- TD Bank (Washington, DC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The three Sanctions Advisory Managers will be aligned to specific lines of ... business to act as a key advisor on sanctions issues, guidance, processes, regulatory changes, and escalations. The...attention to detail, who are proactive and driven. The Manager , AML Financial Crime Risk Management role leads and… more
- TD Bank (New York, NY)
- …using a risk-based approach to align with policy and regulatory requirements. The Manager , Sanctions and ABAC Financial Crime Risk Oversight will be joining ... who provides oversight, expert policy / regulatory guidance and advisory services and/or a control function related to specialized...legal entities, specifically in the execution of the annual Sanctions and ABAC Risk Assessments. The Manager ,… more
- Morgan Stanley (Baltimore, MD)
- …and assist the Head of Screening Controls and stakeholders in KYC and Sanctions Advisory execute on the Program's business-as-usual sanctions obligations ... and execution of the Firm's Anti-Money Laundering (AML), Economic Sanctions , Anti-Corruption and Government and Political Activities Compliance programs. GFC… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Senior Director, Complex Investigations Capital One is a leading banking and technology company seeking ... our key risk management priorities is to continue to transform our AML and Sanctions program to enable rigorous, nimble, and sustainable AML and Sanctions risk… more
- Scotiabank (New York, NY)
- Senior Manager , Enterprise Anti-Bribery & Anti-Corruption **Requisition ID:** 206608 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... We work together to drive ambition for every future! **Purpose** The Senior Manager , Enterprise Anti-Bribery & Anti-Corruption contributes to the overall… more
- Scotiabank (New York, NY)
- Senior Manager , US Internal Control, Corporate & Investment Banking **Requisition ID:** 205308 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the ... clients across industries! We work together to drive ambition for every future! **Purpose** Senior Manager FLSS, contributes to the overall success of the front… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... business controls to meet obligations with respect to operational, compliance, AML/ATF/ sanctions and conduct risk. + Champion a high-performance environment and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …direction, support the development of enterprise-wide fraud analytics capabilities. The Manager , Fraud Analytics, will assist in the creation, refinement, and ... activities. Reporting to the Director, Financial Crimes Analytics (FCA), the Manager will regularly interact with Enterprise Fraud Risk Management and Technology… more
- Deloitte (Atlanta, GA)
- The MARS Quality and Risk Manager (QRM) will support internal client service engagement teams performing services in connection with a clients' potential acquisition ... and tracking of practice reviews for annual selection of Advisory PPMDs + Identify lessons learned for broader MARS...and its potential impact to MARS (eg, SPACs, covid, sanctions , etc.) + Proofread, prepare and distribute risk and… more
- MacDonald-Miller (Seatac, WA)
- …and business contracts, working closely with cross-functional stakeholders and senior management. You will be drafting, reviewing, and negotiating construction ... Management, Compliance & Negotiation + Construction Risk Management + Legal Advisory & Relationship Management + Corporate Governance & Insurance The Director… more
- Morgan Stanley (Miami, FL)
- …and expectations as well as championing the customer experience. Serve as a senior risk manager for 1L Financial Crimes responsible for establishing internal ... financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending, deposits and cash… more
- SMBC (New York, NY)
- …on the compliance risks and issues to SMBC and the Global Compliance Senior Management. Additionally, the SMBC Compliance Department works closely with the Global ... of broker-dealer personnel, and conducts compliance training. In addition, the Advisory Team provides the various business lines with guidance and advice… more
- Morgan Stanley (Baltimore, MD)
- …oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions , Anti-Corruption and Government and Political Activities Compliance programs. If ... root-cause analysis of anomalies. * Act as a project manager and key contact responsible for communication and maintenance...* Serve as a point of contact for GFC Advisory , Risk, and Onboarding Teams, to respond to inquiries… more