- City of Littleton (Littleton, CO)
- …Compliance Officer (Basic) $28 - $31 per hour** **Starting pay range for** ** Senior Code Compliance Officer $31 - $34 per hour** This full-time ... check, motor vehicle records check, drug screen and physical. **Minimum Qualifications for Senior Code Compliance Officer :** + High school diploma or… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- Family and Children's Association (Mineola, NY)
- Compliance Officer The Opportunity FCA is excited to announce an opportunity for the position of Compliance Officer . As we continue to grow and evolve, ... evaluate compliance issues/concerns within FCA. The ideal Compliance Officer will ensure FCA complies with... Committee by monitoring and reporting results of FCA's compliance /ethics efforts and providing guidance to the senior… more
- Stephen F. Austin State University (Nacogdoches, TX)
- Chief Compliance Officer Bookmark this Posting Print Preview | Apply for this Job Posting Details Position Information Job Title Chief Compliance Officer ... 11. Reports on compliance activities to The University of Texas System compliance officer as requested. 12. Monitors developments and changes in statutes and… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... Develop and report findings to the Registered Investment Adviser's Senior Management regarding compliance with regulations. +...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank seeks a Chief Compliance Officer (CCO) who will be r eporting to the Chief Legal Officer . The Chief Compliance Officer (CCO) is ... issues + Participate in various bank committees to ensure compliance obligations are communicated to senior management...to ensure compliance obligations are communicated to senior management + Work closely with Legal department and… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
- Stanford Health Care (Palo Alto, CA)
- …to the President and CEO of both SHC and SMCH, the SHC/SMCH Chief Compliance Officer oversees a comprehensive hospital and clinical compliance program ... procedures, and standards of conduct related to compliance . + Stewarding compliance committees comprised of senior SHC/SMCH leaders. + Developing effective… more
- West Pharmaceutical Services (Exton, PA)
- Sr . Counsel & Deputy Compliance Officer Requisition ID: 67707 Date: Oct 28, 2024 Location: Exton, Pennsylvania, US Department: Legal Description: At West, ... efforts. **Job Summary:** The Senior Counsel (Employment) and Deputy Compliance Officer will report directly to VP, Associate General Counsel, Chief … more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more
- Fifth Third Bank, NA (Grand Rapids, MI)
- …strength and succession planning; recognizing and rewarding employees for accomplishments. Compliance Officer II- Consumer Loan Servicing-Remote Grand Rapids, MI ... Banking, CRA) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and executes strategies… more
- University of North Carolina- Chapel Hill (Chapel Hill, NC)
- …University of North Carolina. They will serve as the Research and Compliance Officer with strong emphasis on analyzing, interpreting, applying, communicating, ... directly to the Epidemiology Business Manager. The Research and Compliance officer provides oversight of the accounting,...School of Public Health. The position is considered a senior member of the administrative structure of the Department.… more
- T. Rowe Price (Baltimore, MD)
- …professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically ... business on compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities, responding to inquiries, and… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Wellington (Boston, MA)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Enterprise Risk Group and will report to the Private Investments Chief Compliance Officer , working closely with other compliance professionals and attorneys.… more
- Neuberger Berman (New York, NY)
- …experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds + Strong knowledge ... Chief Compliance Officer for over $55 billion...of direct reports + Ability to work closely with senior business and management in fast-paced, results oriented environment… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...key findings and areas of improvement to members of senior management within compliance + Monitoring and… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Idaho Division of Human Resources (Boise, ID)
- SENIOR HAZARDOUS WASTE COMPLIANCE OFFICER Posting Begin Date: 2024/10/24 Posting End Date: 2024/11/07 Category: Natural Resources Sub Category: Environmental ... Position: The Idaho Department of Environmental Quality (DEQ) is hiring a Senior Hazardous Waste Compliance Officer - Analyst 4 for the Waste Management and… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Oct 24, 2024 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description This position requires providing ... are defined as deficient practices that result in the actual or potential non- compliance with any law or regulation that addresses consumer protection, that are… more