- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** **Job Summary** Raymond James Financial Regulatory Reporting team is responsible for filing regulatory reports with the ... individual who will work closely with the Director of Regulatory Reporting to ensure that regulatory...electronic communication, spreadsheets and complex databases **Ability to** * Lead discussions and contribute to team efforts by ensuring… more
- Citigroup (Queens, NY)
- …projects as well as implementation of new reporting systems. **Responsibilities:** + Lead the review of multiple areas of regulatory filings such as FR ... The Senior Lead Analyst position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function,… more
- Scotiabank (New York, NY)
- …to drive ambition for every future! **Purpose** The Senior Manager, US Finance & Regulatory Reporting will lead and execute Financial and Regulatory ... Senior Manager, US Finance & Regulatory Reporting - Audit **Requisition ID:**...and assist in successfully executing banking and broker-dealer-related audits, regulatory matters, and strategic initiatives. + Lead … more
- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia Senior Accounting Associate, Regulatory Reporting Capital One has an exciting opportunity ... shared goal of creating a seamless, well managed, and controlled regulatory reporting process. Responsibilities of the role: + Lead the preparation and… more
- Capital One (Mclean, VA)
- …United States of America, McLean, Virginia Senior Manager, Audit Operations and Reporting - Regulatory Relations Capital One's Audit function is a dedicated ... energetic, self-motivated Senior Manager to join the Audit Operations and Reporting team to think strategically about how we govern Audit methodology, provide… more
- Citigroup (Tampa, FL)
- …projects as well as implementation of new reporting systems. **Responsibilities:** + Lead the review of multiple areas of regulatory filings such as FR ... Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high-profile...with financial analysis in order to communicate results to Senior Management and US Regulatory Agencies. +… more
- Citigroup (New York, NY)
- …is seeking a highly motivated attorney to join its Legal Department as a Senior Lead Counsel 2 in the Bank Regulatory Legal ("BRL") Group. In this role, this ... issues with US bank regulators. The Senior Lead Counsel 2 in Bank Regulatory Legal...behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, and create accountability with… more
- Citigroup (Tampa, FL)
- Regulatory Execution Senior Lead / Hybrid **About the role:** The Regulatory Execution team is part of ERM Data & Technology Governance function which ... and Regulatory Outcomes **About the role:** The Regulatory Execution Senior Lead will...behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively… more
- Citigroup (Tampa, FL)
- … regulatory examination planning period through formal management response to regulatory supervisory letters. + Establish and lead formal communication ... in this Citi Wealth role will work as a senior leader across the Citi Global Wealth businesses and...across the Citi Global Wealth businesses and functions coordinating regulatory examinations, serving as point person for examinations -… more
- Walmart (Bentonville, AR)
- …including product regulatory , food safety, alcohol, licensing & permits, and more. The Senior Lead Counsel - Regulatory role is a key role, responsible ... + Conduct training and awareness programs for employees on regulatory compliance issues. + **Documentation and Reporting **...agreements, and contracts. + Prepare and present reports to senior management on regulatory compliance status and… more
- Citigroup (Queens, NY)
- … Regulatory Capital Policy Group ("RCPG") within Finance's Capital and Regulatory Reporting Interpretive Office covering Basel III Endgame, Banking Book ... Key stakeholders include Risk Management, Accounting Policy, Legal, Product Control, Regulatory Reporting , and the business. + Participate in cross-functional… more
- Citigroup (Queens, NY)
- The Senior Group Manager position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function, providing ... FR Y-15. + Provide oversight and thought leadership across Regulatory Reporting governance and activities across Citigroup,...to satisfy the MCA Risk and Controls requirements. + Lead regulatory exams, internal audits and address… more
- DuPont (Wilmington, DE)
- …skills, competencies, and contributions to business results. We are seeking an experienced Senior Lead SEC Reporting Accountant t to join our finance ... team. The ideal candidate will have a strong understanding of SEC reporting requirements, be able to work independently and collaboratively, and have exceptional… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Reserve Board (FRB) and other regulatory bodies. Establish and manage regulatory reporting governance and control program. Compiles comprehensive reports and ... prepares packages for senior management and executives. Regular contact with ...Responsibilities** * Develop a sustainable operating model for RJF regulatory reporting governance and controls, which includes… more
- SMBC (Jersey City, NJ)
- …processes/workflows at various stages, identify potential enhancements to the regulatory reporting process + Assist team lead to perform regular assessments ... portfolio of benefits to its employees. **Role Description** The Regulatory Reporting Governance Vice President role is...present clear and concise reports on testing results to senior management. + Lead the team on… more
- Citigroup (Getzville, NY)
- …ensure successful process execution **Responsibilities** The Interest Rate Risk Analytics & Reporting Lead Analyst will be focused on providing variance analysis ... units at both legal entity and business level + Lead data error identification, notification and adjustments + Limit...the firm's IRR position. The role also will support regulatory submissions including the quarterly FRB reporting .… more
- Citigroup (Tampa, FL)
- …and finalizing all Governance Reporting deliverables. In addition, the Senior Officer will assist with Regulatory inquiries, and associated governance ... implementation of actions to address root causes which may lead to unintended operational losses or regulatory ...aligned with our risk appetite. The Risk Analytics & Reporting Senior Officer is part of the… more
- Synchrony (Baltimore, MD)
- Job Description: **Role Summary/Purpose:** The VP, Consumer Bank -Deposits Regulatory Reporting and Initiatives will be responsible for leading deposit ... for executing initiatives around Part 370 Compliance and other regulatory reporting enhancements. This person must be...reporting and ensure proper representation for initiatives + Lead project and program management related to Part 370… more
- Huntington National Bank (Columbus, OH)
- …FR 2052a program at Huntington to ensure compliance with FR 2052a liquidity regulatory reporting requirements, including FAQs. + Partner closely with Treasury, ... and other key stakeholders. + Support and further strengthen sustainable liquidity regulatory reporting programs + Facilitate committee and/or working group… more
- MUFG (Tempe, AZ)
- …member of our recruitment team will provide more details. **Job Summary:** The Regulatory Reporting Technology is critical function that supports the ... Regulatory Reporting to support HO and Regulatory Compliance...and applications - understand relationships and optimize delivery. + Lead the initial discovery process for prioritized scope of… more