- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist . This role is critical for the setup, ongoing support, and ... and larger WIM Operations . Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of… more
- Commerce Bank (Kansas City, MO)
- …compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide range ... IRA Pricing Review + Research and make informed decisions related to Worthless Securities + Monitor various pricing and asset set-up reports to ensure accuracy and… more
- Wells Fargo (Charlotte, NC)
- …large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately complex ... matters with financial impact and risk **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent demonstrated through one or a… more
- Citigroup (Tampa, FL)
- **Job purpose:** Securities Service is a key business within the Citi Institutional Clients Group. The business covers Custody, Funds Services and Direct Custody ... operational and satisfied post go-live. + Partner up with BAU Operations to champion operational solutions and challenge manual/bespoke/inefficient processes to… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- PNC (Pittsburgh, PA)
- …and have an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be ... PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, and we provide support to...management. Key stakeholders include Bank Accounting, LOB Finance, Risk, Operations , Compliance and Legal. * Participate in the annual… more
- JPMorgan Chase (Columbus, OH)
- …and estates, loans, mortgages, and deposits. **Job Summary** : As an SBL Sr Specialist within Wealth Management Operations , you will be supporting the JP Morgan ... of the client experience, working closely with lending advisory, operations , risk, and finance. The Securities Based Lending (SBL) team is designed to handle a… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...as alternate reviewer of daily cash reconciliations. Work with Operations Group to clear the cash rec items as… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (Tampa, FL)
- …expertise and expert knowledge of Agile/Scrum processes, roles and practices + Senior specialist providing advisory services to executives, business segment ... provide you more specific details for this role. **Job Description:** The Commercial Senior Business Management and Controls Specialist role enables the Bank to… more
- TD Bank (Charlotte, NC)
- …expertise in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and ... more specific details for this role. **Job Description:** The Senior Governance & Control Specialist is the...a basis for recommending large-scale product, technical, functional or operations improvements + Serves as a source of expert… more
- Morgan Stanley (Seattle, WA)
- …paced and complex environment, and can drive conversations to obtain desired results. The Senior Risk & Controls Specialist brings a deep understanding of IT and ... diversifying its workforce (M/F/Disability/Vet). #LI-CG2 **Job:** **Risk Management* **Title:** * Senior Risk and Controls Specialist - Parametric* **Location:**… more
- TD Bank (Wilmington, DE)
- …Description:** The Control Remediation Quality Assurance Review & Challenge Coordination Senior Business Management Specialist will have appropriate Audit or ... within the business line they will support (ex: Tech, compliance, AML, Operations , Finance, etc.) Schedule: Monday - Friday, standard business hours **Depth &… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist , Vice President in our New York office to service, ... reason(s) for default/financial distress; (iv) determine ability to turn around operations to realize improved financial performance; (v) prepare corporate valuation… more
- MUFG (Los Angeles, CA)
- …day. A member of our recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist / Director in our Los Angeles or New York office ... reason(s) for default/financial distress; (iv) determine ability to turn around operations to realize improved financial performance; (v) prepare valuation analysis… more
- Truist (Atlanta, GA)
- …responsible for providing product and/or processing expertise within Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations and to be a manager or team lead...on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or Margin/Collateral… more
- Deloitte (Columbus, OH)
- Manager/ Specialist Master, Operations & Technology Transformation, Insurance, Guidewire Integration & Configuration What we do Operations and Technology ... in the world, serving over 90% of Fortune 500 banking, insurance, securities , investment management, and real estate companies. Candidate profile The ideal candidate… more
- Securities and Exchange Commission (Miami, FL)
- …our commitment to public service. Duties Include: Serves as a supervisor and senior paralegal specialist providing support for the SEC Enforcement Division in ... of administrative, and civil, cases in violation of federal securities laws. Responsibilities At the Securities and...in connection with issues and developments relating to paralegal operations in the MIRO in meetings with staff internal… more
- S&P Global (New York, NY)
- …Reporting to the Global Lead of Product Management, the Associate Product Specialist will be responsible for supporting Client Services on Ratings360(R), the S&P ... and effective problem solving, and growing efficiencies in our operations . **Responsibilities:** Platform Entitlement Management: + Manage & process user… more
- T. Rowe Price (Baltimore, MD)
- …years of total relevant work experience Preferred Qualifications: Experience with Middle Office ETF Operations or Specialist role including: + 3+ years of ETF ... all products including equity, fixed income, derivatives, Collateral and margin processing, securities lending and cash services, securities and account setup… more