- Truist (Charlotte, NC)
- …to other Compliance Officers and Analysts. 10. Conduct electronic communication surveillance of the broker dealer and swap dealer activities as well as ... review the following job description:** Responsible for conducting and directing compliance risk oversight of Capital Markets business units such as electronic… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Trade Surveillance team responsible for the design, ... Other job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Surveillance **Time Type:** Full time… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer .... + Participate in the review of monitoring and surveillance routines and respond to alerts or issues from ... the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and...Surveillance by investigating the circumstances surrounding trades or communications… more
- HUB International (Columbus, OH)
- …visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to collectively ... program, including: + Using a risk-based approach, conduct ongoing compliance reviews and surveillance to evaluate and test for compliance with applicable… more
- MyFlorida (Key West, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70012772 Date: Aug 24, 2024 The State Personnel System is an E-Verify employer. For more information click on our ... Requisition No: 834176 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70012772 Pay Plan: Career Service Position… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and ... for the design, implementation, and oversight for controls and solutions supporting Surveillance , Employee Compliance and Control Room teams, designed to detect… more
- General Dynamics Information Technology (Maui County, HI)
- …Facility (SCIF) & Special Access Program (SAP) construction efforts. HOW A SECURITY OFFICER SENIOR WILL MAKE AN IMPACT + Assesses, identifies and communications ... **Public Trust/Other Required:** None **Job Family:** Security **Skills:** Construction,Ensure Compliance ,Standard Operating Procedure (SOP) **Experience:** 3 + years of… more
- NANA Regional Corporation (Rosslyn, VA)
- …Data Management (ADM), an Akima company, is seeking a Security Program Officer to provide managerial support to Department of State DS/IP/OPO's programs. ... Canine (K9), DS Equipment Standardization, Drug Testing, Local Guard, Bodyguard, and Surveillance Detection programs. + The SPO works under the technical guidance… more
- Tradeweb (New York, NY)
- …of the compliance program such as, Personal Account Dealings, Training, Surveillance and monthly reporting to senior management. Depending on any subject ... Compliance is looking for a junior to mid-level compliance officer to support our core ...key findings and areas of improvement to members of senior management within compliance + Monitoring and… more
- Morgan Stanley (Melville, NY)
- …variety of supervisory, compliance , and risk functions. In conjunction with the Senior Complex Risk Officer , the Complex Risk Officer has accountability ... the Complex Manager and Senior Complex Risk Officer . *DUTIES and RESPONSIBILITIES:* * Surveillance and Supervision*...risk and compliance . * Together with the Senior Complex Risk Officer facilitates the training… more
- Morgan Stanley (Birmingham, AL)
- …variety of supervisory, compliance , and risk functions. In conjunction with the Senior Risk Officer , the Risk Officer has accountability for maintaining ... to the Market Executive and Senior Risk Officer . *DUTIES and RESPONSIBILITIES* * Surveillance and Supervision*...risk and compliance . * Together with the Senior Risk Officer facilitates the training on… more
- Air National Guard Units (Flowood, MS)
- …PDD2968000 and is part of the Mississippi National Guard. Responsibilities As a SECURITY OFFICER , GS-0080-13, you will serve as the Senior Security Officer ... Anti-Terrorism as the Defense Force Commander (DFC) and Anti-Terrorism Officer (ATO). The incumbent of this position must be...of security programs to serve as principal advisor to senior leaders within and outside the organization on all… more
- Morgan Stanley (Tempe, AZ)
- …Money Movement, Asset Aggregation and Accounting, Billing, and Client/IO Reporting. The Risk Officer is a senior position in IIS responsible for a wide ... variety of supervisory, compliance , and risk functions. The Risk Officer ...and Fund Services policies, and other regulations. The Risk Officer keeps the Senior Institutional Relationship … more
- Air National Guard Units (Milwaukee, WI)
- …As a SECURITY OFFICER -Title 32, GS-0080-13, you will serve as the Senior Security Officer (Squadron Commander) over the Security Forces Squadron and all ... Summary This National Guard position is for a SECURITY OFFICER -Title 32, Position Description Number D2968000 and is part...of security programs to serve as principal advisor to senior leaders within and outside the organization on all… more
- Federal Reserve Bank (Philadelphia, PA)
- …the Bank through customer-focused services as a Federal Reserve Law Enforcement Officer . May require operating a post; working special law enforcement duties, such ... + Performs all law enforcement activities. Enforces Federal Laws over which officer has jurisdiction. + Protects and safeguards lives, property, and Bank operations.… more
- Federal Reserve Bank (Boston, MA)
- …and will be an onsite role.** **Position Summary:** A sworn Federal Police Officer with full arrest powers to enforce federal laws and Federal Reserve policies ... or crisis situations. **Essential Accountabilities:** + Operates as a law enforcement officer pursuant to the authority given the Board of Governors by Section… more
- Lucile Packard Children's Hospital Stanford (Palo Alto, CA)
- …level and purpose of the job. The Chief Nursing Information Officer (CNIO) provides enterprise-wide informatics leadership at Stanford Medicine Children?s Health ... (SMCH). The CNIO reports to the Chief Nurse Executive, Senior Vice President of Patient Care Services for SMCH...Care Services for SMCH and the Chief Health Informatics Officer . In collaboration with nursing, physician, operations, and information… more
- Citigroup (Tampa, FL)
- The Regulatory Risk Officer Serves as a senior compliance finance risk officer responsible for assessing compliance risks and controls implemented by ... defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent assurance activities (testing and on-going monitoring)… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Division of Finance, Bureau of the Agency Chief Contracting Officer is seeking to hire an exceptional procurement professional...as a member of the ACCO / Assistant Commissioner's senior management team. Lead Directors and Contract Managers in… more
- Maryland Department of Transportation (Baltimore City County, MD)
- Contracting Officer Salary $95,991.00 - $154,928.00 Annually Location Baltimore City Job Type Full Time Job Number 8031-MTA-3/22-CONTOFFR Department Maryland ... Continuous + Description + Benefits Description Maryland Transit Administration Contracting Officer (DOT Executive IV-8031) Office of Transit Development & Delivery… more