- Guardian Life (Bethlehem, PA)
- …functions related to the field sales force. **You will** + Make independent suitability decisions when approving all Investment Advisor accounts at account ... As a part of the Supervision and Business Risk (SaBR) team, the individual(s)...based upon regulatory requirements and firm policy in making suitability decisions. Document in a professional and consistent manner… more
- Citigroup (Irving, TX)
- The Business Risk Officer - Central Review Unit Supervisory Principal role in Citi Global Wealth is a seasoned FINRA-licensed securities professional role ... techniques and the improvement of processes and workflow within supervision . Perform daily reviews in support of the OSJ...may include but is not limited to: review and principal approval of insurance and annuity transactions. This review… more
- US Army Central (Shaw AFB, SC)
- …for obtaining and managing resources throughout US Army Central (USARCENT). Serves as principal advisor to the USARCENT Commanding General (CG), Deputy CG, and ... in activities related to cost effectiveness; establishes and exercises staff supervision over the USARCENT Planning, Programming, Budgeting and Execution System… more
- Office of Inspector General (Lombard, IL)
- …by DOT. Responsibilities If selected for this position, you will serve as the principal advisor to the Special Agent in-Charge and be responsible for directing ... be responsible for providing professional leadership and technical and administrative supervision to subordinate employees. You will establish and maintain liaison… more