- Morgan Stanley (Baltimore, MD)
- …implement effective controls and develop client relationships. This is a Team Specialist position at Director level within Core Services, which is responsible for ... in working groups for large scale change within the KYC space *What you'll bring to the role:* -...drive and determination, and put forward challenging views to senior levels - Comprehensive knowledge and understanding of functional… more
- Bank of America (Pennington, NJ)
- Senior Business Control Specialist - GCAOO QC/QA Governance Pennington, New Jersey;Fort Worth, Texas; Kennesaw, Georgia **Job Description:** At Bank of America, ... results to pinpoint trends, themes, or areas requiring attention. + Works with senior management and other team members to produce performance results and analysis… more
- Bank of America (Norfolk, VA)
- …along with the power to make a difference. Join us! **Job Summary:** The Trust Senior Associate (TSA) is a specialist role that has primary responsibility for ... Trust Senior Associate - Norfolk Norfolk, Virginia **Job Description:**...transfer; handle client inquiries related to the on-boarding process; KYC refresh and ongoing requests, digital engagement and fulfillment… more
- Bank of America (Pittsburgh, PA)
- …the power to make a difference. Join us! **Job Summary:** The Private Bank Senior Associate (PBSA) is a specialist position that has primary responsibility for ... Private Bank Senior Associate Pittsburgh, Pennsylvania **Job Description:** At Bank...transfer; handling client inquiries related to the on-boarding process; KYC refresh and ongoing requests, digital engagement and fulfillment… more
- City National Bank (Los Angeles, CA)
- **FINANCIAL CRIMES ANALYST SENIOR I** **WHAT IS THE OPPORTUNITY?** Under the direction of the BSA Risk Manager, this colleague is responsible for carrying out ... compliance industry standards and practices. Develop new and/or updates policy and procedures related to BSA, AML, OFAC and...in a BSA/OFAC specific role (such as those involving KYC , EDD, financial crime investigations, compliance) at a financial… more
- Morgan Stanley (Miami, FL)
- …financial crimes activities including defining risk mitigant strategies, adherence to policy and setting risk tolerance and expectations as well as championing ... the customer experience. Serve as a senior risk manager for 1L Financial Crimes responsible for...with other stakeholders including Financial Crimes Management, Risk, and KYC Office as well as internal audit staff. .… more
- Mizuho Corporate Bank (Los Angeles, CA)
- …finances and develops solutions to serve their financial needs. Brings in product specialist , as necessary, to help problem solve or structure a transaction. + ... rate of return; documents and closes transactions, ensuring conformance with Bank policy and regulatory requirements. Exercises sound credit and risk judgment in… more
- Morgan Stanley (Miami, FL)
- …financial crimes activities including defining risk mitigant strategies, adherence to policy and setting risk tolerance and expectations as well as championing ... prioritize and resolve issues promptly. o Report metrics and communicate results to senior management and stakeholders. o Assist in preparing ongoing and ad hoc… more
- Morgan Stanley (Tampa, FL)
- …financial crimes activities including defining risk mitigant strategies, adherence to policy and setting risk tolerance and expectations as well as championing ... of mitigation strategies. * Develop and compile periodic reporting to senior stakeholders including the identification of emerging risk themes/trends. * Track… more
- Intuit (Los Angeles, CA)
- …matter expertise or experience in AML transaction monitoring, AML-focused investigations, KYC /EDD compliance, data warehouses is preferred. + Knowledge of Customer ... including the use of pivot tables. + Ability to influence, challenge, and support senior leadership. + Flexibility to assist in other areas of concern to enhance… more
- Morgan Stanley (Purchase, NY)
- …error documented - Assist in preparing ongoing and ad hoc reporting for senior management. - Escalate potential risk issues associated with new and existing account ... MS WM and US Banks Financial Crimes Risk policies and procedures, KYC standards, and QC Program - Strong communications, analytical, organizational, project… more
- Woodforest National Bank (The Woodlands, TX)
- …conjunction with Portfolio Managers and Credit Analysts. . Works with the Commercial Client Specialist and BSA group on any KYC and EDD exceptions. Competencies ... and guidance to a team of Relationship Associates when needed. . As the senior team member, ensures continuance of business operations as needed in support of… more