- HSBC (New York, NY)
- …and swaps-related regulations, and associated regulatory initiatives where it relates to trade and transaction reporting + Assist in managing the ... we all share. You will manage the OTC Derivatives Trade and Transaction reporting team,...facing regulators (CFTC, NFA etc.) and providing response to trade reporting regulatory exams and… more
- Edward Jones (Tempe, AZ)
- …Prepare and analyze reported firm trade information to verify the accuracy of regulatory transaction fees charged as part of the monthly FINRA and MSRB bill ... Report Specialist is one of two on the Trade Reporting team responsible for the day-to-day...paying process. + Detecting and/or preventing problems with trade reports that cause regulatory issues for… more
- Citigroup (Charlotte, NC)
- Transaction Management will be responsible for supporting multiple aspects of the lending lifecycle including but not limited to loan closing and servicing ... not limited to corporate, commercial, real estate, structured lending and trade . + Create processes, standards, procedures, controls, training, and implementation of… more
- Citigroup (Irving, TX)
- …and regulatory requirements/expectations. + Work with lines of business, transaction management, and loan operations to define and implement operational metrics ... Transaction Management will be responsible for supporting multiple...limited to corporate, commercial, real estate, structured lending and trade . + Assist with the creation of processes, standards,… more
- Santander US (New York, NY)
- …defense role for the bank across all risks: Financial/ Credit, Legal, Reputational, Regulatory , Compliance, etc. + Reporting to senior management regarding the ... Global Transaction Banking Product Specialist - VP New York,...identify new customer prospects. Essential Functions/Responsibilities: + Market GTB trade products (Receivables, SCF, Structured Trade , Letters… more
- TD Bank (New York, NY)
- …matter expertise/analysis on operational processes as a key resource/representative for the Trade and Transaction reporting function + Identify, document, ... training within own team and other teams globally within Trade and transaction reporting +...of Global Markets, Risk/Compliance Operations, and/or regulatory reporting experience + Subject matter expertise within transaction… more
- Bosch (Oakbrook Terrace, IL)
- …accurate and timely transactions for compliance with regulations. + **Customs and Regulatory Communication:** Represent the Trade Compliance team by maintaining ... assisting in the identification and implementation of compliance best practices. + ** Regulatory Monitoring & Updates:** Monitor changes in trade regulations and… more
- MUFG (Tampa, FL)
- …Laws)/FEFTA /Red flags/vessels/shipping lines/ports/country violations relating to trade finance documents/claims/transactions. ** Transaction Processing in ... and processing transactions related to Commercial Letters of Credit in Trade 360 System, which includes: (a)Examination of Documents presented under Commercial… more
- ADP (Roseland, NJ)
- …relating to the execution of key AML functions including Know Your Client (KYC), transaction monitoring, AML reporting , and training. + Manage team and oversee ... is hiring a** **Senior Director, AML Practice, Export Controls, Economic and Trade Sanctions** The Senior Director, AML Practice, Export Controls, Economic and … more
- TD Bank (New York, NY)
- …Department Overview: The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and… more
- TD Bank (New York, NY)
- …US Compliance team is looking for Vice President candidates to join the trade surveillance team. Preferred 5-10 years of experience in surveillance of either Fixed ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- TD Bank (New York, NY)
- …TDS US Compliance team is looking for Vice President to join the trade surveillance team focused on Communications. Preferred 5-10 years of experience in ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- Takeda Pharmaceuticals (Boston, MA)
- …you to shine? Join us as a Manager, Global Import & Export Operations and Trade Compliance based in Cambridge, MA reporting to the Associate Director, Global ... necessary contributor to our inspiring, bold mission. **_GOALS:_** + The Global Trade Compliance Manager will ensure that Research & Development imports and exports… more
- JPMorgan Chase (Newark, DE)
- …back Operations process (including the key elements such as confirmations, settlements, regulatory reporting ) and facilitate issue resolution across teams + ... in finance. Are you passionate about the intricate world of trading? Join our Trade Lifecycle team and be the driving force behind the flawless execution of all… more
- JPMorgan Chase (Jersey City, NJ)
- …insights and executive-level influence. As an Associate Business Manager n the Trade & Working Capital Business Management team within Payments organization, you ... will facilitate the execution of business strategies and manage financial reporting in alignment with business priorities. This includes preparing strategy decks,… more
- MUFG (Tampa, FL)
- …are executed properly and promptly. + **Verification:** Review L/C and Amendment Queues in Trade 360 System and ensuring that all L/C's are issued and amendments are ... ensue team is equipped with the necessary knowledge and skills Timely reporting to Management on staff performance issues, productivity and incidents. +… more
- TD Bank (New York, NY)
- …optimization. + Collaborate with risk management and compliance teams to ensure transaction banking technology products adhere to regulatory requirements and ... negotiation, and ongoing oversight. + Stay updated on industry developments, regulatory changes, and advancements in transaction banking technology, proactively… more
- TD Bank (New York, NY)
- …and take actions when needed. + Preparing materials for committee meetings and regulatory requests. + Assisting other members of the team with ad-hoc requests as ... markets industry including products and services. + Technical background in regulatory frameworks (Basel Committee on Banking Supervision, Federal Reserve, Office of… more
- TD Bank (New York, NY)
- …registrations must be obtained prior to engaging in any transaction ; product, geographical location, supervisory responsibilities, and client interactions must ... and/or control functions and ensures alignment with enterprise and/or regulatory requirements. Executes trades with approved counterparties and within approved… more
- Trane Technologies (San Diego, CA)
- …+ Support duty drawback program submissions from an export perspective. + Research trade regulations and rulings, determine regulatory or interpretive basis for ... for identification of areas for process improvement in the daily resolution of trade compliance related international transaction holds and issues. + Lead… more