- T. Rowe Price (Baltimore, MD)
- …professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically ... the Exchange-Traded Funds ( ETFs ) and separately managed account (SMA) platforms. This role...compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities,… more
- Federal Reserve Bank (Cleveland, OH)
- …Instagram, and our YouTube channel - Cleveland Fed **Job Description Summary: Senior Vice President, External Engagement** The External Engagement (EE) mission is to ... efficiencies and reinforcing narratives with key Bank audiences. The Senior Vice President, External Engagement (SVP) serves as the...of Cleveland. The SVP will manage a team with officer -level direct reports. The SVP engages regularly with key… more
- Wellington (New York, NY)
- …Governance team, to the fund's Board of Trustees, and the funds' Chief Compliance Officer + Providing analysis of applicable regulatory developments, managing ... This Counsel will also support the firm's sub-advised active ETFs , '40 Act mutual funds, as well the distribution...Act funds, including strategic legal advice and counsel to senior business leaders. + Providing legal advice on the… more