- Raymond James Financial, Inc. (PA)
- …required provided that an exemption or grandfathering cannot be applied. + Series 7 and 63 licenses required. **Education** High School (HS) **Work Experience** ... **Ability to** + Provide a high level of customer service in a calm, courteous and professional manner. +...General Experience - 7 to 12 months **Certifications** Securities Industry Essentials Exam… more
- Citigroup (O'Fallon, MO)
- The Registered Wealth Service Associate is a Client Service and Sales support position, fully responsible for servicing and supporting internal and/or ... to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 required). + Ensures customer claims and complaints are… more
- US Bank (St. Paul, MN)
- …positive work/life balance. Take advantage of programs to obtain FINRA registrations (SIE, Series 7 and Series 63 ) to expand your industry knowledge and increase ... directly with US Bancorp Investments clients providing outstanding customer service in a supportive environment. Associates assist with account...financial services experience + FINRA registrations - SIE, Series 7 & Series 63 or strong desire… more
- Citigroup (O'Fallon, MO)
- The Registered Wealth Client Solutions Associate is a Client Service and Sales support position, fully responsible for servicing and supporting internal and/or ... to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 required) + Ensures customer claims and complaints are… more
- Liberty Bank (Middletown, CT)
- Registered Service Associate 315 Main St, Middletown,...in the financial industry required. FINRA Series 6 and 63 licenses at a required. FINRA Series 7 ... management and insurance needs of our clients and prospects. The Registered Service Associate position joins a cohesive support team working with a nationally… more
- JPMorgan Chase (Chicago, IL)
- …experience required; at least 5 years of client service experience required + FINRA Series 7 , 63 and 24 or 9/10 required, or obtained within 6 months of hire ... us to customize solutions tailored to clients' specific needs. As a Client Service Associate Lead within JP Morgan Advisors, you will be the primary point of… more
- Raymond James Financial, Inc. (Ann Arbor, MI)
- …the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem ... Responsibilities** * Serves as first point of contact to service a high volume of daily interactions, including basic...an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63 , 65 and/or… more
- JPMorgan Chase (Houston, TX)
- …delivers premier client service , JP Morgan is the place for you! As a Client Service Associate within the Private Bank Latin America at JP Morgan you will be ... serve as the primary point of contact for all service related needs of a Private Banking client. This...capabilities, and skills** + FINRA Securities Industry Essentials, Series 7 and Series 63 licenses required for… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Licensed Customer Service Associate in the Service Fulfillment department of the Investment Contact Center as ... the following: work experience, training, military experience, education + Active FINRA Series 7 , and 63 (or 66) exams **Desired Qualifications:** + Strong… more
- City National Bank (New York, NY)
- *CLIENT SERVICE ASSOCIATE SENIOR CNS* *WHAT IS THE...of direct client services experience required * FINRA Series 7 and 63 or 66 licenses *Skills and ... OPPORTUNITY?* This is a hybrid service role that will support select investment account related...Knowledge* * 5 years experience in client service , banking operations or relationship management support * 5… more
- Kestra Financial (Cypress, TX)
- An established and growing wealth planning firm in Cypress, Texas, is seeking an Associate / Service Wealth Advisor for a great opportunity for the right person. ... in the independent financial services culture preferred Certificates, Licenses, Registration + Series 7 and 63 preferred + Series 65/66 preferred + Texas… more
- Kestra Financial (Castle Rock, CO)
- Summary The Client Service Associate reports to all Advisors and the Chief Operating Officer and serves as the primary contact for customer relationship ... in the independent financial services culture preferred Certificates, Licenses, Registration + Series 7 and 63 preferred + Series 65/66 preferred Compensation +… more
- Wells Fargo (Charlotte, NC)
- …+ Successfully completed Securities Industry Essentials (SIE) exam + Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to qualify for immediate ... **About this role:** Wells Fargo is seeking an Associate Financial Relationship Advisor in Wealth and Investment...required for ongoing employment in this position. FINRA Series 7 and 66 (or 63 and 65)… more
- Raymond James Financial, Inc. (Memphis, TN)
- …required provided that an exemption or grandfathering cannot be applied. * Series 7 and 63 Licenses **Education** High School (HS) **Work Experience** General ... **Ability to:** * Provide a high level of customer service in a calm, courteous and professional manner. *...experience in the financial services industry, preferably including related service experience. * Associates Degree Preferred * OR ~… more
- Citizens (Johnston, RI)
- Description As a Licensed Series 7 and 63 colleague you will provide world class service in trade entry, order execution, account maintenance and customer ... service . Products include but not limited to managed accounts,...in Financial Services Brokerage and/or Wealth Management + Series 7 & 63 licenses required to have… more
- Bank of America (Boca Raton, FL)
- …serve as the most frequent point of contact with Merrill. Fully registered (Series 7 , 63 , 65, & 66). Partial registration may be considered. **Specific ... Registered Wealth Management Client Associate Boca Raton, Florida **Job Description:** Merrill Wealth...role:** + Candidates are **required** to currently hold Series 7 & 66 or 63 /65 + 2+… more
- TD Bank (Ramsey, NJ)
- …(ie track record of high client satisfaction and retention) required + Securities Licensed: Series 7 , 63 + 65 or 66 + Understanding of HNW client needs and ... details for this role. **Line of Business:** TD Wealth **Job Description:** The Associate Private Client Relationship Manager (ARM) is a high-touch point of client… more
- BMO Financial Group (New York, NY)
- …required) + Academic excellence, emotional intelligence, and solid professional references + SIE, Series 7 , 63 , 86 and 87 licenses (viewed favorably, but not as ... BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and...clients. Within this, we are currently searching for an associate for our BioPharma research team in our New… more
- BMO Financial Group (New York, NY)
- …equivalent combination of education and experience. CFA certification is preferred. New York only. Series 7 , 63 , 86, and 87 licenses are a plus. We thank all ... BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and...clients. Within this, we are currently searching for an associate for our US Chemicals research team in our… more
- Wells Fargo (Wauwatosa, WI)
- …Authority (FINRA) license(s) is required for ongoing employment in this position. FINRA Series 7 and 66 (or 63 and 65) examinations, or equivalent must be ... **About this role:** Wells Fargo is seeking an Associate Bank Financial Advisor (LO) in Wealth and...training program for meeting personal, professional, and organizational client service and financial goals within the Financial Advisory -… more