- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for a Senior Privacy Specialist to join our Broker Dealer team in Principal Securities. In this role, you'll serve as ... information privacy consultant for our Benefits & Protection Principal Securities...and adherence to organizational policies and procedures, covering the privacy of, and access to employee and customer information… more
- PNC (Pittsburgh, PA)
- …We are looking to hire an AML Sanctions Advisor within PNC's Enterprise Advisory Broker Dealer team. Preferred Qualifications: . 5+ years of experience with AML and ... . At least 1-2 yrs of direct experience with Broker Dealer Job Duties include, but are not limited...Provides AML and Sanctions advice and critical challenge to senior staff, lines of business and operational execution areas.… more
- PNC (Pittsburgh, PA)
- …and have an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be ... remotely, at manager's discretion. Position Overview: The Capital Markets Finance - Broker Dealer Accounting group supports a high growth and strategic business for… more
- Wayfair (Boston, MA)
- …you will manage Wayfair's US imports. The ideal candidate will be a Licensed Customs Broker with 3+ years of experience in trade compliance. This role will focus on ... + 3+ years of experience as a Licensed Customs Broker . + Experienced with US imports and customs processes....personal data is processed in accordance with our Candidate Privacy Notice (https://www.wayfair.com/careers/ privacy ). If you have any… more
- CIBC (New York, NY)
- …to the Head of US Compliance Examination Program, the Compliance Examination Specialist is accountable for execution of the US Compliance Examination Plan ... requirements for bank holding companies, banks, Wealth and Trust Services, and broker dealers. Volcker Rule - Proprietary Trading and Covered Fund Activities… more
- Neuberger Berman (New York, NY)
- As part of the newly created Client Advisory Specialist team, the primary responsibility of the Client Advisory Analyst is to support the Client Advisory Specialists ... maintain the intermediary sales team's growing business. **Responsibilities** + Support the Broker -Dealer field sales team in all aspects of building and maintaining… more