- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** as a part of Conduct Risk. Conduct Risk is an independent risk ... drive the initiatives to improve second line conflicts of interest risk management. The Senior Lead Compliance Officer (SLCO) will report to the head of… more
- Wells Fargo (San Francisco, CA)
- **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer within Wells Fargo's second line of defense and Independent Risk ... and regulatory expectations related to Office of Foreign Assets Control (OFAC) sanctions. The Senior Lead Financial Crimes Officer - OFAC Sanctions is a… more
- Citigroup (New York, NY)
- Serves as a senior risk officer for Legal Regulatory Requirements and Obligations (Legal RRO) Advisory responsible for establishing internal strategies, ... in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level + Experience in managing… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer...as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering ... in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level + Experience in managing… more
- Citigroup (Tampa, FL)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...ability to navigate a complex organization; to influence and lead people across cultures at a senior … more
- Citigroup (Miami, FL)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... work with regional and global partners, and influence and lead people across culture and senior level...to Wealth (Private Banking, Trust, etc.) and activities to senior management. **Job Family Group:** Compliance and… more
- Wells Fargo (Charlotte, NC)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer in Commercial Banking- Global Treasury ... and highly integrated business specific risk across different business lines + Lead complex initiatives designed to mitigate current and emerging risks with broad… more
- Truist (Richmond, VA)
- …shift (United States of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing ... existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Wellington (Boston, MA)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Group and will report to the Private Investments Chief Compliance Officer , working closely with other ...Ability to self-start, think creatively and initiate projects that lead to improved scalable workflows + Highly organized and… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer within the Consumer Lending Operational Risk team (CL ORBO). The CL ORBO ... to drive effective risk outcomes. The role is expected to engage with senior business and risk leaders, influence, and challenge risk management activities, evaluate… more
- Lucile Packard Children's Hospital Stanford (Palo Alto, CA)
- …of medical care. + Closely partners with the Medical Staff and Chief Compliance Officer to ensure conformity with regulatory requirements. Support for Medical ... the Associate Dean for Graduate Medica Education to assure compliance with ACGME/RRC rules and guidelines and to provide...highest quality of education and care. The Chief Medical Officer / Senior Associated Dean will play a key… more
- HUB International (Columbus, OH)
- …visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to collectively ... community. **About HUB Retirement & Private Wealth (RPW):** We lead our communities with integrity, driven to make things...all. This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic… more
- Citigroup (Tampa, FL)
- …due diligence on PI clients, including client site visits and engagement with senior compliance and management staff + Performing transaction reviews to identify ... financing, and sanctions risks. The Payment Intermediary (PI) AML Compliance Risk Management (ACRM) Officer is responsible...work with regional and global partners, and influence and lead people across culture and senior level… more
- Citigroup (New York, NY)
- The Client Analytics & Lead Finance Officer Team - Senior Vice President position is a Finance Risk & Control role responsible for leading all aspects of ... transparency, and control, as well as ensure alignment with Citi standards and compliance with key regulatory requirements. In fulfilling this mandate, the role will… more
- NJEDA (Trenton, NJ)
- …in tax credits over the life of the program to fund NJIEF investments . The Senior Officer will also working closely with the corporate purchasers to monitor the ... effective execution combined with a positive market impact. The Senior Product Officer will focus their efforts...self-starters will have the opportunity to conceive, build, and lead adoption of novel economic development mechanisms at the… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPMorgan Private Bank ... Portfolio Management Group (PMG), you will support the Compliance Lead in implementing the compliance program. Your responsibilities will include daily… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support our Chief Technology Officer (CTO) & Chief Information security Office ... + Support the Risk and Control Self-Assessment process as Compliance lead for CTO & CISO Risk...(RCSA) Program experience + Ability to draft materials for senior management in a clear and concise manner +… more
- Citigroup (Tampa, FL)
- The individual in this Citi Wealth role will work as a senior leader across the Citi Global Wealth businesses and functions coordinating regulatory examinations, ... with Business Leaders in the Citi Global Wealth businesses, Independent Compliance Risk Management (ICRM), Legal, Operations, Technology, Independent Risk, Internal… more
- Truist (Charlotte, NC)
- … compliance and strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based ... policies and standards for Enterprise-wide application and impact. Provide guidance to senior leaders across the company on critical / significant control failures… more