- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible ... for assessing compliance with Volcker rule, Swap dealer requirements and significant compliance risks and...activities globally with strong collaboration with global Markets Product Compliance senior management in accordance with CIA)… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... in banking, communication and leadership, and personalized coaching and feedback. Performance measures may include several objective test scores, peer and sponsor… more
- Truist (Atlanta, GA)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as ... issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with… more
- Scotiabank (New York, NY)
- Senior Manager, US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... industries! We work together to drive ambition for every future! **Purpose** The Senior Manager, US Compliance Risk Assessment contributes to the overall success… more
- Capital One (New York, NY)
- …regulations, within an enterprise-level risk management framework. The Compliance Advisor Senior Manager also assists the Broker Dealer CCO in keeping ... (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance... Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will… more
- PNC (Pittsburgh, PA)
- …an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be based in ... at manager's discretion. Position Overview: The Capital Markets Finance - Broker Dealer Accounting group supports a high growth and strategic business for C&IB… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... compliance , AML/ATF/sanctions and conduct risk. + Champion a high- performance environment and contribute to an inclusive work environment. **What You'll… more
- Scotiabank (New York, NY)
- Senior Manager, US Finance & Regulatory Reporting - Audit **Requisition ID:** 208343 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... industries! We work together to drive ambition for every future! **Purpose** The Senior Manager, US Finance & Regulatory Reporting will lead and execute Financial… more
- Truist (Atlanta, GA)
- …its control environment. 4. Support the business in the development of Key Performance Indicators (KPIs) and Key Risk Indicators (KRIs). 5. Provide risk management ... and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational, Reputation and Strategic Risks. 6. Strong leadership and… more
- KPMG (San Francisco, CA)
- …audit process and throughout the entire project lifecycle to deliver high-impact performance results + Partner with senior -level client personnel and KPMG ... + Oversee and coordinate with offshore teams Additional Responsibilities for Senior Associate: + Identify and clearly communicate performance improvement… more
- PNC (NY)
- …to contribute to the company's success. As an AML Sanctions Advisor Senior , you will be within PNC's Risk, Change, Experience, Strategy (RCES) organization, ... the First Line of Defense (1st LOD) Financial Crimes Compliance (FCC) team, and working with the Capital Markets...available in all geographic locations. The AML Sanctions Advisor Senior will support coverage of Capital Markets on the… more
- Ankura (Chicago, IL)
- …and growth. Our Audit Advisory Team of professionals includes several former senior officials from the PCAOB, including the Divisions of Enforcement and ... (DEI) and Registrations and Inspections (DRI). In addition, we have former senior officers from the SEC Division of Enforcement, certified public accountants,… more
- Truist (Atlanta, GA)
- …(United States of America) **Please review the following job description:** As a senior member of the Market and Liquidity Risk Management (MLRM) team within the ... Risk Management Organization (RMO), provide senior management and the Board with independent quantitative and qualitative assessments of asset liability management… more
- Audi (CA)
- …Teams Monitor warranty costs / Develop expense reduction processes. Monitor for dealer compliance with Bentley processes and procedures, providing training and ... whilst maintaining a luxury brand experience in the Americas. Role Responsibilities: Performance Enhancement & Development Work with the senior leadership and… more
- C-4 Analytics (Wakefield, MA)
- Senior AI Integration Engineer: REMOTE - C-4 Analytics PLEASE NOTE: For your candidature to be considered, we kindly request that all sections of the application be ... Analytics is committed to developing innovative solutions for every dealer in every market, and to providing the highest...and customer service. We are currently hiring for a Senior AI Integration Engineer - REMOTE as we look… more
- KPMG (Mclean, VA)
- **Business Title:** Director, Markets Compliance **Requisition Number:** 118215 - 97 **Function:** Advisory **Area of Interest:** **State:** VA **City:** McLean ... (https://advisory.kpmg.us/) practice. Responsibilities: + Develop frameworks and methodologies for compliance , supervisory, operational and regulatory risk-management programs + Review… more
- Deloitte (Columbus, OH)
- …the AML and Economic Trade Sanctions domain. As a Data Analytics, Anti-Money Laundering Senior Consultant, you will have the opportunity to be on the forefront of ... and subject matter experts from throughout Deloitte. Responsibilities typical of an analytics Senior Consultant on one of these projects may include: + Work with a… more
- Cummins Inc. (Florence, KY)
- …on Cummins products and systems. Delivers technical training to distributor, dealer , and customer service personnel to enable technician efficiency, repair quality ... technical support as required. We are looking for a talented **Technical Tranier Instructor- Senior ** to join our team in **Florence, KY** In this role, you will… more
- Truist (Charlotte, NC)
- …below. Specific activities may change from time to time. 1. Support Dealer Retail Services, Direct to Consumer, Small Business, Wealth, and Premier portfolios. ... 2. Provide leadership and management oversight to achieve processing and performance results of the highest quality, which are in accordance and consistent with… more
- Sharp Electronics Corporation (Montvale, NJ)
- …our SHARP brand and products. + Providing timely updates to management on performance , opportunities, concerns, key dealer sales reps/contacts and needs like ... training, pricing, meetings, etc. to drive growth and achievement of the dealer 's primary objectives and SHARP's quota performance + Assisting theAVP Distributor… more