- Raymond James Financial, Inc. (CO)
- …solutions to escalated problems or needs. **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair ... specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned compliance function.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and quality assurance are properly addressed within process and procedures. + Interface with RJB Compliance , RJ Compliance , and RJ Supervision to guide ... skills obtained through education, experience and/or certification in banking industry regulatory compliance to ensure first line compliance with banking rules… more