- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative in Business Operations as part of Transactions & Processing ... and compliance requirements **Required Qualifications, US:** + 4+ years of Securities Operations experience, or equivalent experience demonstrated through one… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative in Business Operations as part of Transactions & Processing ... projects and testing initiative **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent experience demonstrated through one… more
- Comerica (Farmington, MI)
- …of the Loan Syndications operation. The individual in this role, as the senior operations team member, provides technical and analytical guidance to management ... Securities IT Project Manager The Business Support Senior Project Manager is responsible for providing technical and...and the project team as a representative of Comerica Securities business unit. Specfically,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Atria Wealth Solutions (Houston, TX)
- …statements for compliance with firm policy. + Review Investment Advisor Representative private securities transactions. + Review Retirement Plan 408(b)-2 ... + Fully Remote - USA Compensation: 70,000 - 85,000 Position Purpose: The Senior Compliance Analyst assists the firm in mitigating certain risk conditions associated… more
- Chenega Corporation (Washington, DC)
- …Teams. + Possess functional knowledge of the federal securities laws, FINRA rules, securities markets and member firm operations and its books and records. + ... **Summary** **C2 ALASKA, LLC** Telework The **Fraud Analyst III Senior Bank Secrecy Act Analyst** actively supports the United States Securities and Exchange… more
- TD Bank (New York, NY)
- …subject matter expertise/analysis or operational process support as a key resource/ representative for the Global Operations and Business Services function ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $55,000 - $115,000 USD TD is committed to providing fair… more
- Rock Family of Companies (Detroit, MI)
- …innovative solutions for **Rocket Companies(R)** . We are the center of operations , technology, marketing, HR, legal, strategy and more that propels our companies ... 5 years of legal experience **Job Summary** As a Senior Counsel, you'll work as part of the legal...and periodic reports and have a firm understanding of securities rules and regulations and exchange listing requirements, preferably… more
- Federal Reserve System (Atlanta, GA)
- …role as Chief Payments Operations ** **Officer** + Lead FRFS payments operations for FedACH, Checks, Wholesale (Fedwire Funds, Securities , and NSS)2 and ... FRFS executive leadership team as the Chief of Payments Operations . In this role, the selected individual will report...are committed to building an inclusive culture that is representative of the communities we serve. **About** **us** Federal… more
- SMBC (Jersey City, NJ)
- …training across SMBC Group's Americas Division, inclusive of SMBC Group's banking operations , US and LATAM representative offices, Grand Cayman branch, Brazilian ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Citigroup (New York, NY)
- …objectives; invest in the development of all team members.** **Serve as AML Representative to Senior Governance meetings for including the Wealth Product ... including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities… more
- Citigroup (Rutherford, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Truist (Charlotte, NC)
- …and general management of Wholesale and Capital Management Operations through effective origination, fulfillment, servicing, administration, support and ... life-of-loan and securities activities. This position requires deep subject matter expertise...This position requires deep subject matter expertise in banking operations platforms across the commercial community bank, corporate and… more
- Federal Reserve System (San Francisco, CA)
- …to engage in risk management analysis across an institution's various operations , identifying and assessing emerging trends and potential impacts on financial ... and recommendations in both verbal and written format to senior management of the institution and boards of directors,...are committed to building an inclusive culture that is representative of the communities we serve. The SF Fed… more
- CACI International (Annapolis Junction, MD)
- …and may not be filled immediately. However, t_** **_his position is representative of positions within CACI that are consistently available. Individuals who apply ... Organizations to deliver a safe and secure environment with appropriate software and securities to serve the AI/ML mission workflow. The availability of a System… more
- EMCOR Group (Farmingdale, NY)
- …accounting principles issued by the Financial Accounting Standards Board, the Securities and Exchange Commission, and other regulatory and advisory organizations and ... Ethics in conducting business - both internally and externally. + Possess senior management level knowledge and understanding of the financial, accounting, and… more
- Truist (Orlando, FL)
- …**QUALIFICATIONS** **Required Qualifications:** The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable ... of experience in a financial institution with emphasis on risk management, audit, operations , process engineering or line of business specialty. + Solid knowledge of… more
- Santander US (New York, NY)
- …Solutions, etc. Essential Functions/Responsibility Statements: + Provide support to senior syndicate managers with respect to regular pricing updates, market ... smooth execution of transactions including interacting with middle office, client onboarding, operations . + Experience with the B&D process including Reg M filing,… more
- Truist (New York, NY)
- …underwrite and distribute asset securitization transactions and asset backed securities while working constructively with Structuring and Portfolio Management. ... Collaborate with internal partners including Banking, Risk, Operations , and Legal to achieve seamless execution, appropriate risk mitigation and strong client… more
- Edward Jones (Tempe, AZ)
- …-** + Bachelor's degree + ACAMS Desired **Licensing -** + Series 7 - General Securities Representative (to be attained within 120 days of hire) **Experience -** ... Full-Time **Job Summary:** The Financial Crimes Director will serve as the senior leader responsible for the Advisory, Oversight, and Suspicious Activity Reporting… more