- SMBC (New York, NY)
- … support across the Advisory Function with respect to broker -dealer-applicable regulatory engagements, support function coordination, governance and ... provides compliance advice, guidance, and credible challenge to SMBC's businesses and support functions in the Americas Division. The group assists in supporting… more
- DHL Express, Inc. (Jamaica, NY)
- …+ Manages to a reduced volume of Post Entry functions + Provides compliance support to the global account entry team and drives quality and compliance to customer's ... specifications and standards + Provides compliance support to import and export managers and working groups...and BIS Relations **Skills and Qualifications:** + **Valid Customs Broker License required** + Typically requires Bachelor's or Master's… more
- Hartford Steam Boiler Inspection and Insurance Company (Hartford, CT)
- …underwriting risks within your binding authority, while also cultivating agency and broker relationships to support growth and retention goals. **Key ... Responsibilities** + Underwrite and manage a portfolio of equipment breakdown business, including renewals and new submissions. + Evaluate risks and make sound underwriting decisions in alignment with company guidelines. + Partner with Business Development,… more
- Home Depot (Atlanta, GA)
- …under the US Importer Self-Assessment Program, monitor regulatory changes, and support operational teams in maintaining a robust and efficient import compliance ... Section 232, and other compliance PGA, and duty impact (WCO, WTO, ITC). + ** Broker Oversight and Trade Law Compliance** Review broker performance and processes… more
- Neuberger Berman (New York, NY)
- We are seeking a seasoned and proactive individual to join Investment Team Support to lead a high-performing function within the Public & Private Markets, with a ... line, aligned to Investment Teams and Traders to provide high-touch support , proactively monitor servicing, and resolve front-to-back issues impacting execution,… more
- Tradeweb (Jersey City, NJ)
- …+ Establishing strong relationships with clients at dealers and buyside firms + Work/ broker client orders to ensure best execution + Working closely with our sales ... family members. + **Maven Family Building Benefit** : Maven offers support for fertility and preconception; pregnancy and post-partum; adoption; surrogacy and… more
- BMS CAT (Wood Dale, IL)
- …data, and iterate on lessons learned. 4. Client Retention & Expansion + Support major accounts through upsell strategies and coordinate with ops to ensure delivery ... + 5+ years in sales leadership within the commercial insurance sector ( broker , carrier, adjuster, or consultant), preferably P&C and restoration adjacent. +… more
- Home Depot (Atlanta, GA)
- …internal compliance standards. The candidate must possess a US Customs License Broker (LCB) certification. This position is fully remote and will temporarily report ... process flows. + **First Sale for Export Process** : Manage and support FSFE documentation and ensure compliance with customs valuation rules. Collaborate with… more
- FM (New York, NY)
- …state-of-the-art loss-prevention engineering and research; risk management skills and support services; tailored risk transfer capabilities; and superior financial ... and its future potential, this includes a thorough analysis of the broker submission, desired pricing, terms and conditions, financial condition, adequacy of… more
- SMBC (Jersey City, NJ)
- …levels. **Role Description** The Regulatory Policy Director will mainly support regulatory reporting stakeholders by providing regulatory reporting advice, issuing ... on technical regulatory issues involving our New York Branch, Bank Holding Company, broker /dealer, swap dealer and other affiliates. This role will report to the… more
- Hawaiian Electric (Honolulu, HI)
- …programming, testing, troubleshooting, documentation-writing, implementation, training, and maintenance support for SAP and SAP related information systems to ... customer needs (new or modifications). As needed, provides second-level technical support for Help Line. + Collaborate with Development, Infrastructure, and Desktop… more
- FM (Norwood, MA)
- …and hosts outcome-focused visits at FM's unique facilities around the world in support of strengthening relationships and business outcomes. This role will ensure a ... **Client Visit Coordination** + Coordinate all logistics for client, broker and other partner visits to the FM Science...our briefing / visit management tool. + Train and support global users on best practices and system functionality.… more
- Coty (Sanford, NC)
- …and act as the escalation point for complex compliance matters. Provide compliance support to Canada and other regional countries as needed. **Your main focus:** + ... reduction and cost optimization. + Track emerging regulations, interpret requirements, and support their implementation. + Initiate, lead, and support internal… more
- HSBC (New York, NY)
- …approaches to risk. Specific expectations of the role include: + Provides support to the EQD business by advising and guiding on compliance-related matters, ... as well as providing support in the same manner, to the wider Equities...related field + Extensive experience in a bank or broker -dealer, with a focus on equities markets, specifically equity… more
- FM (Woodland Hills, CA)
- …state-of-the-art loss-prevention engineering and research; risk management skills and support services; tailored risk transfer capabilities; and superior financial ... + Work jointly with divisional and operations management to support the sales process by engaging DMs, OMs, and...the region. + The annual plan should cover prospect, broker and BDE development and be presented at least… more
- Principal Financial Group (Des Moines, IA)
- …mission of the **Jr Business Operations Analyst** is to elevate the broker , contract holder, and participant experiences interacting with Principal Pension Risk ... experiences, backgrounds, and talents of our employees. And we support our employees the same way we support... support our employees the same way we support our customers: with comprehensive, competitive benefit offerings crafted… more
- AeroVironment (Annapolis Junction, MD)
- …a critical part in sustaining and enhancing reporting tools that support mission success. Your efforts will include expanding collaboration platforms, installing ... Java / Spring Boot troubleshooting with error log analysis + Kafka Message Broker for distributed messaging + Hazelcast Memory Cache for in-memory data processing +… more
- FM (Creve Coeur, MO)
- …state-of-the-art loss-prevention engineering and research; risk management skills and support services; tailored risk transfer capabilities; and superior financial ... In coordination with Account Engineers, establish risk improvement priorities and support efforts to acquire client compliance with loss prevention recommendations.… more
- Principal Financial Group (Knoxville, TN)
- …critical role in partnering closely with our Sales team and top-level Broker partners to develop and implement customized strategies. Your main responsibilities will ... position but the candidate must live in or around Knoxville, TN to be able to support the territory. We are willing to consider hiring at the next level (Sr Client… more
- Revelyst (Irvine, CA)
- …Business, Law, Logistics, or a related field (Master's preferred). + Licensed Customs Broker (LCB). + Minimum of 10 years of experience in global trade compliance, ... and interpreting reports from ERP systems and the ACE Portal to support operational and compliance needs. + Strong leadership, analytical, and communication skills.… more
