- WSFS Bank (Wilmington, DE)
- …more than part of our name, it's our mission and our purposeThe Trust Officer will be responsible for daily administration of personal trust accounts of moderate to ... personal trust accounts and relationships, including those of high-net worth individuals; Compliance and legal projects as required; Support other duties that may… more
- Amerant Bank (Tampa, FL)
- …or denial of credit requests.Review depository activity of clients to insure compliance with BSA.Ensure preventive measures are carried out to fully comply with ... Minimum Work Experience Requirements: 10 years as a commercial lending officer , managing complex and diversified lending relationships. Experience in asset based… more
- RECON (Mingo Junction, OH)
- …managing the project schedule, supervises Quality Control (QC) and ensures compliance with QC requirementsCoordinates Third Party QC services, implements RECON's ... all company specific site safety programs, assists the Site Safety Officer with accident/incident investigations, finds the root cause and suggests improvementsWorks… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade / Export Control - Legal & Compliance **New York, NY** Posted May 17, 2024 - Requisition No. 125360 The energy of a ... rules and regulations, and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US export control… more
- Hold Brothers (New York, NY)
- …goals are delivered. We are seeking a highly skilled and experienced public equities trading Compliance Officer to join our team. The Compliance Officer ... LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/ Officer to join the team. He/she...public equities trading + Experience using Trillium software for trade compliance management + Experience developing and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Curtiss-Wright Corporation (Aston, PA)
- …Direct reporting to Finance Controller or Business Unit GM, with matrix reporting to CW Trade Compliance Officer and CW Legal. Takes frequent direction from ... internal requirements. Job duties include Contract review and administration, licensing and trade compliance , and multi-dimensional reporting. The position is in… more
- Commerce, International Trade Administration (Washington, DC)
- …expand international trade through the development of partnerships, monitoring of and compliance with trade agreements, and other trade related services. ... Summary The International Trade Administration (ITA) is the Federal agency responsible...with regard to systems. Provides broad oversight in ensuring compliance with requirements of Executive Orders, Acts, legislation, regulation,… more
- Honeywell (Torrance, CA)
- Role: Sr. Export Compliance Officer / Compliance Assurance Analyst The future is what you make it. When you join Honeywell, you become a member of our global ... Inc. is seeking candidates for an exciting opportunity as a Sr. Export Compliance Officer / Compliance Assurance Analyst reporting to the Director of… more
- HUB International (Columbus, OH)
- …within a rapidly expanding legal and compliance department. The **S** **VP, Compliance and Risk Officer ** , Hub Retirement and Private Wealth ("RPW"), will ... a highly visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with the RPW and… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF ...minimum of 7 years' derivatives, swaps and/or commodities products compliance + Experience conducting trade surveillance, real-time… more
- NY CREATES (Albany, NY)
- …NY Category: Administrative Posted On: Mon Jul 1 2024 Job Description: Job Description for Compliance and Data Privacy Officer As a Compliance and Data ... to NY Freedom of Information Law ("FOIL") requests received by the Corporations. The Compliance and Data Privacy Officer will regularly report to the Board of… more
- Maryland Department of Transportation (Anne Arundel County, MD)
- MBE/DBE Compliance Officer (DOT Executive Assistant I) Salary $60,984.00 - $104,954.00 Annually Location Anne Arundel County Job Type Full Time Job Number ... for the position of Minority Business Enterprise/Disadvantaged Business Enterprise (MBE/DBE) Compliance Officer (DOT Executive Assistant I) within the Office… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Surveillance Compliance officer to join their team in New York. The ... role will primarily focus on Surveillance ( Trade Activity and Communications) across a range of asset...opportunity to gain exposure to a wider range of compliance activities at a market-leading firm. Marex has unique… more
- Unifrax (Manchester, CT)
- …ready to bring their best. Come grow with us! Job Description Summary As a Trade Compliance Specialist, you will be responsible for ensuring that our company ... within the organization. 3. Policy Development: Develop, augment, and implement trade compliance policies, procedures, and guidelines with direction from… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... and internal policies and procedures. + Oversee the development and maintenance of trade compliance programs, policies, and automated systems, including for both… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... platform encompasses a number of surveillance related portfolios including trade surveillance, e-communications and voice surveillance, employee trading, outside… more
- Bank OZK (Little Rock, AR)
- Compliance Officer I - Testing +...+ Ability to read, analyze, and interpret government regulations, trade journals, and legal documents. + Ability to work ... Job ID: 14358 + Functional Area: Corporate Compliance + Position Type: Full-Time Regular + Experience Required: 1 - 3 Years + Location: Little Rock, AR Corporate… more
- Citigroup (Jersey City, NJ)
- Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
