- Charles Schwab (Phoenix, AZ)
- …(vi) middle and back office operational functions. Reporting to a Director or Senior Manager of the Broker -Dealer/Asset Management team, the Internal Audit ... of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Technology… more
- Charles Schwab (Lone Tree, CO)
- …that they are assigned to prepare and review, and this position reports to the Senior Team Manager, IT Audits and SOX Compliance. This Team Manager has up ... for a Team Manager to support the Information Technology ( IT ) portions of the ICFR and ICOC Assessments. This...develop talent **What you'll do:** + Gain exposure to broker -dealer, bank, and corporate processes through robust risk assessments,… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading ... end-to-end audit process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establishes direction for staff on more… more