- TIAA (Charlotte, NC)
- …Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Licenses and Certifications** + Life and ... **Senior Customer Advocate - Brokerage ** The Senior Customer Advocate Brokerage works directly with the organization's brokerage clients to deliver… more
- Randstad US (Salt Lake City, UT)
- series 7 - customer service specialist 2....experience working in Brokerage Operations with an ACTIVE Series 7 . MUST BE ACTIVE (or within 2 year ... 500 Financial Services Company and they are hiring a Customer Service Specialist to work in their Salt lake...at least 2 years of experience with your ACTIVE Series 7 license. Series … more
- Randstad US (Charlotte, NC)
- …requirements. + Provide information to client personnel in Customer Service. Skills + series 7 + Brokerage Qualifications + Years of experience: 2 years ... series 7 - customer ... series 7 - customer service specialist 2.... series 7 - customer service specialist 2. + charlotte , north...at least 2 years of experience with your ACTIVE Series 7 license. Series … more
- Ally (Austin, TX)
- …* Proven experience in desktop trading tools. **The Skills You Bring** * Knowledge: FINRA Series 7 & 63 or 66 licenses required. * Ability to communicate ... Invest Trading and Client Service Representative is responsible for providing exceptional customer service to clients in matters dealing with their Ally Invest… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Economics or related field preferred. + 2 years brokerage or related work experience. + Series 7 , 63, and 24 are required to be obtained as documented in the ... a career in banking at Fifth Third Bank. GENERAL FUNCTION: Performs brokerage and insurance regulatory sales supervision functions for the broker-dealer and… more
- JPMorgan Chase (Plano, TX)
- …opportunities arise for licensed individuals. **Required Qualifications, Capabilities and Skills:** + FINRA Series 7 and 24 licenses required. Series 7 ... data and documentation for Chase Wealth Management. + Fulfill primary responsibilities ( Series 24) include reviewing and approving the brokerage account… more
- Randstad US (St. Louis, MO)
- …customer contact in providing support for routine technical questions and issues. Skills + series 7 + Brokerage Qualifications + Years of experience: 2 ... coo- customer service specialist. + st louis , missouri +...at least 2 years of experience with your ACTIVE Series 7 license. Series 7 is required!… more
- Wells Fargo (Bryn Mawr, PA)
- …moderately complex to complex client needs + May study and test for additional licenses ( Series 7 and Series 66) once the minimum licensing requirements are ... met + This SAFE position has customer contact and job duties which may include the...a combination of the following: corporate, consumer, mortgage, investments, brokerage , or private banking + Experience recommending financial services… more
- Guardian Life (Bethlehem, PA)
- …preferred. + College degree, or relevant work experience. + Securities license preferred ( Series 7 or 63), but not required. + Demonstrated understanding of ... care of brokerage and advisory accounts. Candidates must possess exceptional customer service skills, be highly engaged and looking for an opportunity to build… more
- Wells Fargo (Orland Park, IL)
- …education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination… more
- Wells Fargo (Athens, GA)
- …education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination… more
- HSBC (Buffalo, NY)
- …likely have the following qualifications to succeed in this role: + Licensed Registered Representative, Series 7 and Series 63 mandatory, in addition S66/65 ... and international securities orders and providing high quality information and brokerage account maintenance services to clients, internal and external, and in… more
- Wells Fargo (Fort Wayne, IN)
- …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 examinations (or ... + Act as a liaison between Market Leaders, the Brokerage Support team, and Client Associates in various aspects...1+ years of leadership experience + Successfully completed FINRA Series 9/10 to qualify for immediate registration (or FINRA… more
- Wells Fargo (Salt Lake City, UT)
- …the market. This position requires securities licensing, specifically Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 (or ... Contact Center (ICC). In this role, you will assist brokerage clients via telephone. You will facilitate trades, service...education + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7… more
- Raymond James Financial, Inc. (Memphis, TN)
- …* SIE required provided that an exemption or grandfathering cannot be applied. * FINRA Series 7 required. * FINRA Series 66 or 63 and 65 ... escalated support and guidance in dealing with client portfolios and various customer queries. * Informs appropriate management about issues with client accounts… more
- MetLife (Atlanta, GA)
- Title: National Accounts Customer Unit Vice President-Sales-Southeast Customer Unit Location: Atlanta, GA Setting: Hybrid Reports to title: Senior Vice President ... 75% of the Fortune 500(R) companies. The Opportunity The Customer Unit Vice President (CUVP) position exists to provide...a key priority for Group Benefits. As one of 7 CUVP's across the US, the incumbent will lead… more
- TD Bank (Greenville, SC)
- …ability to obtain within the scheduled time frame) * Securities Industry Essentials (SIE) * FINRA Series 7 Required * FINRA Series 24 Required (or Series ... degree or equivalent experience required * 5+ years of Brokerage industry experience * State Life & Health Insurance...ability to obtain within 90-day time frame) * FINRA Series 63 or 66 (Required or ability to obtain… more
- Thrivent Financial (Napoleon, OH)
- …Position Qualifications + Previous administrative/secretarial experience desired + Must be securities registered ( series 7 & 66 or 6 & 63). + Must be ... the daily operations of the practice, including, but not limited to: brokerage operations, utilizing Thrivent Financial computer systems and programs in support of… more
- Bank of America (Chandler, AZ)
- …Non-licensed candidates will be expected to obtain FINRA Securities Industry Essentials Examination (SIE), Series 7 Top-Off and Series 63 licenses within 240 ... and 2nd shifts ** **Desired Qualifications:** + FINRA Securities Industry Essentials Examination (SIE), Series 7 Top-Off and Series 63 licenses + Experience… more
- HSBC (Miami, FL)
- …practices and relevant regulatory governance in the US + Bilingual-English and Spanish + Series 7 , 63, Life and Health insurance licenses required, may allow for ... and the overall Relationship Team to provide an outstanding customer experience to valuable banking and wealth clients. The...contingency to obtain Series 7 and Life and Health In… more