• Senior IT Auditor

    Charles Schwab (Phoenix, AZ)
    …(vi) middle and back office operational functions. Reporting to a Director or Senior Manager of the Broker -Dealer/Asset Management team, the Internal Audit ... of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Technology… more
    Charles Schwab (04/23/24)
    - Save Job - Related Jobs - Block Source
  • Team Manager, IT Audits and SOX Compliance

    Charles Schwab (Lone Tree, CO)
    …that they are assigned to prepare and review, and this position reports to the Senior Team Manager, IT Audits and SOX Compliance. This Team Manager has up ... for a Team Manager to support the Information Technology ( IT ) portions of the ICFR and ICOC Assessments. This...develop talent **What you'll do:** + Gain exposure to broker -dealer, bank, and corporate processes through robust risk assessments,… more
    Charles Schwab (06/19/24)
    - Save Job - Related Jobs - Block Source
  • Audit Portfolio Manager, VP

    MUFG (New York, NY)
    …A member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading ... end-to-end audit process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establishes direction for staff on more… more
    MUFG (06/25/24)
    - Save Job - Related Jobs - Block Source