- Bank of America (Jacksonville, FL)
- …of company policies, procedures, and IRS regulations related to cost basis reporting . Ensure all transactions adhere to regulatory requirements and internal ... Transaction Management Operations Analyst Pennington, New Jersey;Jacksonville, Florida...out of accounts. Key responsibilities include reconciliation, settlement, and trade and transfer support, and providing quality service and… more
- Edward Jones (Tempe, AZ)
- …Prepare and analyze reported firm trade information to verify the accuracy of regulatory transaction fees charged as part of the monthly FINRA and MSRB bill ... Report Specialist is one of two on the Trade Reporting team responsible for the day-to-day...paying process. + Detecting and/or preventing problems with trade reports that cause regulatory issues for… more
- Citigroup (Irving, TX)
- …and regulatory requirements/expectations. + Work with lines of business, transaction management, and loan operations to define and implement operational metrics ... Transaction Management will be responsible for supporting multiple...limited to corporate, commercial, real estate, structured lending and trade . + Assist with the creation of processes, standards,… more
- Bank of America (Pennington, NJ)
- Transaction Management Ops Analyst Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... Join us! **Job Description:** This job is responsible for moderately complex transaction and fulfillment processing, including the movement of assets into and out… more
- Northrop Grumman (MD)
- …organization. **What You'll get to Do:** - Implement corporate and government trade compliance processes through shipment transaction reviews of international ... **Requisition ID: R10185524** + **Category:** Legal and Regulatory + **Location:** Unknown City, Maryland, United States of America | Unknown, Virginia, United… more
- MUFG (Tampa, FL)
- …Laws)/FEFTA /Red flags/vessels/shipping lines/ports/country violations relating to trade finance documents/claims/transactions. ** Transaction Processing in ... and processing transactions related to Commercial Letters of Credit in Trade 360 System, which includes: (a)Examination of Documents presented under Commercial… more
- Scotiabank (New York, NY)
- Manager, Trade Floor Supervision, US Internal Control **Requisition ID:** 215282 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is ... an important bridge to this key global market for trade and investment flows across the Americas and the...and procedures, Global FX Code, industry standards and applicable regulatory requirements. **What You'll Do** + Champion a customer… more
- ADP (Roseland, NJ)
- …relating to the execution of key AML functions including Know Your Client (KYC), transaction monitoring, AML reporting , and training. + Manage team and oversee ... is hiring a** **Senior Director, AML Practice, Export Controls, Economic and Trade Sanctions** The Senior Director, AML Practice, Export Controls, Economic and … more
- Citigroup (Tampa, FL)
- Work Schedule is Monday to Friday: 9 AM to 6 PM Cash & Trade Processing Intermediate Associate Analyst is an entry level role responsible for assisting the function ... any projects and initiatives related to cash management in coordination with the Transaction Services team. The overall objective is to facilitate multiple complex … more
- ManpowerGroup (New Castle, DE)
- …Wire Recall Review Analyst is responsible for handling fraud investigation and regulatory reporting . Requires good understanding of Fraud and reputational risk. ... **Role: Cash & Trade Proc Assoc Analyst 2 (Entry level role)**...on W2** **Candidates MUST have fraud exp and SARs reporting (Wire Fraud, SAR's writing, and Financial exp will… more
- TD Bank (New York, NY)
- …Department Overview: The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and… more
- TD Bank (New York, NY)
- …US Compliance team is looking for Vice President candidates to join the trade surveillance team. Preferred 5-10 years of experience in surveillance of either Fixed ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- Vanguard (Wayne, PA)
- …transactions rules. In this role you will + Create, analyze, and review regulatory reporting obligations specific to global substantial shareholder regulations + ... of the post- trade compliance industry, keeping abreast of current market, regulatory , and industry news. You will serve as a specialist on compliance-related… more
- Takeda Pharmaceuticals (Boston, MA)
- …you to shine? Join us as a Manager, Global Import & Export Operations and Trade Compliance based in Cambridge, MA reporting to the Associate Director, Global ... necessary contributor to our inspiring, bold mission. **_GOALS:_** + The Global Trade Compliance Manager will ensure that Research & Development imports and exports… more
- JPMorgan Chase (Newark, DE)
- …elements such as ISDA and Dodd Frank documentation and confirmations, settlements, regulatory reporting ) and facilitate issue resolution across teams + ... miss out on the chance to empower yourself and make a difference. As a Trade Services Associate in the Complex Products Middle Office team, you will support our OTC… more
- JPMorgan Chase (Jersey City, NJ)
- …insights and executive-level influence. As an Associate Business Manager n the Trade & Working Capital Business Management team within Payments organization, you ... will facilitate the execution of business strategies and manage financial reporting in alignment with business priorities. This includes preparing strategy decks,… more
- Citigroup (New York, NY)
- …gain understanding + experience in production and design of operations and regulatory reporting , KPIs, metrics and data management including associated controls ... external subject matter experts to design and produce key operational and regulatory Reporting , Metrics and management information solutions, including robust… more
- Scotiabank (New York, NY)
- … Reporting , FR Y-15, and other Fed reports. + Assist the Broker Dealer Regulatory Reporting team in ensuring compliance with Broker Dealer 15c3-1 Net Capital ... an important bridge to this key global market for trade and investment flows across the Americas and the...+ 15+ years of relevant experience in financial and regulatory reporting . + Understanding of banking business,… more
- SMBC (Jersey City, NJ)
- …**Role Description** Support accounting operations and internal / external financial and regulatory reporting requirements in a dynamic environment within SMBC ... reports as needed **Qualifications and Skills** + Knowledge of financial and regulatory reporting , consolidation balance sheets and general accounting practices… more
- TD Bank (Houston, TX)
- …Markets + Interest Rate, Currency and Derivative Products + Commodities + International Trade Our services include the underwriting and distribution of new debt and ... excellence and commitment to customer service. **Department Overview:** Global Trade Finance Operations International processing hub is located in Montreal… more