- SMBC (Jersey City, NJ)
- …AML oversees key processes and risks of the KYC Department. The CPAD Market Surveillance team performs centralized trade surveillance for the America's SMBC ... of benefits to its employees. **Role Description** The SMBC Compliance Department monitors the corporate banking, investment banking and...+ Review and follow up on a variety of trade surveillance alerts and exception reports covering… more
- Citigroup (Jersey City, NJ)
- The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team is responsible for the oversight for ... matter The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications, and… more
- Citigroup (Getzville, NY)
- Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications and… more
- TEKsystems (San Diego, CA)
- The Compliance Surveillance Analyst will perform the assigned functions, as outlined below, and conduct monitoring and testing across various lines of ... is fully remote. PRINCIPAL DUTIES AND RESPONSIBILITIES: * General trade surveillance reviews, with a focus on...the enterprise * Conduct other related tasks to support compliance surveillance , monitoring and testing Qualifications: *… more
- Atria Wealth Solutions (San Diego, CA)
- …92131 + Fully Remote - USA Compensation: $65,000 - $75,00 POSITION SUMMARY: The Compliance Surveillance Analyst will perform the assigned functions, as ... and operating departments. PRINCIPAL DUTIES AND RESPONSIBILITIES: (explain fully) + General trade surveillance reviews, with a focus on potential sales practice… more
- Citigroup (Getzville, NY)
- …The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications and ... Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and… more
- CIBC (New York, NY)
- …as key stakeholder groups. Projects will include Outside Business Activities, trade surveillance ; affiliate transactions (Regulation W); gifts & entertainment; ... (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** As a Business Systems Analyst on the US Compliance Technology team,...a Business Systems Analyst on the US Compliance Technology team, you'll be at the heart of… more
- Sierra Nevada Corporation (Lone Tree, CO)
- …complex problems? This may be the position for you! As a Configuration Analyst , you will manage the configuration of our engineering and manufacturing products ... plan and coordinate the preparation of product structure to ensure compliance with customer requirements, company standards, and industry standards. This includes… more
- Leidos (Bridgewater, VA)
- …helping the Leidos mission. In this mission, we provide aerial intelligence, surveillance , and reconnaissance platforms for today's warfighter. **What's in it for ... you?** We currently have an opening for a CONUS IA Analyst . This is an in-person day-shift position at our Bridgewater VA Leidos facility, although periodic travel… more
- JPMorgan Chase (Jersey City, NJ)
- …stakeholder audiences + Candidate must have subject matter expertise in Regulatory, Trade surveillance platforms and capital markets + Candidate should advocate ... skills and tech-savviness will be pivotal in creating impactful solutions. As a Solutions Analyst III in Corporate Oversight & Governance Tech team, you will aid in… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... cyber threats. We are seeking a dynamic Cybersecurity Risk Analyst to play a pivotal role in enhancing our...responding to changes requested by third parties to ensure compliance and data protection. Develop and implement efficient processes… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... reporting related to the management of the program, credit surveillance , and portfolio management. SMBC is a sponsor of...funding of ABCP program + Daily maturity limit and compliance monitoring for ABCP program + Support investor marketing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …that enables Raymond James to stay at the forefront of Financial Crimes Compliance and Trade Surveillance . **Essential Duties and Responsibilities** + ... planning, and executing the modernization program for Financial Crimes Management (FCM) and Trade Surveillance . You will work under the supervision of the… more
- City of New York (New York, NY)
- …service titles including but not limited to Administrative Staff Analyst , Health Services Manager, Administrative Investigator, Administrative Procurement Analyst ... organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent… more
- City of New York (New York, NY)
- …employees who are permanent in the civil service title of Administrative Staff Analyst due to the active promotional civil service list of Administrative Staff ... Analyst . Established in 1805, the New York City Department...organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and… more
- City of New York (New York, NY)
- Job Description ONLY DOHMH EMPLOYEES IN THE TITLE OF ADMINISTRATIVE STAFF ANALYST AND THOSE PERMANENT IN THE CIVIL SERVICE TITLES OF: Administrative Contract ... Specialist, Administrative Procurement Analyst and Health Services Manager. Established in 1805, the New York City Department of Health and Mental Hygiene (the NYC… more
- City of New York (New York, NY)
- …CIVIL SERVICE TITLE AND OTHER COMPARABLE CIVIL SERVICE TITLES INCLUDING, ADMINISTRATIVE STAFF ANALYST (ONLY DOHMH CANDIDATES OR DOHMH CANDIDATES WHO ARE IN THE CIVIL ... organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent… more
- ManpowerGroup (New Castle, DE)
- …system-generated and manual cases for activity conducted by Citi clients. The Senior Compliance Analyst is responsible for managing a caseload of investigations, ... Liaise with other FIU units, ACRM, the Business, CSIS, FIU Legal, GIU, Trade Surveillance , and Law Enforcement, where applicable. **Qualifications** * Bachelor's… more
- City of New York (New York, NY)
- …TITLE AND THOSE THAT ARE REACHABLE ON THE CIVIL SERVICE LIST OF ASSOCIATE STAFF ANALYST EXAM NO. 9061 ARE ELIGIBLE TO APPLY. Established in 1805, the New York City ... organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent… more
- AeroVironment (Arlington, VA)
- …Plan and manage all aspects of investor events, including: conferences, investor and analyst days, trade show meetings, non-deal roadshows, individual and group ... _T_ _his position requires access to information that is subject to compliance with the International Traffic Arms Regulations ("ITAR") and/or the Export… more