- Regions Bank (Hoover, AL)
- …logging into the careers section of the system. **Job Description:** At Regions, the Senior Auditor conducts internal audit activities in accordance with the ... one of the following: + Certified Anti-Money Laundering Specialist (CAMS) + Certified Bank Auditor (CBA) + Certified Fiduciary and Investment Risk Specialist… more
- Bank of America (Chicago, IL)
- Senior Auditor , BSA /AML Charlotte, North Carolina;Chicago,...The focus of testing will be to assess compliance with Bank Secrecy Act ( BSA ) ... Illinois; Wilmington, Delaware; East Hartford, Connecticut **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives… more
- Needham Bank (Wellesley, MA)
- …as requested, needed or assigned. Required Experience: JOB REQUIREMENTS + Knowledge of Bank Secrecy Act , Anti-Money Laundering, Office of Foreign Assets ... and internal audits. + Uphold the strict BSA /Fraud related standards set forth by the Bank...Banking Regulations; specifically, Reg CC, Reg E and the Bank Secrecy Act . + Knowledge… more
- Citizens (Johnston, RI)
- Description Senior Auditor - Capital Markets The Internal Audit team at Citizens is hiring a Senior Auditor on Capital Markets, Market Risk, and ... 's control environment, risk management practices, and culture. The Senior Auditor will lead and/or participate on...Internal Audit team to support the assessment of BSA /AML compliance, and risk management practices in bank… more
- Charles Schwab (Westlake, TX)
- … internal audit coverage for the CSC organization's Anti-Money Laundering (AML) program, including Bank Secrecy Act ( BSA ) and Office of Foreign Assets ... Bank Enterprise team enterprise team is seeking a Senior Auditor ( Senior Specialist) responsible...(PL) of the Bank /AML Enterprise team, the Internal Audit Senior Specialist will have responsibility… more
- Mizuho Corporate Bank (New York, NY)
- …robust audit program of Mizuho's corporate and compliance activities, with particular emphasis on Bank Secrecy Act ( BSA ), Anti-Money Laundering (AML), ... About the Team The Internal Audit Department Americas (IADA) provides internal...Bank , Ltd. in the Americas, and to Mizuho Bank (USA). IADA's mission is to act … more
- Capital One (Mclean, VA)
- Principal Auditor (Experienced Senior Auditor ), Financial Crimes Compliance (FCC) (Hybrid) Capital One's Audit function is a dedicated group of professionals ... Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or relevant certification + 4+ year… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors. Identifies, responds and/or… more
- Capital One (Plano, TX)
- …related audit projects that provide input to the annual audit plan. The Senior Auditor will be responsible for maintaining all organizational and professional ... Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or relevant certification** +...be regularly worked. McLean, VA: $94,600 - $107,900 for Senior Staff Auditor ; $117,300 - $133,900 for… more
- Charles Schwab (Westlake, TX)
- …internal controls. The Corporate internal audit enterprise team is seeking a Senior Auditor ( Senior Specialist). The Corporate team is responsible for ... Senior Manager of the Corporate enterprise team, the Senior Auditor will have responsibility for assisting...Dealer, Bank Operations, or Regulatory Compliance (including BSA /AML) experience specific to internal audit and/or… more
- City National Bank (Columbus, OH)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... as an individual contributor on routine audit assignments testing internal controls and ensuring compliance with bank ...areas where audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager in… more
- City National Bank (Los Angeles, CA)
- … Bank Compliance policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act , ... *COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior...with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services… more
- US Bank (Minneapolis, MN)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... skills and discover what you excel at-all from Day One. **Job Description** US Bank is seeking a Senior Information Security Architect with influencing skills… more
- DoorDash (San Francisco, CA)
- …and the broader company. Join us! About the Role DoorDash is hiring an experienced Senior Counsel to join our dynamic legal team at an exciting time for our ... Independently develop practical guidance on issues relating to banking, bank partnerships, payments regulations, scheme rules, consumer protection, marketing,… more
- City National Bank (Jersey City, NJ)
- …and supervising staff. * CPA - Certified Public Accountant Or * CIA - Certified Internal Auditor Or * CISA - Certified Information Systems Auditor Or ... Manager II position is a leadership role as an auditor -in-charge to guide a team of auditors to assess...performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings,… more