- State of Maryland (Baltimore, MD)
- …and more than 160,000 retirees andbeneficiaries.The Agency is seeking to fill a senior level ChiefFinancial Officer position which will serve on the leadership ... work product and productivity of team.* Serve in an advisory capacity to the Executive Director and Senior...of Trustees.* Implement procedures and internal controls to ensure compliance with laws, rules and regulations as they relate… more
- State of Maryland (Baltimore, MD)
- …and more than 160,000 retirees and beneficiaries.The Agency is seeking to fill a senior level Chief Financial Officer position which will serve on the leadership ... of work product and productivity of team.Serve in an advisory capacity to the Executive Director and Senior...Board of Trustees.Implement procedures and internal controls to ensure compliance with laws, rules and regulations as they relate… more
- State of Maryland (Baltimore, MD)
- …more than 160,000 retirees and beneficiaries. The Agency is seeking to fill a senior level Chief Financial Officer position which will serve on the leadership ... of work product and productivity of team.Serve in an advisory capacity to the Executive Director and Senior...Board of Trustees.Implement procedures and internal controls to ensure compliance with laws, rules and regulations as they relate… more
- City of New York (Suffolk, VA)
- …of plan beneficiaries and the City of New York.Reporting directly to the Chief Investment Officer , the Deputy Chief Investment Officer (DCIO) will be a member of ... the BAM senior leadership team and a voting member of the...leadership team meetings;Supervise the ETI team, the Chief ESG Officer , and the Director of Diverse and Emerging Manager… more
- GCM Grosvenor (Chicago, IL)
- SUMMARY The Controller & Chief Accounting Officer (CAO) of the firm's Commingled Retail Investor Funds will be responsible for overseeing all finance and accounting ... will include managing financial reporting and analysis, providing strategic guidance to senior management on financial matters, as well as certain board reporting… more
- 3 Bridge Networks (San Francisco, CA)
- The Chief Financial Officer (CFO) is responsible for directing the financial functions of the corporation in accordance with generally accepted accounting principles ... issued by the Financial Accounting Standards Board and other regulatory and advisory organizations. The CFO is also accountable for the ongoing development and… more
- Tr1X (San Diego, CA)
- …are seeking an entrepreneurial Medical Immunologist to assume the role of Senior Medical Director for our innovative allogeneic regulatory T cell therapy programs. ... new challenges. This pivotal position, reporting directly to the Chief Medical Officer , involves contributing to design and overseeing clinical trials from phase I… more
- CLevelCrossing (Chicago, IL)
- … Officer , Head of Supply Chain, Chief Financial Officer , Chief Accounting Officer , Chief Compliance Officer and Sub-business units C-suite), peers and ... and oversee a broad portfolio of assigned audits for Operational, Financial and Compliance risks.Work in partnership and collaboration with the Director of Audit for… more
- Morgan Stanley (Chicago, IL)
- …their investments and planning strategies, often with guidance and input from senior team members. Assists Financial Advisors / Private Wealth Advisors in the ... Advisor. Works with clients on the execution of orders in Brokerage and Advisory accounts. Assists clients with market and stock research. Develops Statement of… more
- HCi Advisory Group (Washington, DC)
- …report to KCHA's Executive Vice President of Human Resources - Chief People Officer (EVP/CPO). This leader will be accountable for planning, directing and overseeing ... comprehensive human resources programs. Serving as a member of the senior leadership team, advising executive management, assisting with labor contract negotiations,… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- T. Rowe Price (Baltimore, MD)
- …join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically the Exchange-Traded ... business on compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities, responding to inquiries, and… more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing ... the Citi program framework. Primary responsibilities include providing day-to-day Compliance advice relating to transactional conflicts, operations,, and guidance on… more
- City National Bank (Los Angeles, CA)
- ** COMPLIANCE OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned ... risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for compliance . This role is responsible for directly… more
- CIBC (Chicago, IL)
- …Reporting to the Vice President, US Chief AML Officer & Global Sanctions, the Senior Director, US AML Governance & Advisory leads the US AML Governance and ... units (commercial/retail banking, wealth management, and capital markets). The Senior Director, US AML Governance & Advisory ,...process and initiatives to ensure compliance . The Senior Director, US AML Governance & Advisory ,… more
- Deloitte (Columbus, OH)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer + Professional Accreditation in EU Customs Law (post masters) ... world in our world! What you'll do As a Senior Manager on our Global Trade Advisory ...foreign multinational companies on global import and export strategies, compliance , and technology enablement. The Global Trade Advisory… more
- Truist (Charlotte, NC)
- … compliance and strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based ... policies and standards for Enterprise-wide application and impact. Provide guidance to senior leaders across the company on critical / significant control failures… more
- JPMorgan Chase (Plano, TX)
- …regulatory and/or audit best practices. **Job responsibilities** + Perform on-site compliance examinations of broker-dealer and investment advisory business to ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- State of Minnesota (Pipestone, MN)
- **Working Title: Budget Coordinator** **Job Class: Accounting Officer Senior ** **Agency: Pollution Control Agency** + **Job ID** : 79866 + **Location** : Various ... allows a hybrid schedule (both in office location and/or telework)** As an Accounting Officer Senior at the Minnesota Pollution Control Agency, you will provide… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
