- T. Rowe Price (Owings Mills, MD)
- …Summary This position is within the North America Compliance team reporting to the Senior Manager, Regulatory Advisory Compliance - Control Room. This ... Self Regulatory Organizations rules and regulations. + Familiarity with advisory compliance matters, including on matters related to confidential information or… more
- T. Rowe Price (Baltimore, MD)
- …compliance monitoring system, Charles River (CRD). The Legal Compliance Firm Ownership Senior Analyst collaborates with, and provides information to a diverse ... to the beneficial ownership monitoring for trading compliance support and global regulatory reporting. The LCFO team closely monitors firm and entity level aggregate… more
- Citigroup (New York, NY)
- …(including Private Bank, Wealth at Work, and Citigold). **Job Description** This is a senior analyst role in the USPB & Wealth Business Treasury Capital and ... Liquidity Resource Advisory (CLRA) team, with a primary responsibility of supporting...of financial resource management topics + Maintaining awareness of regulatory changes and implications for capital and liquidity metrics… more
- UMB Bank (Kansas City, MO)
- As the ** Senior Compliance and Oversight Analyst ** , you will assist in the execution of an effective Compliance and Oversight Program to assure Private Wealth ... have 5+ years of applicable experience within Financial Services. + You have regulatory compliance experience with a Registered Investment Advisory Firm. + You… more
- Citigroup (Tampa, FL)
- …Internal Audit + Contribute towards departmental requirement to adhere to strict regulatory and compliance requirements per tax authority and Citi policy + Perform ... from operational areas + Liaison with Corporate Tax for complex tax advisory inquiries and policy requirements **Qualifications:** + Understanding of US tax… more
- Ascensus (Dresher, PA)
- …facilitator. The regulated entities may include a broker-dealer, registered investment advisory firms, and transfer agent securities activities that work in tandem ... as performed by the Compliance Department; + Prepares and submits various regulatory filings, as assigned. + Performs compliance principal functions as assigned. +… more
- Citigroup (Getzville, NY)
- …with credit management groups across Markets as well as Banking, Capital Markets and Advisory (BCMA) to ensure full alignment on business and regulatory goals, ... as well as consistency and best practices. Within ICM Counterparty Credit Risk (CCR), ICM Funds Underwriting is a global team responsible for measuring, monitoring and controlling counterparty risk for Funds, covering Asset Management Companies, Investment… more
- Deloitte (Rosslyn, VA)
- …a passion for turning challenges and opportunities into long-term solutions? As an Analyst in Deloitte Risk & Financial Advisory , you'll have the opportunity ... Risk: Helping clients to embrace their most strategic risks, providing a platform of advisory services that enable senior executives to plan for, spot, assess,… more
- TXNM Energy (Albuquerque, NM)
- …logistics activities as needed COMPETENCIES: Maintains working knowledge of corporate and regulatory issues Basic knowledge of regulatory / advisory standards, ... Safety Consultant I- sr Location: Albuquerque, NM, United States Job ID:...and reports on company compliance to safety and health regulatory agencies when required. Participates in loss control inspections,… more
- MUFG (Irving, TX)
- …holistic assessment of the potential financial crime risks. **Major Responsibilities:** * The Sr . EDD Operations Analyst will support Team Leads by assisting ... details. **Job Summary:** The Enhanced Due Diligence ("EDD") Operations Analyst will be responsible for performing EDD on Financial...* Generates a list of Proposed Questions for AML Advisory in preparation for the customer site visit/call *… more
- Citigroup (Queens, NY)
- …in finance, accounting, business, or related field. + 7-10 years of regulatory capital advisory experience and/or complex transaction-based background. + ... brokerage, trade and securities services and wealth management. Join Citi's Regulatory Capital Policy Group ("RCPG") within Finance's Capital and Regulatory… more
- Consumers Energy (Ann Arbor, MI)
- …Energy company, and is not a position of employment with Consumers Energy.** The Sr Compliance Analyst has the responsibility to maintain and administer NSCE's ... and develop internal controls, and business requirements that prevent a noncompliance. The Sr Compliance Analyst partners with persons who are responsible for… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line ... with a strong understanding of formal risk management processes to include Regulatory engagements, Issue Management, and the development of key controls with… more
- Capital One (Mclean, VA)
- Senior Analyst , Capital Markets and Risk Responsible for Capital Advisory support of the Commercial line of business, as part of the Capital Resilience & ... upon number of hours to be regularly worked. McLean, VA: $109,000 - $124,400 for Sr . Analyst , Capital Markets & Risk Candidates hired to work in other locations… more
- Truist (Charlotte, NC)
- …with assigned business line leadership to drive alignment of Compliance and Regulatory Risks with enterprise risk programs and regulatory expectations. Assigned ... Provide risk management support and oversight for change activities (both business and regulatory change). 6. Provide oversight and support for open risk, audit, and… more
- Eurasia Group (New York, NY)
- Senior Analyst , Water, Agriculture and Responsible Investing About Eurasia Group and GZERO Media Eurasia Group is the world's leading global research and ... advisory firm. We help clients understand, anticipate, and respond...overview Eurasia Group is seeking an experienced and motivated Senior Analyst to join its Global Sustainability,… more
- Consumers Energy (Ann Arbor, MI)
- …company, and is not a position of employment with Consumers Energy.** The Senior Portfolio Analyst monitors, manages, and reports on risks and opportunities ... and other commodities that NorthStar may participate in in the future. The Senior Portfolio Analyst will also provide recommendations for hedging existing… more
- Cedars-Sinai (CA)
- …America's Best Hospitals. **What will I be doing in this role?** The Senior Physician Compensation Analyst provides complex compensation consultative services to ... 1 Workplace by Indeed.com, we also were awarded the Advisory Board Company's Workplace of the Year, 3 years...analysis, financial analysis and forecasting, and contract review. The Senior Physician Compensation & Productivity Analyst leads… more
- CBRE (Minneapolis, MN)
- DSF Senior Analyst Job ID 198697 Posted 16-Jan-2025 Service line Advisory Segment Role type Full-time Areas of Interest Capital Markets Location(s) ... a candidate's education, training, and experience. The minimum salary for the DSF Senior Analyst position is $70,000 annually and the maximum salary for… more
- Deloitte (Columbus, OH)
- …Recruiting for this role ends on March 31st, 2025. Work you'll do: As a senior analyst on the team, you'll promote and monitor compliance with auditor ... as internal policies and procedures to help manage Deloitte's regulatory and reputational risk. The ICN Business Relationships team...received from our professionals and engagement teams. As a senior analyst , you'll be part of a… more