- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** in Corporate Risk as part of **Commercial Banking Compliance .** ... more about the career areas and business divisions at wellsfargojobs.com . As the Senior Lead Compliance Officer , you will be responsible for the Bank… more
- Wells Fargo (Charlotte, NC)
- **About this role:** This Senior Lead Compliance Officer position will provide IRM coverage of FINRA licensed bankers in Corporate and Investment Banking ... + Develop, oversee, train, and provide expert business and regulatory compliance advice. Provide independent credible challenge of business activities. + Establish,… more
- Wells Fargo (Charlotte, NC)
- …crimes issue validations. We currently have an opportunity on the TRACE team as a Senior Lead Independent Testing Officer to execute financial crimes reviews ... **About this role:** Wells Fargo is seeking a Sr. Lead Independent Testing Officer in Financial Crimes...senior leadership audience level. + Experience in Audit, Compliance , Risk and Testing + Excellent Critical Thinking, Analytical… more
- Wells Fargo (Dallas, TX)
- …to CSBB CRO initiatives or advancement of the Wells Fargo CRO execution model. The Senior Lead Enterprise Risk Officer will report directly to the CRO ... needs of the business. In addition to primary accountability for aligned business groups, Senior Lead Risk Officers may be accountable for oversight of other key… more
- Wells Fargo (West Des Moines, IA)
- …outstanding talent. It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer to join the policy team within ... career areas and business divisions at wellsfargojobs.com . The Lead Financial Crimes Officer will be responsible...in complex situations requiring understanding of policies, procedures and compliance requirements that influence and lead a… more
- Wells Fargo (Minneapolis, MN)
- …and lines of business at wellsfargojobs.com . **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer who will lead credit policy ... management (IRM) risk pod partners comprised of Business Aligned Compliance Officer (BACO) and Operational Risk Business...develop or influence credit risk policies and strategies. + Lead large projects related to credit policy or strategy.… more
- Wells Fargo (West Des Moines, IA)
- …The Independent Testing and Validation Team supporting Finance coverage is seeking a Senior Lead Independent Testing Officer with subject matter expertise ... and reporting of issues, and validation of corrective actions to ensure regulatory compliance for multiple reviews at once, covering complex risk and control topics.… more
- Citigroup (New York, NY)
- Serves as a senior risk officer for Legal Regulatory Requirements and Obligations (Legal RRO) Advisory responsible for establishing internal strategies, ... in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level + Experience in managing… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer...as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering ... in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level + Experience in managing… more
- Citigroup (Miami, FL)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... work with regional and global partners, and influence and lead people across culture and senior level...to Wealth (Private Banking, Trust, etc.) and activities to senior management. **Job Family Group:** Compliance and… more
- Bloomberg (New York, NY)
- …and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US export control regulations specifically ... compliance across the various Bloomberg businesses. The Compliance Officer will maintain compliance ...all Bloomberg entities globally. **We'll Trust You To:** + Lead Trade Compliance Program regarding export control… more
- Wellington (Boston, MA)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Group and will report to the Private Investments Chief Compliance Officer , working closely with other ...Ability to self-start, think creatively and initiate projects that lead to improved scalable workflows + Highly organized and… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational Risk Management as part of the Consumer Lending Operational ... risks. This role will partner with both internal and external stakeholders, including senior management from all three lines of defense, as well as relevant… more
- Lucile Packard Children's Hospital Stanford (Palo Alto, CA)
- …of medical care. + Closely partners with the Medical Staff and Chief Compliance Officer to ensure conformity with regulatory requirements. Support for Medical ... the Associate Dean for Graduate Medica Education to assure compliance with ACGME/RRC rules and guidelines and to provide...highest quality of education and care. The Chief Medical Officer / Senior Associated Dean will play a key… more
- HUB International (Columbus, OH)
- …visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to collectively ... community. **About HUB Retirement & Private Wealth (RPW):** We lead our communities with integrity, driven to make things...all. This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic… more
- Citigroup (New York, NY)
- The Client Analytics & Lead Finance Officer Team - Senior Vice President position is a Finance Risk & Control role responsible for leading all aspects of ... transparency, and control, as well as ensure alignment with Citi standards and compliance with key regulatory requirements. In fulfilling this mandate, the role will… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...ability to navigate a complex organization; to influence and lead people across cultures at a senior … more
- NJEDA (Trenton, NJ)
- …in tax credits over the life of the program to fund NJIEF investments . The Senior Officer will also working closely with the corporate purchasers to monitor the ... effective execution combined with a positive market impact. The Senior Product Officer will focus their efforts...self-starters will have the opportunity to conceive, build, and lead adoption of novel economic development mechanisms at the… more
- Wells Fargo (Minneapolis, MN)
- … report preparation, review, and distribution activities ensuring completeness, accuracy and compliance with procedures. + Lead internal (IT&V) and external ... **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist. This role aligns to...of the organization **In this role, you will:** + Lead complex customer remediation testing engagements. + Testing SME… more