- Charles Schwab (Westlake, TX)
- …engaging compliance professional to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and ... monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations...Familiarity with the execution of Second Line of Defense compliance testing including compliance risk… more
- Intuit (San Diego, CA)
- …Intuit brand. Intuit's Legal, Compliance & Policy Organization (LCPO) is seeking a Senior Compliance Testing Manager to deliver impactful business ... Overview Come join our amazing team of leaders, learners and world-class compliance professionals. We're a high-performing team that enjoys working together to… more
- Charles Schwab (Lone Tree, CO)
- …team, as a Senior Manager , responsible for conducting risk-based compliance testing within our affiliated investment advisory programs and mutual funds. ... monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations...Familiarity with the execution of Second Line of Defense compliance testing including compliance risk… more
- M&T Bank (Clanton, AL)
- …and other compliance officers to confirm validity of issues; make recommendations to Senior Compliance Testing Manager regarding the appropriate tier ... and Scope:** The position works under the direction of the Compliance Testing Manager or Senior Manager and is required to exercise independent… more
- Carter's/OshKosh (Atlanta, GA)
- …for domestic and international markets. This role reports to Product Integrity Senior Manager , Testing and Compliance and is based in our Atlanta office. ... career at Carter's. **how you'll make an impact:** The Senior Analyst Product Integrity is part of a dynamic...**40%: Product Testing ** + Conduct daily assessments of incoming test data,… more
- Comerica (Farmington, MI)
- …* Collaborate with Senior Compliance manager on senior management compliance reporting. Testing /Exam * Oversight of periodic self-monitoring/ ... Compliance Specialist III, Vice President This position is...guidance and direction and making recommendations with respect to compliance laws and regulations. This includes ongoing guidance as… more
- Discover (Riverwoods, IL)
- …engage with regulators. In addition to these core oversight and advisory functions, the Senior Manager must effectively lead, engage, and develop their team to ... to senior management on operational risks. In executing these functions, the Senior Manager is expected to collaborate closely with other colleagues across… more
- Universal Engineering Sciences (Knoxville, TN)
- …Integrity, Value, and Excellence. **Summary** As a ** Senior Construction Materials Testing (CMT) Project Manager ** , you will be responsible for project ... nearly six decades of experience in geotechnical engineering, construction materials testing , building code compliance , threshold inspections and environmental… more
- M&T Bank (Clanton, AL)
- **Overview:** The Compliance Testing Manager II is...including senior management, on all aspects of compliance testing . + Perform compliance ... compliance with applicable laws, rules & regulations. The Compliance Testing Manager II will...senior level Internal Audit, Business Units, and Corporate Compliance Portfolio Managers. + Encourage integrated testing … more
- Bank of America (Stamford, CT)
- Senior Audit Manager - Capital Management and Enterprise Capital Stress Testing Wilmington, Delaware;Stamford, Connecticut; Atlanta, Georgia; Charlotte, ... environment, and mentoring team members. Reporting to a Director, the Audit Manager role is responsible for providing independent and objective assurance to improve… more
- Charles Schwab (Westlake, TX)
- …policies, ensuring compliance at all times, and escalating issues to senior management as necessary. We work with internal and external partners on multiple ... rules (LCR, NSFR, Enhanced Prudential Standards, Basel III, Liquidity Stress Testing ), is highly preferred; + Bachelor's degree required; advanced degree a… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The Compliance Advisor ... TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will...address regulatory requirements + Assist in designing second line compliance monitoring and testing + Advise CBD… more
- Regions Bank (Charlotte, NC)
- …the careers section of the system. **Job Description:** At Regions, the Enterprise Risk Testing Manager is a second line of defense risk management function that ... mitigate risk. This position reports to the Enterprise Risk Testing Group Manager . **Primary Responsibilities** + Leads... activities by designing and executing an effective transactional testing program to ensure compliance with laws,… more
- NVR (Reston, VA)
- Senior Compliance Manager , Privacy...to identify gaps in procedures, systems, and practices. Oversee testing of IT controls to validate compliance ... - Reston Apply Now (https://phg.tbe.taleo.net/phg01/ats/careers/v2/applyRequisition?org=NVRINC&cws=52&rid=32765) NVR, Inc. is seeking Senior Compliance Manager for Privacy… more
- Discover (Riverwoods, IL)
- …and control assessments; and third-party oversight and training. The Senior Manager will also oversee and facilitate established Compliance Management System ... (CMS) governance and programs. In addition to these core compliance functions, the Senior Manager ...+ Manage a team that maintains and enhances Risk Testing components. Provide support, coaching, and counsel to the… more
- Pine Street Inn (Jamaica Plain, MA)
- Senior Housing Compliance Manager Department: Supportive Housing - Property Management Office: 82 Green Street Location: Jamaica Plain, MA Position Type: ... Jamaica Plain, MA JOB DESCRIPTION: SUMMARY OF POSITION: The Senior Housing Compliance Manager for...processes, procedures and documentation. + Conduct internal training and testing (individual and group) + Conducts internal audits and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to identify, research, analyze and resolve very complex issues. Must have knowledge of compliance testing or audit practices and a deep understanding of a ... across Compliance teams to maintain a risk-based Compliance Testing program in accordance with the...compliance efforts in assigned business entity. * Informs Senior Compliance Management about issues that may… more
- MKS Instruments Inc (Andover, MA)
- …technology and application environments and across different business processes. The Global SOX Compliance Senior IT Manager is responsible for providing ... environment across the company. In addition, the Global SOX Compliance Senior IT Manager will...with external service auditor engagement for IT General Controls testing . + Challenges the status quo, seeks to automate… more
- KPMG (Columbus, OH)
- **Business Title:** Manager / Senior Manager , Compliance & Reporting Specialist **Requisition Number:** 113212 - 72 **Function:** Tax Services **Area of ... seeking a Manager / Senior Manager to join our Global Compliance Management...circumstances, clients also may require proof of vaccination or testing (eg, to go to the client site). KPMG… more
- Discover (Riverwoods, IL)
- …management framework and is valued by management as a trusted partner. The Senior Manager , Internal Audit is responsible for managing audit reviews. Provides ... team with client interviews, review of business processes, identifying controls, testing controls, developing findings, communicating results to the business, and… more