- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer within Wells Fargo's second line of defense and Independent Risk ... and regulatory expectations related to Office of Foreign Assets Control (OFAC) sanctions. The Senior Lead Financial Crimes Officer - OFAC Sanctions is a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team. The Financial Crimes Audit Team (FiCAT) provides ... horizontal audit coverage of financial crimes risk across Wells Fargo lines...professional skepticism while performing major components of audits + Lead smaller scale audits or projects + Develop ways… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Senior Auditor, Financial Crimes Compliance (Hybrid) Capital One's Audit function is a dedicated ... Senior Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As...You're a teacher. You do the right thing and lead by example. You have a passion for coaching… more
- USAA (Chesapeake, VA)
- …US with occasional business travel. **The Opportunity** Join our growing team as a Financial Crimes Reporting Analyst Senior . Our mission is to empower, ... to protect themselves against fraud and scams. As a Financial Crimes Reporting Analyst Senior ,...comprehensive understanding of multiple data structures and sources to Lead or direct complex and sometimes unique data manipulation… more
- Morgan Stanley (Purchase, NY)
- …sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** *Vice President, Financial Crimes Risk Quality Control Lead * **Location:** ... part of our culture. The WM and US Banks Financial Crimes Risk Team is embedded within...Assist in preparing ongoing and ad hoc reporting for senior management. - Escalate potential risk issues associated with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and the orchestration opportunities across the broader FCM technology ecosystem. * Lead Financial Crimes technology modernization initiatives including ... limited direction with a high level of autonomy, the Vice President of Financial Crimes Analytics will support the development, optimization, and ongoing… more
- Morgan Stanley (Tampa, FL)
- …- The VP will lead regulatory and business change activities associated with AML/ financial crimes risk. * *Procedure Management* - The VP will lead ... learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within...minutes and monitor related action items. The VP will lead coordination of regulatory exams and internal audits. *… more
- Bank of America (Newark, DE)
- Global Financial Crimes Regulatory Inventory & Change Management Manager Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Jacksonville, ... to complete compliance, policy, operational/fraud risk management requirements. The Global Financial Crimes (GFC) Regulatory Inventory and Change Management… more
- Bank of America (Jacksonville, FL)
- Global Financial Crimes Manager Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Jacksonville, Florida **Job Description:** At Bank of ... make a difference. Join us! **Job Description** The Global Financial Crimes Manager is responsible for supporting...crimes risk management reporting to GCOR and FLU Senior Leaders + Establish, monitor and report on GFC,… more
- S&P Global (New York, NY)
- …of information to senior leaders + Experience in developing/enhancing financial crimes -related program elements within existing structures. + Ability to ... Level (for internal use):** 12 **Director, Global Sanctions & Financial Crimes Compliance Program Advisor** **About the...Global Enterprise Risk & Compliance. + This role will lead , manage, and oversee the provision of complex economic… more
- Morgan Stanley (Miami, FL)
- …with all relevant Financial Crimes regulations, standards, and policies > Lead Financial Crimes risks initiatives that arise for the first line ... and grow. *Department Profile:* The WM and US Banks Financial Crimes Risk Team is embedded within...in the WM and US Banks businesses > Lead the remediation of control gaps and deficiencies identified… more
- Morgan Stanley (New York, NY)
- …Banks. This role will work closely with senior leaders across First Line Financial Crimes , GFC and the Legal and Compliance Division to ensure appropriate ... Bank Management; decision significant client matters that pose potential financial crime risk; and represent GFC in senior...Decision client matters with significant reputational risk and potential financial crimes exposure. * Lead … more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Program Lead - Procedures / Business Support Charlotte, North Carolina;Dallas, Texas; Atlanta, Georgia; Jacksonville, Florida **Job ... Simplification + Risk Management **Required Qualifications:** + Minimum 7 years of Financial Crimes and Risk Management experience, specifically within Fraud… more
- Bank of America (Atlanta, GA)
- Global Financial Crimes Third Party Oversight Manager Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Jacksonville, Florida; Newark, ... (CFs) to complete compliance, policy, operational/fraud risk management requirements. The Global Financial Crimes Third Party Oversight Manager with the GFC… more
- Citigroup (New York, NY)
- … crimes risk management within Treasury & Trade Solutions (further only "TTS"). The Financial Crimes Risk Senior Manager is responsible for supporting the ... line Controls & Regulatory Management and Financial Crimes Risk strategic priorities globally. + Lead ...alignment to group policies. + Ensure adequate reporting to senior management is in place. + Act as the… more
- Bank of America (Dallas, TX)
- Global Financial Crimes Manager - Quality Assurance Manager for GFC Program & Policy Oversight Charlotte, North Carolina;Pennington, New Jersey; Atlanta, ... compliance, policy, operational/fraud risk management requirements. The position of Global Financial Crimes Quality Assurance Manager with the GFC Program… more
- Morgan Stanley (Purchase, NY)
- …plans in relation to Financial Crime risk. *The ** Financial Crimes Governance Support analyst AVP**will:* * Lead assessment, collaboration and response ... learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within...supporting audit and regulatory inquiries and interactions with Board, senior management, and consultants * General knowledge of AML… more
- Morgan Stanley (Baltimore, MD)
- …with exceptional ideas, committing to diversity and inclusion, and giving back. *About Global Financial Crimes * In Global Financial Crimes (GFC), you ... and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking a rewarding and dynamic career, and… more
- Bank of America (Pennington, NJ)
- Global Financial Crimes Executive - AML & Sanctions Risk Assessment Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Phoenix, Arizona; ... leaders of the FLUs and CFs directly. The Global Financial Crimes Risk Management Executive serves as...include Targeted Risk Assessments across all business units + Lead Enterprise AML & Sanctions Risk Assessments across all… more
- Morgan Stanley (Baltimore, MD)
- …filings (including Suspicious Activity Reports (SARs)) * Present summaries of investigations to senior Global Financial Crimes and relevant Business Unit ... with exceptional ideas, committing to diversity and inclusion, and giving back. About Global Financial Crimes In Global Financial Crimes (GFC), you… more