Medical Director. Title and salary commensurate with experience. The… more
- AIG (Parsippany, NJ)
- Senior Compliance Officer , Investments Compliance Location: Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to ... manage risk. Join us as a Senior Compliance Officer , ...General Account and reinsurance mandates. + Interact/partner with CIO, investment managers, and Legal to ensure compliance … more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- Banco Popular Puerto Rico (San Juan, PR)
- Date: Jun 21, 2024 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer II AtPopular,we offer a wide variety of services ... Responsible for the enhancement and implementation of the Financial Compliance Risk Assessment methodologies for Trust, Insurance and Securities. Leveraging… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and ... executes compliance risk management activities to reasonably ensure ...Program obligations of GFOAS, which is an SEC Registered Investment Advisor ("RIA") to a private fund complex.** **GFOAS… more
- Morgan Stanley (Baltimore, MD)
- … Group within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business ... **Job:** ** Compliance * **Title:** *Wealth Management Digital Direct Compliance Officer * **Location:** *Maryland-Baltimore* **Requisition ID:** *3248035*… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking ** Senior ** **Lead Compliance Officers** in Corporate Risk as part of **Equity Sales and Trading Compliance .** ... and business divisions at wellsfargojobs.com . Equities Sales and Trading Compliance provides coverage for Cash, Derivatives, Electronic Trading, Research Sales,… more
- MetLife (Bridgewater, NJ)
- …internal stakeholders. The Role: Reporting directly to the VP, Chief Compliance Officer of MLIDC and Head of Investments Core and Broker-Dealer Compliance ... Officer will be responsible for working with the Senior Broker-Dealer Compliance Officer who...Relationships: * Reports to: VP, Chief Compliance Officer , MLIDC and Head of Investments Core… more
- T. Rowe Price (Baltimore, MD)
- …to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses. This role will be ... business on compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities, responding to inquiries, and… more
- FirstBank PR (PR)
- …to: - Provide conclusions and new ideas derived from the research and analysis to the Senior Investments Officer and Treasurer - Analyze and perform buy and ... Investments and Treasury Officer Our Company...team that: Actively collaborates in the management of the investment and funding portfolios of the Bank and its… more
- City of New York (New York, NY)
- …steward of the resources of plan beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing the investment ... for the five New York City pension systems. The Senior Investment Officer will report...Trustees; - Monitoring the portfolio of existing fund and co- investments to ensure compliance with the terms… more
- Citigroup (Irving, TX)
- …functions. Overview of the Role: The Senior Vice President, Information Security Officer (Wealth - Investments & Data) is an intermediate level position ... products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As… more
- USAA (Plano, TX)
- …selection, investment governance, and investment operations. Provides investment insight and advice to senior leaders to influence line-of-business ... evaluating, selecting, onboarding and use of software and quantitative tools used in investment management to drive governance, compliance , risk management, and … more
- New York State Civil Service (New York, NY)
- …real-time risk information need by the CIO and senior management;* The Chief Investment Risk Officer will manage a staff of risk analysts and also serve ... in annual earned premium and over $20 billion in assets.Under the direction of the Chief Investment Officer (CIO) the Chief Investment Risk Officer will… more
- Morgan Stanley (Menlo Park, CA)
- *POSITION SUMMARY:* The Director of Investments is a senior level position on a Financial Advisor / Private Wealth Advisor team. This industry professional plays ... a critical role in helping clients achieve their investment goals by developing, maintaining, and overseeing the strategic...client assets managed by the team. The Director of Investments is responsible for the development of asset allocation… more
- Wells Fargo (Austin, TX)
- **About this role:** Wells Fargo is seeking a Senior Trust Officer ( Senior Fiduciary Specialist) - **Personal Trust Market Service Team in Trust Client & ... Advisor Services** as part of Wealth and Investment Management. Learn more about the career areas and...and trust accounts + Perform fiduciary duties as an officer of the bank + Administer large and the… more
- Bank of America (Atlanta, GA)
- Senior Trust Officer Atlanta, Georgia **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the ... and retention, assisting clients with wealth planning needs, and managing risk. This Senior Trust Officer (STO) position focuses on serving clients of Merrill… more
- Bank of America (Chicago, IL)
- Senior Information Security Officer Denver, Colorado;Chicago, Illinois **Job Description:** The Senior Information Security Officer will be a member of ... the Business Information Security Officer 's (BISO) organization and work closely with the line...The requirements and certification for Payment Card Industry (PCI) Compliance + Cryptography and key management across high volume… more
- Bankers Trust (Des Moines, IA)
- Senior Trust Officer Location Des Moines, IA # of openings 1 Apply Now ... by readers of the Business Record. Job Summary: The Senior Fiduciary Trust Officer is responsible for...with Private Client Team. . Administer assigned accounts in compliance with applicable laws, regulations, and Bank policies, including… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...must have a broad knowledge of US broker-dealer and investment advisory compliance , regulated business environments and… more
